Fca jobs in Urmston

Senior FCA Compliance Officer (FTC for 12 months) Manchester - Hybrid To £50,000 + Benefits MERJE is currently seeking an experienced FCA Compliance Officer for a financial services company based in ...

The role is for a Senior FCA Compliance Officer to be responsible for ensuring the group complies with FCA regulatory requirements, and the implementation of our FCA compliance and risk management ...

Maintain oversight of FCA use of powers of product and financial promotions intervention and report to the business, including attending FCA or other events or seminars as required. * Assist in the ...

Ensure full compliance with FCA regulations and company procedures, addressing complaints in accordance with regulations and company policies. * Conduct learning, training, and assessment exercises ...

Ensuring adherence to relevant FCA regulations. * Manage and mitigate risk, including to the firm's reputation. * Ensure adherence to service level agreements. Key Responsibilities * Ensure all ...

Understanding of FCA regulations. Apply to find out more!

You will be working with an award-winning FCA advisory firm who are currently going through a highly exciting growth period where responsibilities would include assisting the company grow in every ...

This is a Certification Regime role under the Financial Conduct Authority's (FCA's) Senior Manager and Certification Regime and will be subject to the FCA's Conduct Rules. The Requirements * Work ...

Closely work with the FCA and FOS where required Skills & Experience required: * Proven experience in pension and investment claim assessment or a related financial services role. * Strong ...

Adhere to FCA Principles for Business and comply with FCA and internal procedures Required Skills & Qualifications for Commercial Account Handlers: * Experience as a Commercial Insurance Account ...

The successful candidate will be responsible for ensuring the best possible customer journey, adhering to company and FCA rules and guidelines. With a competitive salary of £23,000 - £25,000 and ...

Attain and maintain competent status as defined by the FCA and the firm. * Keep up to date with new products, technical or legislative changes within the marketplace. * Always comply with the ...

Maintain a CPD record in line with FCA requirements for regulated individuals * Generate reports and summaries of thematic reviews/file assessments as requested by the Head of Compliance Requirements

... with FCA regulations when required - Striving to achieve and over-achieve on sales targets and personal goals What you'll have: - Proven Asset Finance sales experience - An existing network of ...

... FCA compliance.Important Information: We endeavour to process your personal data in a fair and transparent manner. In applying for this role, NMS Recruit will be acting within your interest and will ...

... FCA Audi Allparts Bentley BMW Citroen Dacia Euro Carparts Ford GSF Halfords Honda Hyundai Infiniti Jaguar Kia Kwik Fit Land LDS Rover Lexus Mazda Mercedes Mitsubishi National Autocentres Nissan ...

Experience and knowledge of working in an FCA regulated entity * Proven ability to drive improved performance of a team through coaching/development/KPI measurement, in line with HR guideline * Able ...

Financial Services experience and/or Consumer Credit, regulated background (FCA/Banking/Financial Services knowledge, Consumer Credit knowledge, Funding and Block Facilities). - Data analytic skills ...

Up to date with current FCA Legislation would be ideal * Relevant qualifications include Certificate in Financial Services/Planning Job Offer As IFA Administrator, you will get: * Up to £30,000 * 23 ...

You must be open and co-operative with the FCA, PRA and other regulators * You must pay due regard to the interests of customers and treat them fairly * You must observe proper standards of market ...

Ensuring that FCA and internal regulatory standards for advice provision are met * Quality of advice provided is a must with every fact find, making sure you have everything documented along with the ...

... FCA) regulations • Good personal organisation - able to prioritise work to meet tight deadlines, able to work well under pressure, remaining calm and focused during busy periods • Excellent ...

My client is looking for someone with strong professional indemnity disputes experience, as well as knowledge of FCA regulations. My client will consider both interim and permanent candidates for ...

Excellent knowledge of FCA rules, Data Protection legislation, and the Financial Ombudsman Service * Previous experience working in a legal background * Degree or professional equivalent ...