Compliance officer jobs in Belleville, NJCreate job alerts

... CTO and Investors. You will work closely with the engineering teams on developing the product ... Build the Security & Compliance programs from the ground up, developing a function to satisfy NIST ...

The COO will oversee all aspects of property management, driving operational excellence, financial ... Oversee compliance with federal, state, and local property codes and manage risk-related matters ...

Research Compliance Officer Location: New York, NY Firm Overview: Cantor Fitzgerald L.P., with over 12,000 employees, has been a leading global financial services firm at the forefront of financial ...

This hybrid Fixed Income Compliance Officer will work as a member of the Americas Compliance team based in TP ICAP's New York offices and report into the Head of Fixed Income Compliance. The ...

: J ob Title Compliance Officer - Investment Bank Compliance - Fixed Income Sales & Trading - Rates and FX Corporate Title Vice President Location New York Overview You will focus on providing real ...

Compliance Officer Location : New York City (Hybrid) Overview : A boutique investment management firm is seeking a Compliance Officer to join their team in NYC. This role offers the unique ...

A global bank located in Midtown Manhattan looking to bring on board a "Director - Fixed Income Compliance Officer" to join their team. This role is currently in a hybrid schedule (2 days in office

We are seeking a highly skilled and experienced Investment Banking Compliance and Supervision Officer to join our team. This role requires 3-5 years of experience in investment banking, with a focus ...

Review and validation of High Risk KYC files to ensure completeness and compliance with Bank policies and Regulatory Requirements. * Review and issue regulatory guidance to Bank staff on proposed ...

Collaborates and engages with other members of the senior leadership team including the Chief Program Officer, Chief Compliance Officer, and Chief Human Resources Officer, to develop and advance ...

Midtown Manhattan Compensation: $225K-$300K total compensation Job Description The Legal and Compliance Department consists of the General Counsel, the Chief Compliance Officer, Associate General ...

We seek a strategic CFO to oversee financial operations, develop and implement financial strategies, and drive fiscal compliance. The CFO will collaborate with leadership to align financial ...

The COO will be responsible for overseeing the day-to-day operations, ensuring efficiency, compliance, and a commitment to client success. The ideal candidate will have a strong background in ...

Candidate ideally functioning currently as a compliance officer and be accustomed to working independently. * Candidate must be able to work well in a team structure involving both business and ...

Maintain organized records of verification and compliance checks and report any irregularities to senior compliance officers. * Ideal Candidate We're looking for a candidate who is detail-oriented ...

Support Chief Compliance Officers in liaising with regulatory authorities, responding to inquiries and coordinating regulatory examinations * Help maintain and implement the firm's adviser, fund, AML ...

Chief Executive Officer Direct Reports: Controller, Head of Grants Management; Head of Facilities ... Direct all aspects of financial management and reporting, administration, compliance, governance ...

Immediate need for a talented Privacy Compliance Officer/Data Protection . This is a 06+ Months Contract opportunity with long-term potential and is located in New York NY (Onsite) . Please review ...

Ensures compliance with patient care quality standards as it relates to the care provided to all ... Specific Duties And Responsibilities The Chief Nursing Officer is charged with and responsible for

We are seeking a visionary and strategic Chief Information Officer (CIO) to lead our IT strategy. ... Regulatory Compliance: Ensure that all technological operations and initiatives adhere to broker ...

The CEO provides leadership, strategic direction, and oversight in the provision of services ... Programmatic and Compliance: Strategic Blueprint: • Guide, implement and monitor the Strategic ...

The COO will be involved in all phases of administration, personnel, finances, facilities ... Train staff on policies and procedures, linking compliance with the same to Key Performance ...

... Compliance Officer with the following: - Drafting and maintaining the firm's written supervisory procedures - Ensuring all risks and controls are appropriately embedded and continuously reviewed ...

Candidate will focus on providing real-time support to the Origination & Advisory Capital Markets business which focuses on investment banking advisory engagements and capital markets products and services, including origination, structuring, execution and syndication of securities offerings. Pro...