Fca jobs in Beckenham

Key Accountabilities: ● Work with the Head of Compliance to implement FCA regulatory requirements into the firm's global compliance program ● Manage day-to-day operations of the compliance ...

You will oversee the FCA's external supplier spend within the category of expertise, driving breakthrough results for FCA through effective development and delivery of sourcing and contracting ...

They will be heavily involved in the delivery of the MLRO report, the financial crime risk assessment, FCA reporting relating to AML/CTF and other related processes. * SMCR -The candidate will ...

Preparing monthly FCA monitoring data and quarterly regulatory financial returns in conjunction with Compliance. * Being part of the Firm's ICARA team: Providing financial data for the Firm's ICARA ...

To work closely with the FCA, FOS, Lloyd's of London, and other useful organisations such as MGAA and BIBA. Key skills and experience required. * The candidate should have circa 5 years' work ...

Reporting directly to the Head of Compliance, the successful candidate will play a crucial role in ensuring the firm operates in accordance with the requirements of the FCA Handbook and adheres to ...

Able to read and interpret the FCA handbook. * Able to draft Compliance Oversight reports and other management reports to support the Compliance Oversight Officer * Have 5 years' experience in ...

The successful candidate will ensure that our products and services adhere to FCA regulations and are safeguarded against financial crime and risk. This includes reducing the likelihood of financial ...

Managing IBA's relationship with the FCA and ensuring that IBA meets its regulatory obligations. * Ensuring that IBA is well placed for compliance with new regulation and that appropriate new or ...

Assessment of the necessity for FCA authorization * Providing structural advice, encompassing guidance on collective investment schemes, joint venture arrangements, and alternative investment funds

Preparation of regulatory reporting to international governing bodies (FCA, SEC etc.) * Prepare and assist with the regulatory filings including quarterly FCA filing and annual ICARA process

To be a member of the Management Committee which monitors all activities and liquidity interest rates and foreign exchange business and ensure FCA, Bank of England and Head Office requirements are ...

This is a great opportunity for an aspiring lawyer with a broad commercial practice from an FCA-regulated background, whether that is strictly financial services, insurance, or any other FCA ...

Oversee firm's compliance with FCA's rules on systems and controls against money laundering What you bring: The ideal candidate for this Compliance Officer and MLRO role will bring a wealth of ...

English fluent, Be familiar with the requirements from regulatories (FCA, PRA, BOE, etc.) regarding AML/CFT, conduct risk, complaint, fraud, CASS, customer duty, etc.; Familiar with banking products ...

... and FCA Principles of Business * the product and technical teams to ensure the Company Platform is compliant with applicable regulations and industry guidance * advice and legal support to ensure ...

An FCA Regulated Currency Market Expert are on the lookout for an experienced and dedicated FX Dealer ready to take ownership for maintaining and growing personal revenue. As their FX Dealer you will ...

Finance Manager (Qualified Accountants required - ACCA/CIMA/ACA) FCA Regulated Digital Assets business Up to £80K / Hybrid working London Fidarsi are currently working with a rapidly expanding ...

Ensure electronic client files are organised and updated, and easily accessible Compliance with FCA and company procedures * Assist the team in complying with FCA and internal compliance procedures ...

Ensuring our GABRIEL, FCA and other portals are up to date and maintained * Working with the Senior Leadership Team to understand the needs and priorities of the business and the wider market to ...

A broad understanding of FCA regulations in relation to Consumer activity.

Submit timely and accurate reports to global regulatory authorities (e.g., SEC Form PF, SEC Schedule 13, FCA Gabriel reporting). * Develop and maintain regulatory reporting procedures and ...

Conduct daily and monthly client fund reconciliations to segregate funds accurately, ensuring this is in accordance with FCA standards. * Detect, address, and resolve reconciliation discrepancies

Comfortable with the FCA Handbook and with FCA rules. * Excellent analytical skills. * Commitment to learning and continuing professional development. * Should be comfortable with communicating with ...