Compliance officer jobs in Teaneck, NJCreate job alerts

IMPORTANT NOTICE: Duty assignments available at time of offer may include the Southwest Border including prioritized locations. U.S. Border Patrol determines duty assignments at time of offer based on operational needs which may or may not align with candidates’ first-choice preferences. Reloca...

IMPORTANT NOTICE: Duty assignments available at time of offer may include the Southwest Border including prioritized locations. U.S. Border Patrol determines duty assignments at time of offer based on operational needs which may or may not align with candidates’ first-choice preferences. Reloca...

IMPORTANT NOTICE: Duty assignments available at time of offer may include the Southwest Border including prioritized locations. U.S. Border Patrol determines duty assignments at time of offer based on operational needs which may or may not align with candidates’ first-choice preferences. Reloca...

IMPORTANT NOTICE: Duty assignments available at time of offer may include the Southwest Border including prioritized locations. U.S. Border Patrol determines duty assignments at time of offer based on operational needs which may or may not align with candidates’ first-choice preferences. Reloca...

Position can sit in NYC or Stamford, CT. 30B+ SEC RIA seeks a Senior Compliance Officer to join their growing team! Position will report directly to the DCCO and CCO, and also oversee 2 junior team ...

Role Overview The Compliance Officer will contribute to Pockyt's compliance program by supporting regulatory alignment and ensuring adherence to best practices in the financial services and payments ...

Compliance Associate/Officer Firm: $50B+ Alternative Asset Management Firm Location: Greenwich, CT and New York, NY Job Overview : Our client, a successful alternative asset management firm with $50B ...

Regulatory Compliance Ensure adherence to all applicable laws and cryptocurrency-specific regulations across jurisdictions. * Licensing: Obtain and maintain licenses such as Money Transmitter ...

Investment Compliance Officer (New York, NY): Our client, a hedge fund with over $3B in AUM is seeking an experienced Investment Compliance Officer to join their team a newly created position to lead ...

Review and validation of High Risk KYC files to ensure completeness and compliance with Bank policies and Regulatory Requirements. * Review and issue regulatory guidance to Bank staff on proposed ...

This person will report directly to the firm's Chief Compliance Officer. 2-4 years of Registered Investment Advisor (RIA) experience is required. #24-46

Midtown Manhattan Compensation: $250K-$300K total compensation Job Description The Legal and Compliance Department consists of the General Counsel, the Chief Compliance Officer, Associate General ...

Prepare and deliver reports and metrics for the Chief Compliance Officer, leadership team, and Board of Directors, ensuring visibility into the program's health. * Promote a culture of compliance and ...

Role Overview The COO will oversee Casa Glow's business operations, ensuring the seamless delivery ... Ensure compliance with all local, state, and federal regulations for medical spa operations. Growth ...

Tech Americas | Tech Compliance Associate - CONTRACTOR | New York About ING: Ranked #8 on LinkedIn ... ING Americas CIO Office is an organization which executes strategic plans to align all technology ...

Complies with appropriate policies and procedures and brings potential compliance matters to the supervisor or compliance officer. Qualifications: * Current NYS Registered Nurse license

Ensures compliance with patient care quality standards as it relates to the care provided to all ... Specific Duties And Responsibilities The Chief Nursing Officer is charged with and responsible for

As a member of the Office of General Counsel, the Data Privacy and Information Governance Officer will oversee the firm's data privacy compliance efforts, and the ongoing development and ...

Reporting directly to the Chief Compliance Officer (CCO), you will play an integral role in supporting the firm's compliance program. This is an exciting opportunity to work closely with leadership ...

Working directly with the General Counsel, Deputy General Counsel and Chief Compliance Officer, you would contribute to and/or be responsible for the following areas: * Investment Process : Review ...

The CTO is responsible for setting, enforcing, and evaluating legally compliant human resource policies, procedures, and best practices and identifying and implementing long-range strategic talent ...

The Mortgage Loan Office Support Specialist plays a critical role in supporting Loan Officers by ... Monitor daily, weekly, and monthly production and compliance reports. Qualifications * A minimum of ...

Working closely with various teams, including portfolio managers, compliance officers, and traders, to ensure smooth ETF operations. * Troubleshooting: Resolving operational issues related to the ETF ...

Collaborate with the BSA Officer and manage execution of the BSA / AML Program across the Firm. * Assume a process leadership role within Financial Crime Compliance ("FCC") specific to leading BSA ...