Compliance officer jobs in Jersey City, NJCreate job alerts

Job Description We are looking for a Full-time Legal Officer to join our fast-growing team. This role requires legal expertise and collaboration with multiple business teams internally to monitor and manage various legal and compliance issues. Responsibility - Execute and monitor the Compa...

A global bank is seeking a financial crimes executive to serve as BSA Officer for the capital markets business and broker dealer of the firm. An ideal candidate will have experience dealing with related financial crimes program management and is capabale of making appropraite enhancements and imp...

We are looking for a Full-time Legal Officer to join our fast-growing team. This role requires legal expertise and collaboration with multiple business teams internally to monitor and manage various legal and compliance issues. Execute and monitor the Company’s legal and compliance programs, ensu...

Serves as a compliance testing officer for Independent Compliance Risk Management (ICRM)s Independent Assessment team responsible for assessing significant compliance risks and controls implemented by the first and second line of defense.Also responsible for performing independent testing activit...

Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment r...

The AML Compliance Risk Management Senior Officer is a senior level position responsible for establishing internal procedures to prevent money laundering and assist in all matters concerning financial crimes in coordination with the broader AML team.The overall objective is to utilize established...

This project aims to ensure that the ITGCs are appropriately designed, tested, and monitored, and that SOPs reflect up-to-date procedures for managing IT operations and compliance. ITGC Compliance Schedule Development. Develop an ITGC compliance schedule for the fiscal year to ensure controls are...

Job DescriptionBenefits: - Servicing Leads - Servicing Realtor Accounts - Benefits Grouped Not Employer Matched - Company Credit Card - Bonus based on performance - Employee discounts - Profit sharing - Signing bonus - Training & development Position: Mortgage Lead & Realtor Account Rep...

The Chief Legal and Compliance Officer (CLCO) is a key leader at Tides, overseeing legal affairs, compliance, and risk management to uphold operational, reputation, and mission integrity. Lead the legal and compliance functions, including two Senior Directors – Senior Director, Compliance and Sen...

We are seeking an experienced Compliance Officer to provide real-time and regulatory compliance coverage for our business units engaged in the sales and trading of Rates (including Treasuries and interest rate derivatives) and FX products for both market-making and hedging purposes. Draft Complia...

General Counsel & Chief Compliance Officer. JD with 7+ years of post JD experience working in a regulatory or compliance capacity within a hedge fund (preferred), private equity fund, traditional asset manager, compliance consulting firm, or the SEC. Own the firm’s compliance program, including p...

Our elite global Alternative Investment Fund client is seeking to recruit a Senior Associate level Compliance officer with demonstrated AML Sanctions and Anti-Corruption compliance expertise to analyze risk and mitigate financial crimes. Anti-Money Laundering sanctions and anti-corruption complia...

Support front, middle and back-office personnel on a wide variety of regulatory compliance issues primarily in compliance with the Investment Advisers Act of 1940;. Arena is looking to expand the team through the addition of a senior Compliance Officer. In this role, this individual will work clo...

A leading global hedge fund is seeking a Compliance Officer to join its New York-based compliance team. This role offers a unique opportunity to work directly with the Chief Compliance Officer (CCO) and gain broad exposure to various compliance functions while maintaining a strong focus on regula...

Compliance and Risk Assessment Officer. The officer will work closely with management to identify areas of vulnerability and to develop a robust framework for minimizing risks while ensuring the integrity and ethical compliance of the organization. Compliance and Risk Assessment Officer Internshi...

As a Compliance Officer, you will be the fourth member of our growing compliance team, working closely with colleagues across multiple business units. As they expand their compliance team, they seek a highly skilled Compliance Officer to join their small but impactful group. This role presents an...

The Chief Compliance Officer of Figure Lending will lead the Lending compliance team and oversee the related compliance and regulatory functions. The Chief Compliance Officer of Figure Lending will assume primary responsibility for assuring compliance with federal and state rules/regulations as w...

The Chief Global Compliance Officer (CGCO) is responsible to the Senior Vice President, General Counsel for developing, executing, and enforcing the Global Ethics and Compliance Program in order to ensure compliance with evolving laws and regulatory requirements in addition to University policies...

Our fast-paced Regulatory Product Team is looking for an experienced Officer with a background in regulatory compliance related to products within the payments- or financial industry. As a Senior Regulatory Product Officer you will be part of the voice towards our Product streams, ensuring that A...

Advise on regulatory developments, compliance risks, and the strategic direction of compliance initiatives. The CCO will be responsible for managing the overall compliance risk for the company, establishing a robust compliance framework, and fostering a culture of ethical business practices. Cond...

Provide advice and guidance to management on matters relating to conduct and compliance, including identifying areas of compliance vulnerability and risk, based on findings of compliance reviews. As Chief Compliance Officer, you will be responsible for the implementation of the Sustainalytics Glo...

Compliance Officer - Markets Business Line Advisory ComplianceNew York, United States of AmericaUSA Job Family Description: You will provide real-time compliance advisory support to the US Fixed Income & Currencies sales and trading business which focus on credit, rates, securitized product, fore...

