Fca jobs in WallingtonCreate job alerts

JCR Talent is delighted to be partnering with an award winning Investments firm as they hire a Compliance Manager 🏆👇. Provide compliance oversight of investing products and processes through monitoring and reviews to ensure they work as planned and deliver good customer outcomes.

Serve as the primary point of accountability for the company’s adherence to FCA regulations, focusing on FCA Handbook requirements and the Senior Managers and Certification Regime (SM&CR) standards. Develop and implement robust governance frameworks to maintain regulatory compliance, overseeing p...

Serve as the primary point of accountability for the company’s adherence to FCA regulations, focusing on FCA Handbook requirements and the Senior Managers and Certification Regime (SM&CR) standards. Develop and implement robust governance frameworks to maintain regulatory compliance, overseeing p...

FOSTER CARE ASSOCIATES (THE FCA) Role: Senior/Supervising Social Worker Basic Salary: £30,338 - £41,052 per annum dependent upon experience Benefits: Company Car or £2,000 Car Allowance, 30 days ...

FCA Conduct Rules Under the Senior Managers and Certification Regime the FCA and Aventum expects that: * You must act with integrity. * You must act with due skill, care and diligence. * You must be ...

Coordinate FCA reporting requirements and ensure timely submissions. Support pre-audit preparations, including audit schedule preparation, invoice scanning, and journal postings. If you are an ...

Address business stakeholders' inquiries regarding the PRA/FCA Handbooks and compliance policies and procedures, ensuring clarity and alignment with regulatory standards. Requirements: * In depth ...

Understanding of the FCA Handbook, UCITS, MiFID II, AIFMD and ELTIF requirements. If this role sounds of interest please apply.

Lead and process client new business, renewals, midterm adjustments and lapses in accordance with current procedures and FCA requirements. Prepare customer reports on both new and existing risks. Key ...

As a Professional Indemnity Claims Solicitor, you will be responsible for handling and managing professional indemnity claims with a focus on SRA regulated Professionals and FCA regulated ...

Knowledge and experience of working with the FCA rulebooks and/or PRA rulebooks. * Strong written and spoken communication skills to enable communication at all * Strong analytical, research and ...

GFI Securities Ltd (GFISL) is a swap dealer authorised and regulated by the FCA in the U.K. Aurel Partners is an Agency business and uses GFISL to execute cleared derivatives. Both Aurel Partners and ...

Experience in a regulated FCA environment (desirable). * Previous experience in new business, sales, or development underwriting. * Proven track record in achieving new business targets. * Solid ...

Private Equity, Direct Debt, Leveraged Finance, Distressed Investments, Infrastructure Lending and/or Commercial Real Estate required. • Good knowledge of the regulatory framework of the FCA, in ...

Product development and FCA experience is a plus If you are interested in finding out more details on each, please apply directly

Working knowledge of FCA compliance rules * Competent user of insurance client system; Acturis an advantage * Confident user of technology and software e.g. MS Office and Outlook * Good communication ...

Lead and process client new business, renewals, midterm adjustments and lapses in accordance with current procedures and FCA requirements. * Input accurate data onto the back-office systems. * Liaise ...

Lead and process client new business, renewals, midterm adjustments and lapses in accordance with current procedures and FCA requirements. Prepare customer reports on both new and existing risks. Key ...

Lead and process client new business, renewals, midterm adjustments and lapses in accordance with current procedures and FCA requirements. Liaise with Insurers and other third parties regarding the ...

FCA handbook - you must have a strong understanding and interpretation of and understand where to navigate through it. * SMCR. * AIFMD. * MiFID2. * PRA/ PRU. The role involves a broad range ...

Lead and process client new business, renewals, midterm adjustments and lapses in accordance with current procedures and FCA requirements. * Input accurate data onto the back office systems. * Liaise ...

Experience Required Relevant experience working in-house at an FCA-regulated firm or in a compliance consulting role; Experience in the relevant regulatory environments including but not limited to ...

FCA knowledge is preferable but not essential. This is a Customer Service postion dealing with renewal of Insurance Polices such as Home and Car. with some outbound calls-(no cold calling) Cross ...

The role involves analyzing trading, client portfolios, and accounts to provide FCA regulated advice on areas such as pension transfers, bond surrenders, investment taxation, and account structure ...