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Dynamite Recruitment are proud to supporting a fantastic company on the recruit for an Financial Planning Administrator, a really fantastic job role to step into! Based within a Independent Financial Planning Practice in Surrey. Working as Private Client Administrator and PA to the Managing Direc...

This position is only open to those with direct wealth management, IFA or pension experience, regulated by the FCA. We are central London based financial planners and wealth managers, running £150m ...

Ensuring all business activity fully complies with FCA regulation and company procedures as detailed in the Conduct Polices and Guides to Best Practice. * Always promoting exceptional customer care ...

Ensure the company complies with all relevant UK financial regulations, including the Financial Conduct Authority (FCA) rules and guidelines. * AML/KYC Compliance : Implement and oversee Anti-Money ...

Be a Primary Compliance Advisor on FCA regulations, particularly those that relate to Wealth Management and/or Outsourcing * Implement Compliance Frameworks (e.g. SYSC) * Developing and/or ...

Good experience of business activities and Compliance within banking especially linked to FCA/ PRA/ICO and other regulations * Knowledge of retail and commercial banking products including SWIFT ...

Strong knowledge of FCA standards, consumer legislation, and trade practices. * Financial acumen with a track record of achieving KPIs and business goals. * Excellent communication skills across all ...

Advisory oversight of the business and clients to meet FCA requirements * Work with SMEs business-wide, implementing Compliance solutions * Provide compliance training where required Your Profile

PRA, FCA, Lloyd's * Policy Development and Maintenance * Sanctions screening and implementation If you are looking to make a move or interested in what is out there, drop me a message or contact me ...

Strong knowledge of FCA Handbook. Location: London Salary: £40,000k plus bonus Please note, our client is unable to offer sponsorship for this opportunity. Finally, should you not be contacted ...

To promote a culture where client's needs are placed at the heart of underwriting decision-making and business is conducted in a manner that meets Optio's internal standards and FCA guidelines * To ...

As a Professional Indemnity Claims Solicitor, you will be responsible for handling and managing professional indemnity claims with a focus on SRA regulated Professionals and FCA regulated ...

FCA experience and investment management background Behavioural qualities : * Ability to work closely with all disciplines across the business, as well as communicating clearly with others * You'll ...

Strong working knowledge of legal compliance in the UK & Australia - including knowledge of AML, payments services and e-money regulations, data protection, TCF and the FCA handbook * Excellent ...

Product development and FCA experience is a plus If you are interested in finding out more details on each, please apply directly

You'll bring extensive experience with at least 5+ years in a compliance role within financial services, ideally in general insurance, along with a deep understanding of FCA regulations governing ...

Hold a Chartered certificate and be regulated by the FCA to give financial advice (Ideally CII). * Significant experience providing financial advice to sophisticated High Net Worth (HNW) and UHNW ...

The role involves analyzing trading, client portfolios, and accounts to provide FCA regulated advice on areas such as pension transfers, bond surrenders, investment taxation, and account structure ...

Strong knowledge of FCA standards, consumer legislation, and trade practices. * Financial acumen with a track record of achieving KPIs and business goals. * Excellent communication skills across all ...

It would also be great if you had experienceof working in an FCA regulated environment * Ideally WIAPS and CCNSG or NVQ Level 2 - but not essential. At HomeServe youll work in a fun, friendly ...