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The ideal candidate will bring a comprehensive understanding of the FCA regulatory environment, strong governance capabilities, and proven experience managing regulated financial entities. Key ...

Responsible for quarterly FCA reporting * Oversee end-to-end finance operations for in-scope entities. * Responsible for timely production of monthly management accounts and related management ...

JCR Talent is delighted to be partnering with an award winning Investments firm as they hire a Compliance Manager 🏆👇 Role Responsibilities Include * Advise the business to help build great ...

Our Self-Employed Mortgage Advisors receive lead support, competitive commission splits and no network, FCA or PI fees. As a Self-Employed Adviser you will have access to support from our dedicated ...

Design, develop, and implement the institution's Anti-Financial Crime (AFC) framework, policies, and procedures in compliance with FCA regulations, and ensure they are up-to-date with evolving ...

Ensure the company adheres to all applicable FCA regulations, including those specific to the CFD industry such as the FCA's product intervention measures on CFD offerings (e.g., leverage limits ...

Responsible for the overall direction of the Compliance Team and all aspects of compliance with regulatory obligations as set out by the FCA and any other regulatory body. This will include managing ...

Compliance Manager, Risk, AML, Financial Services, Compliance Specialist, CASS, FCA Regulations, FSMA2000, Mifid, Sanctions, Cross Boarder Payments Fantastic opportunity has come available to work ...

The role is categorised as SM&CR ROLE and must be approved by the FCA prior to starting a new position. Key Responsibilities include: * Develop and implement a comprehensive risk management framework ...

Stay current on all FCA regulations and guidelines for FX/CFD brokerage operations, ensuring strict compliance. * Serve as the primary contact for regulatory inquiries and audits, fostering positive ...

Familiarity with FCA, Listing Rules, and MAR regulations. * Experience in managing Board and Committee processes.

The first step is an FCA approved hedge fund that will offer investors the benefits of unique algorithmic trading engines. This platform will then be expanded to develop modular products that allow ...

Consideration of all regulatory developments and guidance promulgated by the FCA and others regulatory bodies. * Ongoing enhancement and maintenance of the Compliance Monitoring Programme to ensure ...

In this role you'll work under FCA regulation - we'll provide you with all the training you need to become a 'certified colleague'. To make sure you're eligible to advise clients on 'pre-need ...

Adhere to the FCA's Conduct Rules, understanding that they set basic standards of good personal conduct. Foster and maintain a culture reflecting FCA and other regulatory obligations (and Federated ...

FCA Conduct Rules Under the Senior Managers and Certification Regime the FCA and Aventum expects that: * You must act with integrity. * You must act with due skill, care and diligence. * You must be ...

Lead the enhancement and execution of the firm's operational resilience framework , ensuring alignment with regulatory demands (DORA, FCA, CBI), focusing on all critical business services. * Scenario ...

Lead the response to general queries raised by business stakeholders on the FCA Handbook and compliance related policies and procedures. * Lead ad hoc regulatory projects as directed by Risk and ...

About the FCA The FCA regulates the conduct of nearly 45,000 firms in the UK to ensure our financial markets are honest, fair and competitive. We do this to make sure markets work well for ...

This role requires strong academic background, FCA regulation, familiarity with finance fundamentals, and excellent communication skills. Responsibilities * Prepare marketing and client reporting ...

Hold strong regulatory knowledge relating to CFTC/NFA, SEC and FCA rules * Previous experience in a Compliance role at a buy-side firm is desirable * Excellent verbal, interpersonal, and written ...

Financial services, PE, FCA compliance. SEC knowledge is a plus. * Will report to the GC and CCO who sit in the U.S. * Provision of advice concerning regulatory and operational matters and internal ...

Address business stakeholders' inquiries regarding the PRA/FCA Handbooks and compliance policies and procedures, ensuring clarity and alignment with regulatory standards. Requirements: * In depth ...