Fca jobs in OssettCreate job alerts

Knowledge of the FCA handbook related to Appointed Representatives * Ability to build firm and credible relationships * Cert CII qualified or willingness to work towards SKILLS * Strong written and ...

The ideal candidate will have significant experience in financial services and a deep understanding of FCA Operational Resilience requirements. The Company This established and long standing firm is ...

Ensure all client interactions comply with Financial Conduct Authority (FCA) regulations and internal compliance policies. * Maintain accurate records of client policies and renewals * Meet and ...

Solid and detailed working knowledge of the FCA rulebook. * Experience in attending Risk Committees (or similar forum). Location: Leeds (Hybrid working)

Maintaining claim files to meet FCA, PRA and GDPR regulations * Access and utilize partner portals for pro-active claims management About You * Ability to structure your day to prioritise required ...

You will put the customer at the heart of everything you do, utilising know your customer (KYC) and treating customers fairly (TCF) methodologies, handling claims in line with compliance, FCA ...

Help to drive the implementation of compliance controls and processes, ensuring adherence to FCA regulatory Compliance, AML/CTF, and other regulations. * Be a collaborative member of the Compliance ...

Understanding of the FCA T&C role and importance of Compliance within a regulated industry. * You will have an in depth understanding of the Broker market & ability to develop effective broker ...

Experience in a regulated FCA environment is essential. REQUIREMENTS AND SKILLS * Strong organisational skills are essential, with the ability to manage workloads, prioritise tasks, and report ...

Promote and be mindful of the general principals of FCA compliance including but not limited to Treating Customers Fairly, Financial Crime, Data Protection and Anti-Bribery Procedures * Other duties ...

Experience with taking FCA applications through to completion desirable. Behavioural Competencies * Excellent communication skills to communicate openly and effectively, both internally and ...

Ensuring compliance with FCA regulations and industry best practices. * Supporting client meetings, preparing necessary documentation, and following up on actions. * Collaborating with the wider team ...

Ensure compliance with all applicable UK and local regulations, Company Policies and FCA Conduct Rules If you think you have the right experience and want to be given the opportunity to advance your ...

A marketing qualification is beneficial, and experience in a B2B or FCA-regulated organisation is a plus.You'll be organised, detail-oriented, and able to manage multiple tasks and deadlines. Strong ...

Detailed understanding of the FCA Operational Resilience requirements. * Recent exposure to resilience frameworks and how they fit with broader risk frameworks. In return, my client is offering a ...

Ensuring conduct which is consistently and continuously in accordance with FCA Regulations * Always acting with integrity and ensuring all customers are treated fairly. * Complete all mandatory ...

To be aware of and comply with relevant FCA regulations. The Ideal Candidate: * You are qualified, committed to self-development and technically minded. * You practice good work habits: setting ...