Fca jobs in FailsworthCreate job alerts

We are currently partnering with a Housing Association, with a Head Office in Hertfordshire, who are recruiting for a Compliance Manager to join their growing team on a permanent basis. Identifying evidence of the Association's compliance with all statutory and regulatory requirements across the ...

Your role is to resolve customer complaints at the first point of contact received from the customer by completing prompt, high quality investigations in order to ensure that an appropriate decision is reached. Actively manage customer complaints. Improve the overall customer relationship, making...

Your role is to resolve customer complaints at the first point of contact received from the customer by completing prompt, high quality investigations in order to ensure that an appropriate decision is reached. Actively manage customer complaints. Improve the overall customer relationship, making...

They have engaged Quotacom exclusively to recruit a Compliance professional who will be at the forefront of product and environmental compliance and driving sustainability initiatives. PEC with experience developing the infrastructure needed to support business compliance,. ...

As a Complaints Handler, you will be given thorough FCA/Compliance training to ensure you are fully knowledgeable on our in-house systems and provide the best advice through their customer journey. Evidence of working in a complaint’s role, managing complex complaints. Investigate and respond to ...

We are seeking an experienced Marketing Compliance Manager to join our team within a leading investment management firm based in London. As the Marketing Compliance Manager, you will play a crucial role in ensuring that all marketing materials, including financial promotions, fund documentation, ...

This role’s primary objective is to conduct Second Line of Defence (SLOD), activities, which are covered by several components of internal governance (compliance, risk management, quality, IT and other control departments). Keep up to date with relevant regulatory changes, along with internal bus...

Please note this role requires you to gain Security Clearance.The Digital Forensics Consultant is responsible for collecting, preserving, analysing, and reporting on digital evidence.The role requires a keen attention to detail, strong technical skills, and excellent communication skills.This rol...

Being one of the main points of contact on a portfolio of clients on day-to-day tax matters (both compliance and advisory) and working with Senior Managers and Managers on our larger client accounts. Tax Assistant Manager – Corporate Tax Compliance and Advisory (Real Estate) – 104801. Why Join KP...

An exceptional opportunity has arisen for a remote Compliance Officer within an International law firm. In this role, you’ll handle a broad range of compliance, conflicts and AML issues and have the chance to handle escalations from officers. Are you a highly skilled and dedicated professional wi...

Keoghs is looking to recruit an Fraud Claims Investigator to join the busy, fast paced Intelligence Team. The Fraud Claims Investigator in an entry-level role with future progression prospects. The Fraud Claims Investigator will be part of a team that form part of a wider Intelligence team based ...

Loss Prevention Investigator Manchester. We have a vacancy for a Loss Prevention Investigator, which would be based in the Manchester area working in stores across the district. ...

As a Regulatory Compliance Officer you will play a critical role in bridging the gap between product compliance and the end user. As part of the Quality and Regulatory Affairs team, you will ensure all regulatory requirements are met, with a focus on post-market surveillance, vigilance reporting,...

The Group Quality, Compliance and Audit (QCA) Manager is responsible for supporting the business in complying with OASIS Group policies, processes and procedures (SOPs), and external requirements including GDPR, ISO and British Standards and all other relevant regulations and legislation. The QCA...

To act as a deputy to the Head of Regulatory Affairs, supporting day-to-day compliance activities, managing the Compliance Team, attending meetings, producing reports and deputising as required. Act as a deputy to the Compliance and Governance Director in the delivery of Asta’s compliance plan, i...

Develop, implement, and oversee trade compliance policies, including ITAR and UK Export Regulations. Train internal teams on compliance processes and legal requirements. Provide strategic advice on trade compliance to various teams, including Business Development and R&D. Extensive experience in ...

Exciting opportunity for an ambitious Risk and Compliance Manager to join this fast moving, rapidly growing Financial Services business. Provide support to the delivery of the second line of defence compliance monitoring plan. Develop and deliver the companies supplier/servicers Compliance Monito...

As part of the Compliance leadership team, we require an experienced Policy & Governance SME who is able to work autonomously, take the lead and ownership across the following:. Lead on the bank's Compliance/ Regulatory framework - policies and procedures, ensuring proportionate alignment to the ...

UK Customs and Trade Compliance Manager. Pod Talent is excited to be supporting a leading global medical solutions company in recruiting for a UK Customs and Trade Compliance Manager. Key Responsibilities for the position of Trade Compliance Manager -. Key Experience Required for the position of ...

Taylor Root is pleased to be working with one of the most well know names in media and broadcasting to recruit a Senior Data Protection and Compliance Officer. Reporting into the Head of Compliance you will be responsible for:. Experience of working in a data protection compliance role that invol...

Risk & Compliance Manager (SOx & Internal Audit). Are you an experienced accountant with a passion for risk management and compliance? This could be your next career move!. SOx compliance, and enhance our internal audit processes. Oversee SOx controls, manage internal audits, and continually impr...

The Corporate Treasury Compliance Officer is a member of the Enterprise-Wide Functions Compliance group who oversees Compliance risk associated with BNY's Corporate Treasury and Chief Investment Office activities in EMEA and APAC. We're seeking a future team member for the role of Corporate Treas...

I-SART seeks a Specialist, AML/SAR Investigator to join its team of legal and investigative professionals. ...

Customer Service and Complaints Operations Manager - Clayton-le-Moors. Experience of managing a complaints function with a full understanding of DISP. If successful we anticipate two further interview stages with the Hiring Manager/wider team which will be more technically focussed and could incl...