Compliance officer jobs in East Amherst, New York (NY) State

Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM)s Delegated Controls Independent Assessment (CIA) team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk asse...

Summary: The Compliance Department at Credit Agricole's Combined US Operations (CUSO) seeks an individual to join the department and report to the CUSO Head of Compliance Risk Assessment, being responsible for coordinating the Compliance Risk Assessments (CRA) across all business lines on behalf ...

Support the Compliance Division in formulating and performing a periodic review of key Compliance policies and controls to ensure that they remain robust and in line with regulatory standards and industry/peer best practices. These policies are in GIC’s Compliance Manual and Code of Ethics, inclu...

Key Responsibilities:General·         Participate to the design / update of the Compliance Risk Assessment (CRA) methodology·         Prepare and run the annual CRA exercise as per the Firm's policies and procedures and tools·         Manage data collection and data quality controls for input dat...

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)’s Compliance Independent Assessment (CIA) team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk assessments of Cit...

The Global Compliance Department manages a Firmwide Compliance Risk Management program, including Compliance risks that transcend business lines, legal entities and jurisdictions of operation. Volcker Compliance Officer (Vice President). Recommending and implementing enhancements to the Volcker c...

Key Responsibilities:Review and validation of High Risk KYC files to ensure completeness and compliance with Bank policies and Regulatory Requirements. Key Internal Contacts:The employee will most likely interact on a regular basis with the Client On Boarding group, Front Office personnel, Head O...

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)’s Compliance Independent Assessment (CIA) team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk assessments of Cit...

As our Senior Information Security Compliance Officer, you will be part of our Information Security team, overseeing our InfoSec compliance requirements. This role partners with several areas of Digital Science and adds value through delivering a robust compliance framework to meet our ever evolv...

Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM)’s Delegated Controls Independent Assessment (CIA) team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk ass...

The WM Consumer Compliance Group within the Legal and Compliance Division (LCD) is seeking a senior Compliance Officer responsible for providing advice and guidance to business segments within Wealth Management responsible for opening, maintaining, and servicing of self-directed brokerage account...

Security Guard / Patrol] - Competitive Pay & Benefits - As an Unarmed Security Guard you'll: Patrol assigned areas on foot or in a vehicle to ensure the security of the premises; Monitor surveillance cameras and alarm systems to detect and respond to security threats; Respond to alarms and emerge...

Allied Universal - JobID: 1228929 [Security Officer / Security Guard] As a Security Officer (Cleared) at Allied Universal, you'll: Be responsible for the protection of and access to highly classified and sensitive equipment, technology and information; Undergo an extensive vetting process by Alli...

Security Guard / Patrol] - Competitive Pay & Benefits - As an Armed Security Guard you'll: Patrol assigned areas on foot or in a vehicle to ensure the security of the premises; Monitor surveillance cameras and alarm systems to detect and respond to security threats; Respond to alarms and emergenc...

Job Title: Business Systems Analyst. We are seeking a skilled Business Systems Analyst to join our team for a contract position focused on Calypso implementation. In this role, you will be responsible for gathering requirements, analyzing business needs, documenting system functionalities, design...

Our client is seeking a Chief Operating Officer with significant experience driving operating performance efficiency in the professional services sector. Chief Operating Officer – Utility Services – Private Equity. ...

Working for 43North is an experience like no other.We’re curious; we’re connectors; and we’re relentless in our mission to attract and retain high-growth companies in Buffalo, NY.An accelerator fueled by a global startup competition, we invest $5 million annually into seed-stage companies and imm...

Serves as a compliance risk manager for Independent Compliance Risk Management (ICRM)s Surveillance team responsible for the design, implementation, and oversight for a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures. The M...

Analyst Business Systems, HSBC Technology & Services (USA) Inc. Responsible for supporting applications systems including applications development, business analysis, research and development, and systems integration for business systems. The Senior System Analyst job is responsible for working a...

Compliance Risk Analyst (SAVP Compliance Risk Strategy), HSBC Technology & Services (USA) Inc. Financial services audit, operations, and compliance;. In compliance with applicable laws, HSBC is committed to employing only those who are authorized to work in the US. ...

Develop detailed evaluations of the client's current business state, the definition of business requirements, evaluation of business functionality, and architect optimized solutions. The MPS business sales cycle will include client requirement gathering meetings, pre-sale assessments, services co...

Our client is seeking a Chief Operating Officer with significant experience driving operating performance efficiency in the professional services sector. Chief Operating Officer Utility Services Private Equity. ...

The position requires a candidate with general management skills, leadership abilities and administrative experience, who can manage and lead a variety of activities geared at helping manage a global organization with resources and providing data & analytics solutions to all regions and lines of ...

Experience: You qualify for the GS-13 grade level if you possess 1 year of specialized experience equivalent to at least the next lower grade level by 06/09/2025, performing duties such as:* Conducting primary inspections of cargo, conveyances, and travelers to determine admissibility, alienage, ...