Fca jobs in NailseaCreate job alerts

Assess and validate dealer sales process activities and documentation in line with FCA regulation * Conduct observation / competence assessments with sales personnel within dealerships * Provide ...

Ensure all financial plans and recommendations meet FCA regulatory requirements. * Attending client meetings to gather and review information, including fact-finding and risk profiling. * Provide ...

A good understanding of FCA COB rules * Ability to work under pressure and as part of a team * Level 4 Diploma and ideally have level 6 or working towards Key Responsibilities: * To draft suitability ...

A good understanding of FCA COB rules * Ability to work under pressure and as part of a team * Level 4 Diploma in Financial Planning Key Responsibilities: * To draft suitability reports in alignment ...

... of FCA regulations · Client liaison and servicing · Any follow up tasks as required What's in it for you? · Salary up to £38,000 · Client provided · Excellent bonus structure · Career ...

Ensure compliance with FCA regulations and maintain operational excellence. * Drive process improvements and oversee accurate client and financial administration. * Build trusted relationships with ...

Ensuring your calls are compliant and adhere to FCA regulations, keeping your customers informed is crucial. * Working within a tight-knit team, you will aid and support other team members as ...

Ensuring all advice documentation is compliant according to FCA guidelines. * Working with the adviser to gather sufficient client information. Perks : * 30 days annual leave plus bank holidays

Ensure services meet FCA regulatory standards, with training and oversight for full compliance. * Build and maintain a network of clients, prospects, key influencers, and insurer contacts in the ...

By providing Appointed Representative status, they shoulder the burden of compliance ( of being Directly Authorised by the Financial Conduct Authority (FCA) ) so their customers can concentrate on ...

Ensure services meet FCA regulatory standards, with training and oversight for full compliance. * Build and maintain a network of clients, prospects, key influencers, and insurer contacts in the ...

Adhering to the Company's FCA and data protection obligations by accurately collecting all customer contact and vehicle data, in order to maximise the quality and content of the customer database

Adhering to the Company's FCA and data protection obligations by accurately collecting all customer contact and vehicle data, in order to maximise the quality and content of the customer database