Trabajos compliance officer en Deer Park, New York (NY) State

Key Responsibilities:·         Review and issuance of opinions for High Risk KYC files, high risk transactions to ensure completeness and compliance with Bank policies and Regulatory Requirements. Prepare daily reports and reconciliations of all daily transaction and customer uploads within compl...

The WM Consumer Compliance Group within the Legal and Compliance Division (LCD) is seeking a senior Compliance Officer responsible for providing advice and guidance to business segments within Wealth Management responsible for opening, maintaining, and servicing of self-directed brokerage account...

As our Senior Information Security Compliance Officer, you will be part of our Information Security team, overseeing our InfoSec compliance requirements. This role partners with several areas of Digital Science and adds value through delivering a robust compliance framework to meet our ever evolv...

Key Responsibilities:General·         Participate to the design / update of the Compliance Risk Assessment (CRA) methodology·         Prepare and run the annual CRA exercise as per the Firm's policies and procedures and tools·         Manage data collection and data quality controls for input dat...

The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and ov...

Summary: The Compliance Department at Credit Agricole's Combined US Operations (CUSO) seeks an individual to join the department and report to the CUSO Head of Compliance Risk Assessment, being responsible for coordinating the Compliance Risk Assessments (CRA) across all business lines on behalf ...

The Global Compliance Department manages a Firmwide Compliance Risk Management program, including Compliance risks that transcend business lines, legal entities and jurisdictions of operation. Volcker Compliance Officer (Vice President). Recommending and implementing enhancements to the Volcker c...

Support the Compliance Division in formulating and performing a periodic review of key Compliance policies and controls to ensure that they remain robust and in line with regulatory standards and industry/peer best practices. These policies are in GIC’s Compliance Manual and Code of Ethics, inclu...

EisnerAmper is looking to hire a Senior Manager to join its Risk and Compliance Services practice as a dedicated member of the National Security Advisory services team. The Risk and Compliance Services National Security team drives value by delivering a range of risk advisory and compliance solut...

Plans and facilitates project meetings to align the project team to methods and goals and to track project tasks. Mentor junior project managers and junior members of the project team. Is accountable for each stage of the project life cycle and final outcomes of the project, inspecting and evalua...

The responsibilities of the Compliance Specialist are to effectively develop, coordinate, and communicate commercial insurance product filings; perform regulatory research; and provide additional support and other regulatory functions as directed. Candidate will have expertise with ISO, NCCI, SER...

Security Guard / Safety Officer] As a Transportation Security Officer at TSA, you will be responsible for providing security and protection of travelers across all transportation sectors in a courteous and professional manner. ...

Security Guard / Patrol] - Competitive Pay & Benefits - As an Unarmed Security Guard you'll: Patrol assigned areas on foot or in a vehicle to ensure the security of the premises; Monitor surveillance cameras and alarm systems to detect and respond to security threats; Respond to alarms and emerge...

Securitas - JobID: 131759 [Safety Officer / Law Enforcement] As a Security Officer at Securitas, you'll: Observe and report activities and incidents at an assigned client site; Make periodic patrols to check for irregularities and to inspect protection devices and fire control equipment; Preserve...

Securitas - JobID: 131761 [Safety Officer / Law Enforcement] As a Security Officer at Securitas, you'll: Observe and report activities and incidents at an assigned client site; Make periodic patrols to check for irregularities and to inspect protection devices and fire control equipment; Preserve...

Security Guard / Patrol] - Competitive Pay & Benefits - As an Armed Security Guard you'll: Patrol assigned areas on foot or in a vehicle to ensure the security of the premises; Monitor surveillance cameras and alarm systems to detect and respond to security threats; Respond to alarms and emergenc...

Allied Universal - JobID: 1232630 [Security Officer / Security Guard] As a Security Officer at Allied Universal, you'll: Be responsible for the Security and Safety of the client’s property and personnel; Know all site-specific policies and procedures, and implement emergency response activities a...

Securitas - JobID: 144644 [Safety Officer / Law Enforcement] As a Security Officer at Securitas, you'll: Observe and report activities and incidents at an assigned client site; Make periodic patrols to check for irregularities and to inspect protection devices and fire control equipment; Preserve...

The Project Manager will be responsible for planning, executing, and finalizing projects according to strict deadlines and within budget. We are seeking an experienced and dynamic Project Manager to join our team. The ideal candidate will have a proven track record in managing complex projects, e...

Growing Service Company is looking for an experienced Accounting Operations Manager to oversee and manage the accounting and billing operations of our company. The Manager of Accounting Operations will be responsible for overseeing a team, ensuring that all transactions are accurately invoiced. T...

The Business Technical Analyst is the go-to resource for providing multi-level support for the Contact Centers, addressing concerns raised via chats, emails, and phone that may have impact to the business operations. They will collaborate with various business groups, manage outages and tickets, ...

The Assistant Vice President (AVP) of Claims Compliance position involves developing, implementing, and overseeing compliance programs to mitigate risks and ensure claims processes and procedures adhere to legal and regulatory standards. Analyze and identify adverse trends in compliance & regulat...

The GRC Compliance Administration Specialist ("Specialist") performs a key compliance risk support role (second line of defense to the business unit's first line of defense) to empower the different lines of business to manage their compliance risks with well-managed, documented, and measurable p...

As a PT or FT Transportation Security Officer (TSO), you'll: Operate various screening equipment and technology to identify dangerous objects in baggage, cargo and/or on passengers, and prevent those objects from being transported onto aircraft; Performing searches and screening (e. ...