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The incumbent will work closely with the Chief Administrative Officer to develop and implement a formal compliance program for the Agency, ensuring NHA's ongoing compliance with applicable federal ...

The Admissions Officer works with the Director of Admissions and the Vice President of Admissions and Placement to identify, recruit and admit qualified candidates to our three academic programs: Scholars, Young Scholars and College Scholars. The process includes travel throughout New Jersey and ...

Provides Point of Contact for all third-party access to non-University owned equipment on University Building roofs. The University of Delaware does not discriminate against any person on the basis of race, color, national origin, sex, gender identity or expression, sexual orientation, genetic in...

The Chief Compliance Officer of Figure Lending will lead the Lending compliance team and oversee the related compliance and regulatory functions. The Chief Compliance Officer of Figure Lending will assume primary responsibility for assuring compliance with federal and state rules/regulations as w...

Compliance Officer implements a comprehensive and sustainable compliance framework to ensure the bank’s compliance with regulation and internal policy. Compliance Officer implements a comprehensive and sustainable compliance framework to ensure the bank’s compliance with regulation and internal

Strong familiarity with SEC regulations, including Investment Advisers Act and compliance requirements for private funds. Reporting directly to the executive leadership team, the CCO will act as the in-house expert on regulatory matters, oversee external compliance service providers, and work clo...

VP, Regulatory Examination Management Compliance Officer. The VP, Regulatory Examination Management Compliance Officer follows industry regulatory developments, applying this expertise when interacting with financial services regulators (including OCC, FRBB, SEC, CFTC, NFA, CME and FINRA) and San...

I am in search of a Compliance Professional with a FINRA/Financial Securities Compliance background to evaluate my client and their technology and processes. The position would pay $200/hr and the initial project would be 30-90 days with the potential for extension and/or a Chief Compliance Offic...

VP, Regulatory Examination Management Compliance Officer. The VP, Regulatory Examination Management Compliance Officer follows industry regulatory developments, applying this expertise when interacting with financial services regulators (including OCC, FRBB, SEC, CFTC, NFA, CME and FINRA) and San...

Fortress seeks an experienced Compliance Officer to join the Fortress Legal and Compliance Department and will report directly to the firm’s Chief Compliance Officer. Conducting additional ad hoc compliance assignments, including periodic compliance testing. The successful candidate will work wit...

Highly regarded global investment management firm is seeking a motivated compliance professional to assist its Compliance Team. The successful candidate will assist a highly collaborative team who supports the administration of Firm's Compliance policies as it relates to personal trading and empl...

Arena is looking to expand the team through the addition of a senior Compliance Officer. Support front, middle and back-office personnel on a wide variety of regulatory compliance issues primarily in compliance with the Investment Advisers Act of 1940;. Review of compliance policies and procedure...

International Insurance/Asset Management Firm is seeking an experienced Compliance Officer to ensure adherence to ethical standards, laws, and regulations across the firm's operations in the Americas. The role involves implementing and enforcing compliance policies, reducing risk, and promoting a...

In order to foster its global expansion, we are currently looking for a Chief Compliance Officer (m/f/d). The goal is to position the company as best in class when it comes to regulatory compliance across different regions. Design and implement sustainable, best in class compliance policies, whic...

Compliance Officer – Investment Bank Compliance – Fixed Income Sales & Trading - Rates and FX. Support the global compliance monitoring program by providing input on the framework documents and completing verification checks as outlined the in the annual monitoring plan. Perform testing and moni

Professional certification is highly preferred, such as Certified Bank Compliance Officer (CBCO), Certified Regulatory Compliance Manager (CRCM), or Certified Regulatory and Compliance - Professional (CRCP) would be an asset. The Compliance Officer will oversee Emigrant’s compliance function, as ...

We operate a global/local Compliance model, whereby subject matter experts within Central Compliance support local Compliance Officers to ensure their programs are robust, consistent, and meet both local regulatory requirements and internal global standards. The Compliance function at OKX is resp...

Compliance Officer – Investment Bank Compliance – Fixed Income Sales & Trading - Rates and FX. Provide regulatory/compliance training; assist the Business in implementing and documenting various supervisory/control mechanisms. Support the global compliance monitoring program by providing input o

Compliance Officer - Consulting Opportunity. I am in search of a Compliance Professional with a FINRA/Financial Securities Compliance background to evaluate my client and their technology and processes. The position would pay $200/hr and the initial project would be 30-90 days with the potential ...

Compliance Officer implements a comprehensive and sustainable compliance framework to ensure the bank’s compliance with regulation and internal policy. Compliance Officer implements a comprehensive and sustainable compliance framework to ensure the bank’s compliance with regulation and internal

We operate a global/local Compliance model, whereby subject matter experts within Central Compliance support local Compliance Officers to ensure their programs are robust, consistent, and meet both local regulatory requirements and internal global standards. The Compliance function at OKX is resp...

Highly regarded global investment management firm is seeking a motivated compliance professional to assist its Compliance Team. Perform personal trading surveillance to ensure compliance with our personal trading policy. The successful candidate will assist a highly collaborative team who support...

Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that ma...

Compliance Officer implements a comprehensive and sustainable compliance framework to ensure the bank’s compliance with regulation and internal policy. Compliance Officer implements a comprehensive and sustainable compliance framework to ensure the bank’s compliance with regulation and internal

The role involves implementing and enforcing compliance policies, reducing risk, and promoting a culture of compliance at all levels of the organization. International Insurance/Asset Management Firm is seeking an experienced Compliance Officer to ensure adherence to ethical standards, laws, and ...

