Fca jobs in Willenhall

Oversee and ensure the company's compliance with all FCA regulations and standards. * Manage and lead the compliance team, providing guidance, support, and development. * Develop and implement ...

FCA Regulations : Adhere to FCA Regulations in relation to the sale and purchase of products. * Ownership: Take ownership of all necessary actions required to fulfilfulfill a sale, including the ...

Ensure all business activity fully complies with FCA regulation and company procedures as detailed in the Operations and Compliance manuals - use checklists and support documentation as provided by ...

You will be responsible for delivery of customer satisfaction to agreed service standards and procedures, ensuring full FCA compliance in all aspects of insurance. As well as working to ensure ...

Do you have sound knowledge of FCA or other international regulatory bodies? Job Title: Compliance Monitoring Officer Location: Solihull - Hybrid 2 days office Hours: Full Time - 12months Contract ...

About Us As the wealth management division of Heligan Group (www.heligangroup.com), Heligan Wealth Management is the trading name of Hay Hill Wealth Management Limited, a fully independent and FCA ...

Good knowledge of FCA regulatory requirements Key information: Salary: Competitive depending upon experience Hours: 35 hours Monday - Friday Location: Wolverhampton Benefits: 25 days holiday + bank ...

Worked in an FCA regulated Arrears Collections role for at least 2 years, ideally secured arrears. Day to day duties: * Fully understand customer circumstances to identify appropriate resolutions

... FCA), managing the pooled assets of eight Midlands-based local government pension funds. With combined assets of approximately £45bn, and representing the retirement savings of over 900,000 scheme ...

Understanding of FCA regulations and operational procedures in Financial Services. Benefits: * Enjoy a hybrid work model for flexibility. * Receive generous holiday allowance, along with life ...

Handle all regulated complaints within the FCA complaint guidelines * Work with the quality auditors to understand any performance or productivity issues within your team. About you: * At least 2 ...

You will put the customer at the heart of everything you do, utilising know your customer (KYC) and treating customers fairly (TCF) methodologies, handling claims in line with compliance, FCA ...

You must be open and co-operative with the FCA, PRA and other regulators * You must pay due regard to the interests of customers and treat them fairly * You must observe proper standards of market ...

At Acorn Insurance we provide full training and continuous coaching inhouse you will be given full in-depth FCA regulated industry knowledge and have all the tools necessary to help you personally ...

Handle all regulated complaints within the FCA complaint guidelines * Work with the quality auditors to understand any performance or productivity issues within your team. About you: * At least 2 ...

The business is regulated by the FCA, therefore they will complete an in-depth credit and criminal record check * Full driving licence required The Company Long-established mutual society with ...

... FCA compliance.Important Information: We endeavour to process your personal data in a fair and transparent manner. In applying for this role, NMS Recruit will be acting within your interest and will ...

FCA Systems and Controls - especially in relation to Compliance and Risk Management Frameworks * Governance * Conduct Risk Management The role holder will have extensive experience of working in ...

Acting in accordance with the FCA Code of Conduct for Company Representatives. Applicants should possess a good standard of education and a full driving licence is essential, as the role is field ...

Knowledge of laws and regulations relating to the banking and financial services industry (including FCA consumer credit, anti-money laundering), identify, respond, and take appropriate actions to ...

Full FCA backing and Compliance * In House Brokers and Account Handlers for your Risks * Full claims Service * Risks Management Services * Full Suite of Marketing Products * Use of the in-house ...

Handle all regulated complaints within the FCA complaint guidelines * Work with the quality auditors to understand any performance or productivity issues within your team. About you: * At least 2 ...

You will have experience of working within a regulated FCA environment (Desirable but not Essential). * You will be able to understand and implement 'best practice' in customer service. * You will ...

A good awareness of the FCA handbook, including CASS 7 rules, involvement in the preparation of CMAR and CASS resolution packs. * Quick learner and ability to hit the ground running. * Experience ...