Compliance officer jobs in Newark, NJCreate job alerts

We are keen to see CV's from Compliance Officer, Building Safety Officer, Senior Compliance Co-ordinator, Compliance Surveyor, Fire Safety Co-ordinator, Asbestos Co-ordinator. We are actively looking for a Compliance Officer to join a local authority in the Nottinghamshire area on a temporary bas...

Rutgers, The State University of New Jersey is seeking an Ethics and Compliance Administrator for the University Ethics and Compliance department. Provides technical and administrative support to the OPRA Administrator/Ethics Training Officer related to University ethics, training, public records...

The TP ICAP Group is a world leading provider of market infrastructure.Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions.Through our people and tec...

As a Compliance Risk Assessment ("CRA") Vice President, this role will assist in managing a comprehensive compliance risk assessment framework to ensure the applicable regulatory compliance risks and internal controls are identified and assessed to determine the risk profile for applicable laws/r...

The TP ICAP Group is a world leading provider of market infrastructure.Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions.Through our people and tec...

Serve as the audit liaison for Compliance cover a number of topics including but not limited to:conducting monthly Compliance/IAD touch points; participating in all Compliance related audit Reviews to ensure Compliance is meeting IAD expectations and timelines and provide consistent messaging to ...

The successful candidate will be responsible for assessing compliance risks and controls within the first and second lines of defense, performing risk assessments of compliance risks, and conducting independent testing activities to evaluate the design and effectiveness of key controls. Key activ...

In addition, the group provides an enterprise-wide view of risk, assists management and our Board of Directors in identifying and monitoring risks that may affect multiple lines of business, and takes appropriate action when business activities exceed the risk tolerance of the company. This team ...

The Advisory Compliance team serves as a regulatory advisory function and is responsible for overseeing the management of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as the New Product, Underwrit...

The successful candidate will be responsible for tax planning and compliance, ensuring a deep understanding of income tax accounting standards for US and IFRS GAAP, and will have extensive experience with FATCA and information reporting. Vice President, Tax Compliance Officer. The Company is seek...

The successful candidate will be tasked with advising senior management on a wide range of risk and compliance issues, fostering a culture of ethical and lawful behavior, and leading a team of compliance professionals. The Company is in search of a Chief Compliance Officer (CCO) to spearhead its ...

Serves as a compliance testing officer for Independent Compliance Risk Management (ICRM)'s Independent Assessment team responsible for assessing significant compliance risks and controls implemented by the first and second line of defense. Participating in the planning, executing, and reporting o...

The Company is seeking a Chief Compliance Officer (CCO) to join their team and play a pivotal role in fostering a culture of compliance. Chief Compliance Officer (CCO). This includes conducting regular compliance risk assessments, monitoring regulatory changes, and providing guidance to business ...

The Compliance and Privacy Officer, reporting to the Chief Human Resources Officer, will have primary responsibility for the compliance and privacy programs at God's Love We Deliver. The Compliance and Privacy Officer will review, revise and maintain the organization's compliance and privacy poli...

Provide day-to-day Compliance advisory services to the firm’s Global Equity Research business, which includes Equity Research products and services, with specific focus on research independence, conflicts of interest, material non-public information and reputational risk. Research Compliance, a l...

Strong understanding of compliance and supervisory functions within the investment banking sector. Monitor and enforce compliance with FINRA, SEC, and other relevant regulations. Develop and enforce compliance policies and procedures, ensuring they are updated in line with regulatory changes and ...

NYC Aging seeks a highly motivated Senior manager with broad-based experience in compliance, internal and external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer. Reporting to the Chief Financial Officer, with additional accountability to the Fir...

Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and delivery of a ris...

Our fast-paced Compliance team is looking for a Compliance Monitoring Officer with experience in performing compliance and risk quality assurance monitoring procedures in the payments and/or finance industry. Compliance Monitoring Officer (Audit, QA, Risk Assessment, Testing). Collaborate with th...

This role will act as Homesteaders Life Company’s AML officer and the head of the SIU, as well as the Chief Privacy Officer. Responsible for the compliance activities of the company’s operating departments, including research, and advice regarding compliance matters and maintains related researc

Vice President, Compliance Independent Testing Examiner Long term contract position ... Conduct adhoc testwork of various rules and regulations in conjunction with the annual CEO/CCO ...

Maintain a strong control environment and culture, with a key focus on regulatory compliance & relations. * Credit Approval: Review, approve or decline or recommend to appropriate higher authority ...

... officers; * Report to management of any staffing problems that may arise as client requirements change; * Ongoing review of training material with subordinates to ensure compliance with all JSB ...

Coordinate with the Chief Operating Officer and staff team to develop and stay abreast of criminal justice operations, planning, budget, spending, and funder compliance. * Collaborate and coordinate ...