VP, Regulatory Examination Management Compliance Officer. The VP, Regulatory Examination Management Compliance Officer follows industry regulatory developments, applying this expertise when interacting with financial services regulators (including OCC, FRBB, SEC, CFTC, NFA, CME and FINRA) and San...

In this role you will provide compliance guidance and support to the US Research team, working closely with Investment Banking, Capital Markets, Markets and Control Room Compliance teams. Independently manage projects necessary to support initiatives both within Global Research Compliance and the...

International Insurance/Asset Management Firm is seeking an experienced Compliance Officer to ensure adherence to ethical standards, laws, and regulations across the firm's operations in the Americas. The role involves implementing and enforcing compliance policies, reducing risk, and promoting a...

The Chief Compliance Officer (CCO) is responsible for ensuring Bank compliance with all applicable regulations as well as internal compliance policies and procedures. Amalgamated Bank seeks a Chief Compliance Officer (CCO) who will be r eporting to the Chief Legal Officer. Facilitate the coordina...

Compliance Officer – Investment Bank Compliance – Fixed Income Sales & Trading - Rates and FX. Provide regulatory/compliance training; assist the Business in implementing and documenting various supervisory/control mechanisms. Support the global compliance monitoring program by providing input o

AML / OFAC Compliance Officer / Advisory (Financial Security). Types of Jobs - Compliance / Financial Security. Review and validation of High Risk KYC files to ensure completeness and compliance with Bank policies and Regulatory Requirements.

Highly regarded global investment management firm is seeking a motivated compliance professional to assist its Compliance Team. The successful candidate will assist a highly collaborative team who supports the administration of Firm's Compliance policies as it relates to personal trading and empl...

The Assistant General Counsel and Compliance Officer reports directly to the General Counsel and is a key member of the Trusts legal and compliance department. The Assistant General Counsel and Compliance Officer will assist in managing the Trusts legal matters, focusing on compliance, ethics, co...

JCW is partnering with a local Commercial Bank in the NYC area who is looking to bring on a new Compliance Officer to their team. Advise Senior Management of the bank on relevant Compliance topics including regulatory changes and compliance best practices. Assisting with the development and imple...

The AML Compliance Risk Management Senior Officer is a senior level position responsible for establishing internal procedures to prevent money laundering and assist in all matters concerning financial crimes in coordination with the broader AML team. Maintain AML compliance program for the busine...

Maternity cover position to serve as the lead US compliance officer for a ~$100bn alternatives house. Reporting to the Group Compliance Director in EMEA, the role holder will advise private fund portfolio managers and the SMA advisory business on ongoing regulatory obligations (Investment Advisor...

Reporting to the Chief Compliance Officer, the Deputy Chief Compliance Officer is the independent compliance partner to multiple Business Divisions and is responsible for ensuring that the Compliance Programs appropriately addresses the regulatory risks relative to the Division/Unit's business ac...

Support training initiatives to educate staff on compliance protocols and industry best practices. Generate reports for senior management on compliance activities and regulatory updates. Strong understanding of banking compliance regulations, including BSA/AML, Fair Credit Acts, and consumer prot...

The Senior Compliance Officer will support the Alternative business. Ensure timely escalation, evaluation, investigation, and resolution of compliance issues. Legal or compliance experience with knowledge of the Investment Advisers Act, Investment Company Act, and other regulations for investment...

You will report directly to our Chief Compliance Officer and primarily be responsible for compliance monitoring and testing, drafting and maintaining firm policies and procedures, and assisting with regulatory examinations and audits. Support the Chief Compliance Officer in all aspects of the fir...

We are seeking an experienced Compliance Officer to provide real-time and regulatory compliance coverage for our business units engaged in the sales and trading of Rates (including Treasuries and interest rate derivatives) and FX products for both market-making and hedging purposes. Develop and i...

Having previously served in the role(s) of Chief Compliance Officer (CCO), Director of Compliance or Compliance Officer, you have specific, hands-on experience developing, implementing, and managing a full compliance program for a leading hedge fund or family office. Arootah is searching for Hedg...

As the Risk and Compliance Policy Officer, you will work. Chief Risk Office and Global Compliance teams, as well as key business. Senior Management and Risk / Compliance Management.

Highly regarded global investment management firm is seeking a motivated compliance professional to assist its Compliance Team. The successful candidate will assist a highly collaborative team who supports the administration of Firm's Compliance policies as it relates to personal trading and empl...

Reporting directly to the Chief Executive Officer of the Housing Authority, the Chief Compliance Officer (CCO) will be responsible for overseeing NYCHAs compliance with federal, state, and local regulatory obligations; regularly assessing the Authoritys compliance risks; developing and maintainin...

The CFO will be responsible for financial planning, preparing financial statements, financial ... Strong knowledge of financial regulations and compliance * Experience with budgeting and ...

GOA is accepting applications for an individual to join our school as CFO/COO. The CFO/COO is a ... R policy compliance. * Oversees/supervises employee contracting, payroll, and contract ...

The CEO is based in Hoboken and will commute into NYC 3-4 days a week via personal driver ... Confidentiality & Compliance : * Handle sensitive financial and personal information with the ...