Offres compliance officer à Glendale, California (CA) State

The Compliance Officer I will monitor contractor performance to ensure the contractor meets specified standards including Standard Operating Procedures, efficiency testing and training. ...

This is a critical role overseeing compliance for core parts of Forge’s business, reporting directly to the Head of Compliance. Maintain and enhance the company’s BD and RIA compliance program. Develop, implement, and maintain Forge’s broker-dealer and RIA compliance programs. Manage a staff of e...

This is a critical role overseeing compliance for core parts of Forges business, reporting directly to the Head of Compliance. Maintain and enhance the companys BD and RIA compliance program. Develop, implement, and maintain Forges broker-dealer and RIA compliance programs. Manage a staff of expe...

FVP, Deputy Chief Compliance & CRA Officer . Managing compliance staff, including hiring, training, and performance management. Maintaining compliance with all bank, federal, state, local, and as applicable global regulations inclusive of BSA/AML policies and procedures. Responsible for providing...

Experience in conducting investigations, analyzing basic business operations, verifying compliance with specific laws or activities in the petroleum industry. Experience analyzing complex business operations, verifying compliance with fuel tax laws or activities in the petroleum industry. ...

Job Overview: We are seeking a dedicated and experienced Compliance Officer to join our team. The Compliance Officer will be responsible for ensuring that our organization adheres to regulatory requirements, industry standards, and internal policies and procedures. Policy and Procedure Dev......

A Tax Compliance Officer analyzes, interprets and enforces various tax, permit and fee liabilities, including the City business, parking and transient occupancy taxes and City permit ordinances through independent field and office investigations; may supervise other Tax Compliance Officers and cl...

The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and ov...

Develop and implement a comprehensive compliance program that encompasses all relevant laws, regulations, and internal policies. Monitor and assess compliance risk, identify potential areas of concern, and develop strategies to mitigate risk. Conduct regular audits and reviews to ensure complianc...

The role of the Compliance Officer is to develop, administer and monitor the Bank’s programs for compliance with laws, regulations and rules governing operations and product offerings. The Compliance Officer will inform and educate appropriate personnel, senior management and the Boa...

Under the general direction of a Supervising Workers' Compensation Compliance Officer within the DWC Audit and Enforcement Unit of the Division of Workers' Compensation, The Workers' Compensation Compliance Officer performs workers' compensation claim file audits on insurance companies, self-insu...

The role of the Compliance Officer is to develop, administer and monitor the Bank’s programs for compliance with laws, regulations and rules governing operations and product offerings. The Compliance Officer will inform and educate appropriate personnel, senior management and the Boa...

Merit Services is seeking an IT Compliance Officer to join our client’s dynamic team. As an IT Compliance Officer requires using your technical knowledge, ability to solve problems and focus on customer support to effectively handle and solve IT problems promptly. Demonstrated expertise in the po...

Responsibilities include identifying, researching, analyzing, and recommending resolutions to potential portfolio compliance issues; preparing board and client reports; working with IT to implement new technologies for monitoring compliance; documenting processes, assisting in the implementation ...

A social services organization in California is looking to add a new Compliance officer to join their growing team in Los Angeles. Develop and implement a comprehensive compliance program that encompasses all relevant laws, regulations, and internal policies. Monitor and assess compliance risk, i...

Assistant sought for the Executive Director of Compliance. Draft, redline and edit highly confidential legal compliance documents, personnel documents. Understand the workflow relationships for the Office of the Chief Legal Officer (OCLO), and the agency at large. Collaborate in various legal/com...

Our client, an established $5B private equity fund, is seeking an outstanding compliance expert to serve as a #2 to the General Counsel/Chief Compliance Officer. The successful candidate will be ...

Managing external audits (IRS, external financial statement audits and reviews, governmental audits/compliance) and inventory observation process at year-end * Work directly with the COO and CEO * ...

ROLE SUMMARY: The Chief Financial Officer (CFO) plays a vital role in shaping the organization ... Oversees all accounts, ledgers, and reporting systems, ensuring compliance with regulatory and ...

Head of Audits, Risk and Compliance Report to the CFO Oversee all risk, compliance, and audit for the company Governance over annual audits Work with vendors for audits and compliance Manage and ...

The Compliance Officer will be responsible for ensuring that our organization adheres to regulatory requirements, industry standards, and internal policies and procedures. This role requires strong ...

Compliance Officer Classification: Exempt Initial Salary Range: $72,844 - $109,266 (DOE) Status: Regular Hours/Week: 40 hours/week Effective Date: March 2024 Type of Position: Full-time Revised Date

The Senior Contract Compliance Officer supports contract compliance activities involving Disadvantaged Business Enterprise (DBE), Small Business Enterprise (SBE) program, and Equal Employment ...

Our CEO has a track record of successful exits, and we recently accepted a strategic investment and ... and ensure compliance with regulatory requirements. * Risk Management: Identify and manage ...