Trabajos fca en Urmston

MERJE is currently seeking an experienced FCA Compliance Officer for a financial services company based in Manchester. The role is initially being recruited on a fixed term contract for 12 months

The role is for a Senior FCA Compliance Officer to be responsible for ensuring the group complies with FCA regulatory requirements, and the implementation of our FCA compliance and risk management ...

Maintain oversight of FCA use of powers of product and financial promotions intervention and report to the business, including attending FCA or other events or seminars as required. * Assist in the ...

Ensure full compliance with FCA regulations and company procedures, addressing complaints in accordance with regulations and company policies. * Conduct learning, training, and assessment exercises ...

The primary objective of the compliance team is to ensure all the rules and regulations set by the Financial Conduct Authority (FCA), the information commissioner's office (ICO), The Pensions ...

Ensuring adherence to relevant FCA regulations. * Manage and mitigate risk, including to the firm's reputation. * Ensure adherence to service level agreements. Key Responsibilities * Ensure all ...

Understanding of FCA regulations. Apply to find out more!

Update the overall Product Governance Framework for UK and EU aligned to the businesses values and regulatory obligations including FCA Handbook and Insurance Distribution Directive. * Assess ...

You will be working with an award-winning FCA advisory firm who are currently going through a highly exciting growth period where responsibilities would include assisting the company grow in every ...

Closely work with the FCA and FOS where required Skills & Experience required: * Proven experience in pension and investment claim assessment or a related financial services role. * Strong ...

Adhere to FCA Principles for Business and comply with FCA and internal procedures Required Skills & Qualifications for Commercial Account Handlers: * Experience as a Commercial Insurance Account ...

Attain and maintain competent status as defined by the FCA and the firm. * Keep up to date with new products, technical or legislative changes within the marketplace. * Always comply with the ...

The successful candidate will be responsible for ensuring the best possible customer journey, adhering to company and FCA rules and guidelines. With a competitive salary of £23,000 - £25,000 and ...

Assists in complaints reporting to senior leaders and the FCA. Provides coaching and feedback to the client service crew based analysis of complaints* Maintains control of work load through actively ...

Social Work/Family Court Advisor (FCA) vacancies with Cafcass Manchester. Caritas work with Cafcass to support with their recruitment. We currently have locum FCA roles available with Cafcass ...

... with FCA regulations when required - Striving to achieve and over-achieve on sales targets and personal goals What you'll have: - Proven Asset Finance sales experience - An existing network of ...

... FCA Audi Allparts Bentley BMW Citroen Dacia Euro Carparts Ford GSF Halfords Honda Hyundai Infiniti Jaguar Kia Kwik Fit Land LDS Rover Lexus Mazda Mercedes Mitsubishi National Autocentres Nissan ...

Experience and knowledge of working in an FCA regulated entity * Proven ability to drive improved performance of a team through coaching/development/KPI measurement, in line with HR guideline * Able ...

Financial Services experience and/or Consumer Credit, regulated background (FCA/Banking/Financial Services knowledge, Consumer Credit knowledge, Funding and Block Facilities). - Data analytic skills ...

My client is looking for someone with strong professional indemnity disputes experience, as well as knowledge of FCA regulations. My client will consider both interim and permanent candidates for ...

Excellent knowledge of FCA rules, Data Protection legislation, and the Financial Ombudsman Service * Previous experience working in a legal background * Degree or professional equivalent ...

Ensuring that FCA and internal regulatory standards for advice provision are met * Quality of advice provided is a must with every fact find, making sure you have everything documented along with the ...

Maintain a CPD record in line with FCA requirements for regulated individuals * Generate reports and summaries of thematic reviews/file assessments as requested by the Head of Compliance

Companies within the group are fully FCA authorised and licensed by the Institute of Chartered Accountants in England and Wales. We are looking for an experienced IT Tech Support to join our team