The regulatory requirements are extensive and significant lead time and resources are required to ensure publication of the report in a timely and qualitative manner. The role should support the EU ...
Regulatory Compliance : Fulfil the responsibilities of a RP as defined under the Wholesale Dealer's Authorisation (WDA). Act as the primary contact with the Medicines and Healthcare products ...
Addressing firm-wide regulatory requirements, including audit, practice assurance, and other regulatory matters..Collaborating effectively within the department and across the Firm, liaising with ...
To represent members in respect of regulatory proceedings * To undertake advocacy (where applicable) and occasionally instruct advocates in respect of regulatory proceedings including charges of ...
Fostering a culture of positive compliance and awareness of regulatory and financial crime risks will be pivotal, aiding the business in achieving its strategic, financial, and operational objectives ...
Support the Building Safety Regulator under Section 13 of the Building Safety Act 2022 in regulating higher-risk buildings and enforcing regulations. * Ensure full cost recovery for the Council under ...
This role requires a strong understanding of financial regulations, particularly in the payment industry, along with the ability to implement and maintain effective compliance programs. The ...
Morgan Hunt are currently working with a National Heathcare Regulatory Body in their search for a Paralegal to join there regulatory legal team. This role is predominantly to provide legal advice and ...
Maintain interactive communication on respective risk management issues with relevant parties including business and operational managers and regulators. Process * To ensure and establish proper risk ...
This particular role includes the independent review and validation of regulatory and non-regulatory models and ensuring that efficient model risk management (governance, model inventory management ...
This role is pivotal in ensuring our firm complies with all relevant regulatory requirements, including those set forth by the Financial Conduct Authority (FCA). The successful candidate will be ...
These rules and regulations continue to be updated. This role will be part of the Global Compliance team - with other members working in Toronto, New York, Bucharest, Madrid, and Mumbai. The Chief ...
Immediate Opportunity 6 MONTH CONTRACT Risk and Regulatory Reporting Salary £50 - 60,000 pro rata This role has a direct reporting line to the Compliance Manager, however, the Head of Risk and ...
Here you will be have the opportunity to utilise your regulatory expertise to define and implement a regulatory compliance program inclusive of frameworks, strategy, regulatory advice and overall ...
Adhere to and enforce JCQ/Awarding body rules and regulations, reporting any non-compliance. * Assist with training invigilators and staff to ensure compliance with examination regulations
The role involves ensuring internal policies adhere to regulatory requirements, with a particular focus on trusts and estates. Client Details This is a prestigious global firm based in London. With ...
You'll work on key prudential regulatory areas including MiFIDPru, IFPR, ICARA, and more, while enjoying excellent benefits, a supportive culture, and flexible working arrangements. Key ...
This role requires a deep understanding of electrical systems, adherence to safety regulations, and the ability to identify and report on potential hazards and compliance issues. Key Responsibilities
Regulatory Compliance: Monitor and interpret regulatory developments affecting equity derivatives and structured products, advising the business on necessary changes and ensuring timely ...
Actively contribute to design and enforce the adequate regulatory compliance framework of the Company, including entities or activities that are not subject to financial supervision * Maintain ...
Providing timely regulatory advice to the business, including in support of new business initiatives; * assisting business leaders within the strategy to embed relevant policies and procedures
Advise on regulatory compliance while balancing commercial interests and client needs. Identify and respond to regulatory changes. Implement and monitor legal and regulatory developments. Draft and ...
Are you passionate about ensuring regulatory compliance and supporting business integrity? My client is seeking a dedicated Compliance Analyst to join their Risk Management & Compliance Department
You will be supporting the financial services regulatory compliance process for the UK, reporting to the Head of Compliance. This is a 12 month contract with 2 days a week in their superb central ...