Trabajos fca en Willenhall

The Compliance Guys are a fast-growing business bringing a refreshing outlook to FCA compliance. We treat our staff with respect, we focus on great processes to enable efficient work and we ...

Oversee and ensure the company's compliance with all FCA regulations and standards. * Manage and lead the compliance team, providing guidance, support, and development. * Develop and implement ...

FCA Regulations : Adhere to FCA Regulations in relation to the sale and purchase of products. * Ownership: Take ownership of all necessary actions required to fulfilfulfill a sale, including the ...

Ensure all business activity fully complies with FCA regulation and company procedures as detailed in the Operations and Compliance manuals - use checklists and support documentation as provided by ...

You will be responsible for delivery of customer satisfaction to agreed service standards and procedures, ensuring full FCA compliance in all aspects of insurance. As well as working to ensure ...

Do you have sound knowledge of FCA or other international regulatory bodies? Job Title: Compliance Monitoring Officer Location: Solihull - Hybrid 2 days office Hours: Full Time - 12months Contract ...

Good knowledge of FCA regulatory requirements Key information: Salary: Competitive depending upon experience Hours: 35 hours Monday - Friday Location: Wolverhampton Benefits: 25 days holiday + bank ...

... FCA), managing the pooled assets of eight Midlands-based local government pension funds. With combined assets of approximately £45bn, and representing the retirement savings of over 900,000 scheme ...

Understanding of FCA regulations and operational procedures in Financial Services. Benefits: * Enjoy a hybrid work model for flexibility. * Receive generous holiday allowance, along with life ...

Handle all regulated complaints within the FCA complaint guidelines * Work with the quality auditors to understand any performance or productivity issues within your team. About you: * At least 2 ...

Handle all regulated complaints within the FCA complaint guidelines * Work with the quality auditors to understand any performance or productivity issues within your team. About you: * At least 2 ...

... FCA compliance.Important Information: We endeavour to process your personal data in a fair and transparent manner. In applying for this role, NMS Recruit will be acting within your interest and will ...

Brand New Office Space About us LGPS Central Limited is a fund management company, regulated by the Financial Conduct Authority (FCA), managing the pooled assets of eight Midlands-based local ...

Handle all regulated complaints within the FCA complaint guidelines * Work with the quality auditors to understand any performance or productivity issues within your team. About you: * At least 2 ...

Experience of working on a wide range of clients (some FCA experience would be beneficial) * Computer literate. A working knowledge of CCH and Proaudit would be an advantage experience or knowledge ...

Experience & a strong understanding of FCA compliance & the ability to work to regulatory processes. Reward :- As well as a competitive salary we offer the following benefits - * Competitive holiday ...

You will have experience of working within a regulated FCA environment (Desirable but not Essential). * You will be able to understand and implement 'best practice' in customer service. * You will ...

... the FCA and be able to deliver these within a reasonable timescale. " To understand each client's circumstances, objectives, attitude to risk, knowledge, and experience to ensure advice is ...

Knowledge of regulatory requirements for other professional industries, such as FCA or international law firm regulations Your Role and What You'll Be Doing Accreditation and Quality Framework ...

Strong regulatory knowledge of the FCA. * Excellent written & verbal communication skills with the ability to build relationships at varying levels. * Mentoring or management skills. Please note you ...

You will always act in a compliant manner and deliver an outstanding level of customer service while ensuring that you constantly adhere to the FCA rules and regulations. * You will professionally ...

The successful candidate will have experience within a professional services environment, ideally some exposure to FCA regulations and strong IT skills. Duties for this role will include: * Primary ...

Working knowledge of FCA compliance rules * Competent user of insurance client system; Acturis an advantage Visit the IDEX Consulting Ltd website for further opportunities. Please note that the ...

Be fully conversant with, and adhere to, the rules and procedures contained in the Company's FCA Insurance Business Compliance Manual * Explore opportunities for new business generation and be an ...