Trabajos fca en Walsall

Ensuring all FCA regulatory complaints from specific external sources are logged on the central system appropriately * Complaints system is maintained appropriately regarding FCA regulatory ...

Reporting directly to the Operations Director, the successful candidate will play a crucial role in ensuring the firm operates in accordance with the requirements of the FCA Handbook and adheres to ...

Ensure all business activity fully complies with FCA regulation and company procedures as detailed in the Operations and Compliance manuals - use checklists and support documentation as provided by ...

About US LGPS Central Limited is an FCA regulated asset manager and manages the pooled assets of eight midlands-based Local Government Pension Scheme funds. LGPS Central's Partner Funds are

Oversee the preparation of applications to the FCA, Regdata submissions, and annual PII renewal. * Implement any action points identified from external compliance audits. * Complete ad-hoc compliance ...

Data quality and FCA compliance: You'll actively and accurately collect all customer contact and vehicle data, adhering to the company's FCA obligations, in order to maximise the quality and content ...

FCA Statement Please note that this role is subject to meeting regulatory requirements. As an FCA-regulated organisation, we are committed to adopting the highest standards and we do this by ...

Ensure compliance with FCA Regulations and Quality Assurance Processes * Assess commercial clients' risk exposures and insurance coverage needs, offer expert advice * Stay updated on commercial ...

... crime, FCA regulations and/or Anti Fraud etc needed for a growing bank near Birmingham City Centre. .You will need experience of delivering change and business projects, some in agile, as the ...

You must have demonstratable experience working in a compliance or conduct role with good knowledge of FCA Rules and Regulations. The successful candidate will have the ability to innovate and ...

Proven experience working within a financial services / banking environment is highly desirable, although any highly regulated or FCA-regulated industry background experience is fine. Contact Please ...

... and FCA. Key responsibilities of this role include: * Designing, implementing, and managing the third-party risk management framework for the Bank. * Partnering with the business to implement ...

Diploma in Regulated Financial Planning, QCA Level 4 (or FCA approved equivalent) as a minimum qualification and to maintain certified status in accordance with the FCA regulations. * Ability and ...

Knowledge of regulatory requirements for other professional industries, such as FCA or international law firm regulations Your Role and What You'll Be Doing Accreditation and Quality Framework ...

Ensuring practice is operating in line with FCA regulations * Marketing duties * Onboarding * Providing on going training to employees What's in it for you: * Salary negotiable dependent on ...

Ability to manage and maximise portfolios, in line with TCF and FCA requirements * Knowledge of general planning and also ideally VCT, EIS and IHT matter * Use of Cash Flow modelling and lifestyle ...

The consultant will act as a guardian of our technological transformation, ensuring robust security measures in line with regulatory frameworks such as GDPR, FCA, and PRA. Essential skills

Specialized knowledge of specific regulatory bodies (e.g., SEC, FCA). * Certifications in compliance or risk management (e.g., CRCM, CAMS). If you are interested in this position, and you meet the ...

Undertake regular training to maintain awareness of compliance with various statutory and regulatory requirements, FCA requirements, FOS rules and regulations, Treating Customers Fairly, disclosure ...

Ensure all FCA rules and company policies and procedures are fully complied with. * Gather and present information on prospects/clients and their insurance needs. * Managing your own diary to attend ...

At Acorn Insurance we provide full training and continuous coaching inhouse you will be given full in-depth FCA regulated industry knowledge and have all the tools necessary to help you personally ...

Practice of procurement in an FCA-regulated context * Performance KPI and SLA industry standards * Commercial acumen * Good understanding of contract law * Cost leverage and optimisation

Familiarity with or experience in working within an FCA regulated environment. If you have the relevant experience or know someone that does please contact me now on or email me at

To effectively resolve complaints and deal with any difficult clients, whilst referring any which fall under FCA reportable requirements * Actively promote other products to cross sell across the ...