You will be our Group Chief Compliance Officer responsible for the development, implementation and maintenance of SiriusPoint’s compliance and ethics program, driving the Company’s ongoing commitment to compliance with all applicable laws and regulations globally, while also ensuring adherence t

Investment Bank Compliance Officer – Origination & Advisory. Support the global compliance monitoring program by providing input on the framework documents and completing verification checks as outlined in the annual monitoring plan. Perform testing and monitoring of compliance with firm policies...

Providing key information updates to Citi’s Swap Dealer Chief Compliance Officers and other senior stakeholders though established governance routines and ad hoc reporting. Partnering with other ICRM teams and global functions, including Legal, Risk, Operations and Technology, and Finance to prev...

PIMCO is seeking a Senior Compliance Officer to join its global compliance team within the Legal and Compliance Department, focusing on the U. The ideal candidate will be based in PIMCOs New York Office and will play a crucial role in supporting the Funds Chief Compliance Officer and the U. Admin...

A leading global hedge fund is seeking a Compliance Officer to join its New York-based compliance team. This role offers a unique opportunity to work directly with the Chief Compliance Officer (CCO) and gain broad exposure to various compliance functions while maintaining a strong focus on regula...

Continually improve Compliance Program for relevant entity by utilizing applicable regulations, risk management techniques, and business area knowledge to maintain and test relevant policies and procedures that comprise the compliance program. Client is a leading self-clearing broker-dealer, look...

The Chief Legal and Compliance Officer (CLCO) is a key leader at Tides, overseeing legal affairs, compliance, and risk management to uphold operational, reputation, and mission integrity. Oversee organizational compliance strategies, including legal compliance training, policy management, interna...

We are seeking an experienced Compliance Officer to provide real-time and regulatory compliance coverage for our business units engaged in the sales and trading of Rates (including Treasuries and interest rate derivatives) and FX products for both market-making and hedging purposes. Work closely ...

Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and delivery of a ris...

Chief Compliance Officer (New York, NY):. Strong familiarity with SEC regulations, including Investment Advisers Act and compliance requirements for private funds. Review and approve all marketing materials and investor communications for regulatory compliance.

Chief Compliance Officer (New York, NY):. Coordinate annual compliance reviews, mock audits, and regulatory examinations. Provide strategic guidance to senior leadership on potential compliance risks and evolving regulatory requirements.

Our client, a global investment manager, is looking to hire a Chief Compliance Officer to their US team. Design, execute, and oversee robust compliance frameworks tailored to the unique regulatory obligations of registered investment advisers (RIAs), registered investment companies (RICs), and is...

Certifications such as Certified Regulatory Compliance Manager (CRCM), Certified Compliance and Ethics Professional (CCEP), or other relevant industry certifications are highly desirable. Lead the compliance function in identifying, assessing, and mitigating compliance risks across all business l...

Prior Head of Compliance or Chief Compliance Officer experience in finance, fintech, or crypto exchanges (prior experience scaling a global compliance program preferred). We are seeking an experienced Global Chief Compliance Officer to lead our distributed, global compliance team. Lead, develop a...

The Chief Vendor Compliance Officer will ensure excellence and timeliness in the fulfillment of the Division of Labor Services’ mandates, including communicating operational, compliance obligations and determinations to governmental partners and vendors; managing the development, implementation a...

The Chief Global Compliance Officer (“CGCO”) is responsible to the Senior Vice President, General Counsel for developing, executing, and enforcing the Global Ethics and Compliance Program in order to ensure compliance with evolving laws and regulatory requirements in addition to University polic

Client is a leading self-clearing broker-dealer, looking for a Deputy Chief Compliance Officer to join the team. Continually improve Compliance Program for relevant entity by utilizing applicable regulations, risk management techniques, and business area knowledge to maintain and test relevant po...

Cerberus is seeking an analytical and collaborative attorney who is interested in serving as a compliance officer and associate general counsel. The role will involve participation in all stages of the investment lifecycle including pre-acquisition diligence, advising companies in the adoption of...

Our client, a global investment manager, is looking to hire a Chief Compliance Officer to their US team. Design, execute, and oversee robust compliance frameworks tailored to the unique regulatory obligations of registered investment advisers (RIAs), registered investment companies (RICs), and is...

Develop and deliver compliance training programs for employees to ensure understanding of compliance policies and procedures. In-depth knowledge of compliance requirements applicable to SEC registered investment advisers. Our client is seeking an experienced and dynamic Hedge Fund Deputy CCO to j...

Develop and deliver compliance training programs for employees to ensure understanding of compliance policies and procedures. Draft, implement, and maintain compliance policies, procedures and manuals to ensure adherence to regulatory requirements and industry standards. Stay up to date with evol...

Arena is looking to expand the team through the addition of a senior Compliance Officer. Support front, middle and back-office personnel on a wide variety of regulatory compliance issues primarily in compliance with the Investment Advisers Act of 1940;. Review of compliance policies and procedure...

The Chief Vendor Compliance Officer will ensure excellence and timeliness in the fulfillment of the Division of Labor Services’ mandates, including communicating operational, compliance obligations and determinations to governmental partners and vendors; managing the development, implementation a...

I am in search of a Compliance Professional with a FINRA/Financial Securities Compliance background to evaluate my client and their technology and processes. The position would pay $200/hr and the initial project would be 30-90 days with the potential for extension and/or a Chief Compliance Offic...