Compliance officer jobs in Richmond Hill, NYCreate job alerts

Investment Compliance Officer (New York, NY): Our client, a hedge fund with over $3B in AUM is seeking an experienced Investment Compliance Officer to join their team a newly created position to lead ...

Research Compliance Officer Location: New York, NY Firm Overview: Cantor Fitzgerald L.P., with over 12,000 employees, has been a leading global financial services firm at the forefront of financial ...

This hybrid Fixed Income Compliance Officer will work as a member of the Americas Compliance team based in TP ICAP's New York offices and report into the Head of Fixed Income Compliance. The ...

: J ob Title Compliance Officer - Investment Bank Compliance - Fixed Income Sales & Trading - Rates and FX Corporate Title Vice President Location New York Overview You will focus on providing real ...

Compliance Officer Location : New York City (Hybrid) Overview : A boutique investment management firm is seeking a Compliance Officer to join their team in NYC. This role offers the unique ...

We are seeking a highly skilled and experienced Investment Banking Compliance and Supervision Officer to join our team. This role requires 3-5 years of experience in investment banking, with a focus ...

Midtown Manhattan Compensation: $225K-$300K total compensation Job Description The Legal and Compliance Department consists of the General Counsel, the Chief Compliance Officer, Associate General ...

The COO will be responsible for overseeing the day-to-day operations, ensuring efficiency, compliance, and a commitment to client success. The ideal candidate will have a strong background in ...

Review of AML monitoring alerts to ensure that all activity is in compliance w/ current BSA/AML regulatory standards, and ensure that AML monitoring alerts are documented and dispositioned in ...

Ensures compliance with patient care quality standards as it relates to the care provided to all ... Specific Duties And Responsibilities The Chief Nursing Officer is charged with and responsible for

Candidate ideally functioning currently as a compliance officer and be accustomed to working independently. * Candidate must be able to work well in a team structure involving both business and ...

Reporting directly to the Chief Compliance Officer, you'll be responsible for development and execution of CMS strategies, mitigation of compliance risks, strengthening regulatory controls, and ...

... CTO and Investors. You will work closely with the engineering teams on developing the product ... Build the Security & Compliance programs from the ground up, developing a function to satisfy NIST ...

U18 We are seeking an organized Administrative Assistant to provide support to the New York office of the Ratings Compliance & Risk department, reporting to the Global Chief Matrix Officer, including ...

Investigation, Reconciliation and Customer Service Officer DEPARTMENT: Operations LOCATION: USA ... OFAC review of incoming and outgoing wire transfers, which may include escalation to BSA/Compliance ...

... in compliance with OIM's investment and policy guidelines. • Conducts portfolio reviews ... CIO of OIM when requested. • Assists the CIO of OIM in reporting on investment and related ...

CFO/COO Nina McLemore, a luxury women's retail apparel company focusing on professional women, seeks a CFO/ COO. We're looking for someone to work alongside the CEO/Designer to drive the growth of ...

Reports to: CFO (dotted line to COO) * Compensation: Competitive base salary plus bonus (DOE ... Ensure compliance with GAAP and uphold strong financial controls. * Drive inventory management and ...

Long Island City, NY Reports To: CFO About E-J The E-J Group is active in all facets of electrical ... Ensure compliance with internal policies, procedures, and external regulations. * Maintain accurate ...

This role reports to the CEO and requires a hands-on approach, strong analytical skills, and the ... Manage cash flow, financial reporting, and compliance with accounting standards and regulations

Participates in the development of standards of care as assigned by the Chief Medical Officer and ... Knowledge of HIPAA compliance * Maintains current DEA registration * Maintains current CPR ...

Chief Medical Officer SUPERVISES: Providers PURPOSE: Direct patient care, provide clinical ... Ensure compliance with all grant specific reporting and requirements. - May initiate and ...

Work closely with the FinOP/ CFO; * Create a collaborative working relationship with the technology team to enhance the automation of back-office systems; * Conduct meetings with the Compliance and ...

... compliance and regulatory oversight to financial services. Domify is seeking a hands-on engineering and AI leader to implement and lead the AI and product build-out partnership with the CEO and CPO