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Provide expertise on regulatory compliance, including FCA rules, governance, and financial crime prevention. * Support clients on payment services, e-money regulation, and compliance frameworks for ...

Assess and validate dealer sales process activities and documentation in line with FCA regulation * Conduct observation / competence assessments with sales personnel within dealerships * Provide ...

Ensure strict adherence to FCA guidelines and that Treating Customers Fairly (TCF) principles are at the core of all operations. What We're Looking For * Progress towards a regulated diploma in ...

Conduct internal and third-party audits using predefined processes and tools, focusing on compliance areas such as AML, FCA, SRA, and DPA. Build close working relationships with partners and staff at ...

Ensure services meet FCA regulatory standards, with training and oversight for full compliance. * Build and maintain a network of clients, prospects, key influencers, and insurer contacts in the ...

Strong knowledge of UK/EU insurance regulations, including FCA and Solvency II * Experience in tech-driven or high-growth environments a plus * Fluent in English What We Offer Join a pioneering ...

Up-to-date knowledge and understanding of all relevant Compliance and Regulatory rules and procedures, FCA and banking rules and regulations. * Working knowledge and understanding of the BACS system ...

The business is regulated by the FCA, therefore they will complete an in-depth credit and criminal record check * Full driving licence required The Company Long-established mutual society with ...

Ensure that all activities comply with FCA regulatory, compliance and market standards * Effectively communicate in writing, reports, e-mails and on the telephone * Process Mid-Term Adjustments ...

You will require a good understanding of the EBA guidelines and FCA handbook and will be required manage external lawyers. You will get the opportunity to work directly with the business and have ...

Ensure services meet FCA regulatory standards, with training and oversight for full compliance. * Build and maintain a network of clients, prospects, key influencers, and insurer contacts in the ...

FCA About you As one of our Business Development Executive's, you'll have excellent communication and written skills with a keen eye for detail. You will be the type of person who wants to constantly ...

FCA About you As one of our Account Executives, you'll be a 'go- getter' type of person, being proactive and constantly prospecting for new clients. You'll be able to build & strengthen relationships ...

The ideal candidate will have a strong background in insurance product governance, regulatory knowledge (specifically the FCA's PROD Handbook and Consumer Duty guidelines), and an analytical approach

Requirements: * FCA/CA/FCCA or equivalent. * Extensive experience in audit and accounting, with a strong understanding of current standards and regulations. * Proven leadership skills, with ...

You will also pride yourself on developing your technical skills, keeping abreast of industry developments, as well as any changes to inhouse or FCA regulations.You will receive a salary of up to ...

So, if that sounds like you, then please send your details to our MD, David Symes FCA, at david@compliancerecruitment.com (including a contact number & email) however please note we cannot reply to ...