Fca jobs in Stalybridge

Senior FCA Compliance Officer (FTC for 12 months) Manchester - Hybrid To £50,000 + Benefits MERJE is currently seeking an experienced FCA Compliance Officer for a financial services company based in ...

Compliance/AML Manager - Cloud Softwa re Products (FCA Regulated) £42,000 - £46,000k (pro rated to suit initial part time hours progressing to full time) One of IT Bods leading clients is an ...

Maintain oversight of FCA use of powers of product and financial promotions intervention and report to the business, including attending FCA or other events or seminars as required. * Assist in the ...

Ensure full compliance with FCA regulations and company procedures, addressing complaints in accordance with regulations and company policies. * Conduct learning, training, and assessment exercises ...

Ensuring adherence to relevant FCA regulations. * Manage and mitigate risk, including to the firm's reputation. * Ensure adherence to service level agreements. Key Responsibilities * Ensure all ...

You will be working with an award-winning FCA advisory firm who are currently going through a highly exciting growth period where responsibilities would include assisting the company grow in every ...

This is a Certification Regime role under the Financial Conduct Authority's (FCA's) Senior Manager and Certification Regime and will be subject to the FCA's Conduct Rules. The Requirements * Work ...

Adhere to FCA Principles for Business and comply with FCA and internal procedures Required Skills & Qualifications for Commercial Account Handlers: * Experience as a Commercial Insurance Account ...

To work in line with Company best practice and FCA legislation. * To ensure and work towards company objectives that will provide towards the delivery of agreed departmental strategy and team goals ...

... to all FCA principles and the specific requirements of: * Treating Customers Fairly * Contract Certainty * Conflict of Interest Main Duties: * As an active practitioner, you will manage new ...

The successful candidate will be responsible for ensuring the best possible customer journey, adhering to company and FCA rules and guidelines. With a competitive salary of £23,000 - £25,000 and ...

Attain and maintain competent status as defined by the FCA and the firm. * Keep up to date with new products, technical or legislative changes within the marketplace. * Always comply with the ...

Maintain a CPD record in line with FCA requirements for regulated individuals * Generate reports and summaries of thematic reviews/file assessments as requested by the Head of Compliance Requirements

As a Regulatory Reporting Manager you will hold overall responsibility for all Prudential Reporting to the PRA, FCA and Bank of England and all the associated activities relating to this. This will ...

You will be engaging with the FOS and FCA, so MUST have a track record in interacting with, and reporting to these bodies. What's on Offer for the successful Head of Complaints Competitive day rate ...

Significant knowledge of the FCA Handbook, in particular PRIN, SUP, SYSC, ICOBS, DISP and their application relating to the distribution of insurance products. Experience delivering within compliance ...

You must be open and co-operative with the FCA, PRA and other regulators * You must pay due regard to the interests of customers and treat them fairly * You must observe proper standards of market ...

... FCA compliance.Important Information: We endeavour to process your personal data in a fair and transparent manner. In applying for this role, NMS Recruit will be acting within your interest and will ...

Experience and knowledge of working in an FCA regulated entity * Proven ability to drive improved performance of a team through coaching/development/KPI measurement, in line with HR guideline * Able ...

Ensuring that FCA and internal regulatory standards for advice provision are met * Quality of advice provided is a must with every fact find, making sure you have everything documented along with the ...

Excellent knowledge of FCA rules, Data Protection legislation, and the Financial Ombudsman Service * Previous experience working in a legal background * Degree or professional equivalent ...

Complying with the policy outlined in The Collections Manual and Customer Treatment Framework, working in accordance with FCA requirements and guidelines. * Adhering to all aspects of Treating ...

Detailed knowledge of the FCA handbook with a detailed understanding of the requirements relating to Pension Transfers Business. * Awareness of risk management practices. * High level of IT literacy ...

... FCA) regulations • Good personal organisation - able to prioritise work to meet tight deadlines, able to work well under pressure, remaining calm and focused during busy periods • Excellent ...