Regulator jobs in Isleworth - Page 4Create job alerts

Global Regulatory Policy and Advisory ('GRPA') is responsible for establishing HSBC's Group level, and certain regional level, regulatory capital policies, and for advising the firm's business lines ...

Regulatory Compliance and Governance * Serve as the primary point of accountability for the company's adherence to FCA regulations, focusing on FCA Handbook requirements and the Senior Managers and ...

Liaise with stakeholders to manage regulator requests, oversee detailed responses, and coordinate action plans to enhance IT and operational processes. * Team Representation: Act as a representative ...

Oversee and maintain compliance with reporting regulations (e.g., MiFID II, EMIR, Dodd-Frank), acting as the main contact for regulatory bodies. * Develop and drive transaction reporting strategies ...

Senior Manager, Medical Writing - Regulatory Affairs Job Type: Permanent, full-time Location: Central London, UK - 4x a week in London Remuneration: Up to £80,000 + Benefits An exciting and rare ...

In this role you will be responsible for the firms legal and regulatory activities in the UK and EU markets, these activities include fund formation and private offerings throughout the EU, as well ...

Draft responses to regulator enquiries, regulatory returns or other submissions * Prepare and present Compliance reporting for internal management/governance forums * Prepare and deliver training to ...

Position Overview We are hiring a skilled Head of Medical Writing and Regulatory Submissions to lead our medical writing and regulatory teams. This senior-level position will oversee the production ...

Regulatory Advice: Provide guidance to trading teams across various asset classes, including Fixed Income, Equities, and Derivatives. * Regulatory Compliance: Advise on global regulations from bodies ...

To provide comprehensive advice on regulatory requirements * Interpret and communicate complex regulatory change * To work closely with key stakeholders and ensure appropriate regulatory advice is ...

Role: Liquidity Regulatory Reporting Level: Vice President Location: London (City) with Hybrid Working Salary: £85k-£95k My client is a leading Bank based in London (City) with an outstanding ...

This strategic role requires a highly experienced professional with a deep understanding of regulatory compliance in financial markets, coupled with strong advisory skills to effectively support and ...

Key Responsibilities -Lead Projects in regulatory finance change, focusing on liquidity management, financial risk controls, and Basel IV implementation. -Develop and Maintain Project Plans that ...

Monitor compliance with laws, regulations and internal policies and be up to date with any relevant changes that may affect the organisation * Develop and implement a comprehensive risk-based ...

Regulatory Compliance : Ensure all risk management processes are compliant with local regulations in Hong Kong and prepare for regulatory compliance in future overseas markets. * Cross-Functional ...

Their global presence is supported by a strong commitment to regulatory compliance and the delivery of tailored financial products to a diverse client base. Background With an emphasis on advanced ...

Paralegal - Regulatory Compliance - Niche Telecoms Company, Central London EMEA Legal is currently seeking a highly skilled Paralegal to join a niche telecoms company in central London. This role ...

Our Building Safety Act service focuses on assisting the design team with the Building Regulations Principal Designer role and assisting clients to comply with their duties. Your purpose: • ...

Regulatory Leadership: Act as a subject matter expert in external regulatory frameworks (CQC/CI/CSSIW), supporting and advising on regulatory submissions, challenges, and queries. * Inspection and ...

Looking to apply your regulatory compliance expertise in an innovative financial environment? This Senior Compliance Analyst role at an FX payments company offers a chance to directly impact ...

Compliance Manager, Risk, AML, Financial Services, Compliance Specialist, CASS, FCA Regulations, FSMA2000, Mifid, Sanctions, Cross Boarder Payments Fantastic opportunity has come available to work ...

The role will ensure adherence to UK and EU regulations, including anti-money laundering (AML), data protection, and legal practice standards. You will collaborate closely with global teams to ...

Regulatory Advice: Provide compliance advice to Private Client lending on FCA rules for secured lending (MCOB, CONC) and PRA BTL regulations. Advise on unregulated lending for regulated aspects

Perform regulatory horizon scanning to identify emerging legal and compliance requirements that may impact the organisation. * Prepare management information (MI) and reports for senior management on ...