Trabajos compliance officer en Miami, Florida (FL) State

The Compliance Anti-Money Laundering (AML) Risk Management Senior Officer is a senior level position responsible for establishing internal procedures to prevent money laundering and assist in all matters concerning financial crimes in coordination with the broader AML team. Responsibilities:Execu...

The BSA / OFAC Analyst is responsible for assisting the Chief Compliance Officer in executing compliance functions of the Bank’s OFAC Program, CIP/KYC/CDD Program, FinCEN reporting, and the Bank’s BSA/AML & OFAC systems. Knowledge of BSA, USA Patriot Act, and OFAC compliance requirements. Review....

Recruitment and training of qualified compliance officers and other staff with the requisite knowledge and experience to effectively implement the A-CAP compliance program and carry out compliance-related duties for A-CAP;. A-CAP seeks qualified candidates for the position of Chief Compliance Off...

Compliance and Risk: Lead the Operations, Compliance, and Culture departments. Though the role won't be directly intertwined with the investment and deal-making facet of the business, the COO will still provide invaluable support and oversight from an operational and compliance perspective. Dive ...

Providing daily reports to the Compliance/QA Manager. Work with ICE compliance personnel in conducting changes to ACA files. Prepare Weekly QC Audit Report; forwarding report to Compliance / QA Manager. Any other duties as required by the Compliance / QA Manager. ...

The Compliance Office will be responsible for developing and implementing compliance policies, procedures, and controls, as well as monitoring and assessing regulatory risks. Conduct regular compliance risk assessments and audits to identify areas of non-compliance and implement corrective action...

Recruitment and training of qualified compliance officers and other staff with the requisite knowledge and experience to effectively implement the A-CAP compliance program and carry out compliance-related duties for A-CAP;. The A-CAP CCO is responsible for all activities relating to the developme...

Analyzes acquired conditions, validates compliance with bundles, and determines corrective action plans. Establishes and continuously assesses the effectiveness of the internal controls within the unit and compliance with Hospital policies and procedures. ...

This Compliance expert will report to the CEO and will also handle internal audits, prepare compliance reports for the executive team, and review documents, processes, and procedures for all departments. Talentry is looking for a Compliance Officer to ensure our HIPAA, accreditation (URAC, VIPPS,...

The Compliance Analyst's primary function is to ensure Educational Federal Credit Union's compliance with all applicable regulatory requirements. Maintains current knowledge of federal and state laws and regulations. National Association of Federal Credit Union Certified Compliance Officer (NCCO)...

Sabadell Overview Sabadell is a global financial institution headquartered in Barcelona, Spain and one of Europe’s oldest and most successful banking groups since its founding in 1881. Sabadell covers all areas of the financial business sector under a common denominator: professional performance ...

Benefits · Competitive base salary · A role that has a decisive impact on positioning our team ... trust & promotes an ownership mentality and rapid career growth · Medical and Dental Insurance

This position coordinates compliance initiatives with other departments in accordance with business ... National Association of Federal Credit Union Certified Compliance Officer (NCCO), Credit Union ...

... adviser designed to promote compliance with applicable securities regulatory authorities including, but not limited to, SEC laws and regulations. Job Responsibilities/Main Functions * Assist the CCO ...

Foundation and Corporate Relations Officer Community Foundation Miami, FL (Hybrid) Salary: $70,000 ... Ensure compliance with grant agreements and reporting * Develop funding proposals in collaboration ...

Position Summary As the Chief Solutions Officer (CSO), you will be responsible for implementing and overseeing the compliance program at PolicyBind. This includes establishing controls, mitigating ...

... medical/healthcare. Proven experience managing high-performing teams. Demonstrated hands-on ... Experience with private mid-sized companies a strong plus. DME experience is a strong plus

Review, enhance, and structure the firm’s Compliance control structure to ensure compliance with applicable regulations. More than 5 years of experience in SEC/RIA compliance and at least 3 years of experience in Asset Management or Private Funds. Proficiency with SEC, FINRA, CFTC/NFA and Firm Co...

It is the mission and intent of this position that the Security Officer will take full responsibility for enforcing hotel security policies and procedures in accordance with Mandarin Oriental corporate guidelines and ensure compliance to all local, state and federal regulations. The Security Offi...

The Compliance Anti-Money Laundering (AML) Risk Management Senior Officer is a senior level position responsible for establishing internal procedures to prevent money laundering and assist in all matters concerning financial crimes in coordination with the broader AML team. Maintain AML complianc...

The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. Responsible for overseeing the carrying out of compliance procedures, including annual...

Promoting compliance and ethics as a top priority to the site and the subsidiaries; fostering a culture where employees themselves own and embrace compliance and ethics; and providing coaching, as necessary. Partnering closely with site and subsidiary attorneys to identify localized compliance ri...

Compliance and Risk: Lead the Operations, Compliance, and Culture departments. Job Description: Chief Operating Officer (COO) Location: Brickell, FL. To this end, we are searching for a dynamic Chief Operating Officer (COO) who can be a beacon of these values, either currently based in or conside...

Talentry is looking for a Compliance Officer to ensure our HIPAA, accreditation (URAC, VIPPS, ACHC, etc. This Compliance expert will report to the CEO and will also handle internal audits, prepare compliance reports for the executive team, and review documents, processes, and procedures for all d...