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In this role you'll work under FCA regulation - we'll provide you with all the training you need to become a 'certified colleague'. To make sure you're eligible to advise clients on 'pre-need ...

Ensure compliance with ADP policies and FCA license requirements. * Identify compliance risks, whether existing, new, or emerging and monitor compliance with and periodically update the policies ...

Ensuring all business activity fully complies with FCA regulation and company procedures as detailed in the Conduct Polices and Guides to Best Practice. * Always promoting exceptional customer care ...

Ensuring all business activity fully complies with FCA regulation and company procedures as detailed in the Conduct Polices and Guides to Best Practice. * Always promoting exceptional customer care ...

Act as the primary point of contact for the FCA, NCA, and other relevant regulatory bodies. * Provide training and guidance to employees on financial crime compliance. * Conduct risk assessments and ...

An understanding of the FCA regulations such as PROD 4 and ICOBS would be an advantage but more importantly you should be a willing to learn. * Excellent attention to detail - able to recognise ...

Ensure FCA & SEC regulatory compliance requirements are adhered too * Operate core compliance programme (PAD, Conflicts, Gifts and entertainment) * Assess compliance issues for new business projects ...

Market Operations Manager - London, UK "Global Futures and Options Ltd (GFO-X)", a UK FCA-authorised and regulated MTF, is seeking an Infrastructure Engineer to join our growing team in London, UK

... FCA requirements - Customer focused - Can do attitude

Extensive knowledge and understanding of FCA procedures and TCF initiatives * Extensive knowledge of the insurance market * Extensive technical knowledge within the adjusting arena * Understanding of ...

Understanding of FCA regulations. * Flexible and adaptable, able to work under pressure. * Strong leadership and team management skills. * Strategic thinker with the ability to oversee large claims ...

General Understanding of FCA GI Regulation Skills: * Underwriting experience and knowledge. * Excellent communication and negotiation skills both over the telephone and in writing. * Strong problem ...

Lead and process client new business, renewals, midterm adjustments and lapses in accordance with current procedures and FCA requirements. Liaise with Insurers and other third parties regarding the ...

Solid understanding of FCA regulations, including Treating Customers Fairly (TCF) principles, Conduct Rules, and Consumer Duty, and their application in a first-line client service role. * Financial ...

TO BE CONSIDERED FOR THIS ROLE YOU MUST HAVE PRIOR EXPERIENCE IN A BUSINESS ROLE AT A UK-BASED CONSUMER FINTECH Who we are LoanTube is a leading London-based FinTech and FCA Authorised Broker (FRN ...

If you're looking for a role where you can bring your understanding of FCA and PRA legal and international insurance compliance issues, whilst working in an autonomous but supportive environment then ...

All trades are confirmed by an FCA-regulated broker. Wematch Securities Financing covers Total Return Swaps (TRS) on equities on specific and financing structures, Securities Borrowing & Lending (SBL ...

... technical FCA regulatory knowledge and experience - essential · Hands on experience developing and embedding regulatory change - desirable · You will be solution focused, self-motivated ...

Ability to demonstrate deep technical FCA regulatory knowledge and experience - essential * Hands on experience developing and embedding regulatory change - desirable * You will be solution focused ...

Hold a Chartered certificate and be regulated by the FCA to give financial advice (Ideally CII). * Significant experience providing financial advice to sophisticated High Net Worth (HNW) and UHNW ...

The role involves analyzing trading, client portfolios, and accounts to provide FCA regulated advice on areas such as pension transfers, bond surrenders, investment taxation, and account structure ...

It is essential that you have worked in a similar role in a FCA regulated environment in either the Lloyd's Insurance industry or they will also consider senior operations experience in Investment/Asset Management too. We would love to speak to you if you have worked in a FCA regulated senior Ope...

Social Work/Family Court Advisor (FCA) vacancies with Cafcass London. We currently have locum FCA roles available with Cafcass London. As you would expect there are a few key things Cafcass need from you:- You need to be a Qualified Social Worker with 3+ years' experience- You need to be an exper...