Compliance officer jobs in Rego Park, NYCreate job alerts

Leading staff education and acting as the Infection Control Officer * Ensuring compliance and fostering clear communication with nursing teams * Meeting the medical and nursing needs of all residents

The Senior Compliance Officer will support the Alternative business. This includes investments in Direct Real Estate, Infrastructure Debt, and Private Credit. Role Details: * Create policies and ...

The Compliance Officer will be responsible for ensuring compliance with all relevant regulatory requirements related to public equities trading, including FINRA and SEC rules and regulations

Research Compliance Officer Location: New York, NY Firm Overview: Cantor Fitzgerald L.P., with over 12,000 employees, has been a leading global financial services firm at the forefront of financial ...

The Senior Compliance Officer will support the Alternative business lines and provide guidance relating to products including Direct Real Estate, Infrastructure Debt and Private Credit. Role Details ...

Assisting the Compliance Officer in ensuring that the bank maintains a robust compliance program * Conduct annual and periodic compliance monitoring risk reviews for the Bank's retail and business ...

Position's Description NPM is looking for a Compliance Associate with compliance experience in implementing SEC and FINRA rules to assist the Chief Compliance Officer (CCO) with managing the U.S ...

Collaborates and engages with other members of the senior leadership team including the Chief Program Officer, Chief Compliance Officer, and Chief Human Resources Officer, to develop and advance ...

The scope for the COO is multidisciplinary and includes management of all high level internal ... Train and supervise staff and contracted workers to ensure compliance. * Negotiate, hire and manage ...

SEEKING A HIGH-LEVEL CHIEF OPERATING OFFICER / PROFESSIONAL LEGAL ADMINISTRATOR Are you an ... Leading teams of 20+ employees and managing HR compliance * Implementing financial controls and ...

As a CIB Bank Compliance Officer, you will play a critical role in identifying, assessing, and mitigating regulatory risks within BBVA Corporate and Investment Banking (CIB) in the US. You will ...

As CFO, you will have the overall responsibility for the finance functions overseeing all financial ... Review and ensure application of appropriate internal controls, compliance and financial procedures

Midtown Manhattan Compensation: $250K-$300K total compensation Job Description The Legal and Compliance Department consists of the General Counsel, the Chief Compliance Officer, Associate General ...

This role reports directly to the Chief Compliance Officer of BD and RIA. Location: This role requires a hybrid work schedule, with 2-3 days per week in our San Francisco, CA or New York, NY office ...

Under the direction of the Chief Nursing Officer or appropriate designee, with the broadest scope ... Continuously monitor compliance to the quality of care bundles. * Ensure nursing staff are ...

... compliance across the diverse clinical and social support enterprise of The Jewish Board. Assist ... The Chief Nursing Officer (CNO) is responsible for leadership in the areas of nursing/medical ...

... Nursing Officer. Support the delivery of medical care including medical quality, clinical ... and regulatory compliance across the diverse clinical and social support enterprise of the ...

Reporting to the President and Chief Executive Officer, the CAO will oversee and manage essential ... compliance with all local, state, and federal regulations. * Oversee and manage the day-to-day ...

Complies with appropriate policies and procedures and brings potential compliance matters to the supervisor or compliance officer. Qualifications: * Current NYS Registered Nurse license

The risk managers (SCOs and risk officers) have a deep understanding of credit structuring, credit risk and businesses & markets, next to the assessment of related risks like ESG, compliance and ...

Summary The Loss Prevention Officer works cross-functionally to provide a safe, secure and low ... Monitors employee compliance to safety policies and procedures. * Completes daily, weekly, and ...

Chief Advancement Officer Organization: National Dance Institute Location: In-Person - NYC Position ... Oversee the preparation of grant proposals and reports, ensuring compliance with funding ...

Of utmost importance, the CEO creates and realizes a vision that ensures a viable ecosystem for ... Uphold the highest standards of compliance regarding anti-trust regulations. Membership * Attract ...

Collaborate with business analysts, compliance officers, and other stakeholders to gather requirements and translate them into technical specifications. * Configure and customize Actimize ...

As a member of the Office of General Counsel, the Data Privacy and Information Governance Officer will oversee the firm's data privacy compliance efforts, and the ongoing development and ...

Infection Surveillance Officer, Infection Prevention, Mount Sinai Brooklyn Roles & Responsibilities ... Compliance: * Ensures that infection control guidelines for all departments are current and ...

Provide high-level administrative support, project coordination, and strategic involvement in the operations of the Chief Operating Officer (COO)/Compliance Officer & Chief Medical Officer (CMO) ...

Establish policy and procedures to ensure compliance with OFAC filtering and reporting requirements for all business units * Ensure centralized reporting within the U.S. for possible OFAC hits and ...

Serving in a critical function for the team, this individual will work closely with the Compliance team to identify and mitigate compliance risks while enhancing the firm's culture of compliance. Key ...

JOB SUMMARY Responsible for soliciting, negotiating, underwriting and coordinating the closing of mortgage loans in compliance with the Bank's lending policies and procedures; Develops business ...

Working closely with various teams, including portfolio managers, compliance officers, and traders, to ensure smooth ETF operations. * Troubleshooting: Resolving operational issues related to the ETF ...

Jamaica, NY Position Type: Full-Time, Exempt Reports To: CEO We are seeking an experienced and ... Ensure compliance with GAAP and FASB standards, staying up-to-date with changes and communicating ...

The CFO provides strategic leadership for the Finance and Facilities departments, ensuring sound ... Confidentiality & Compliance: Handle sensitive financial information with the utmost discretion and ...

Lead and scale company's operations and membership experiences. Oversee strategy, execution, and innovation across membership, community, and hospitality, creating a dynamic ecosystem where midlifers ...

The Managing Director collaborates closely with the CEO, Chief Program Officer, and the Sr. Director of Strategy and Innovation to ensure compliance and delivery of TKH programs and services in ...

The General Counsel (GC) advises the Chairman, President and CEO of important legal, regulatory, and legislative issues, ensures the Company is compliant with all state licensing requirements ...

- Construction Senior Controller/CFO Responsibilities: Oversee all financial functions, including ... Ensure timely tax filings and compliance with regulatory requirements. Provide strategic financial ...

Chief Financial Officer Overview: SA Hospitality Group is seeking a Controller to join our Finance ... and other statutory compliance programs. 9. Continually identify issues in both process and ...

The VP Clinical Officer will lead the Health plan's clinical programs, focusing on health plan ... This role involves managing a team of RNs, driving patient care strategies, and ensuring compliance ...

They will directly support the CFO, Managing Directors and the firm's Project Managers on a variety ... compliance with firm and industry standards and regulations. * Ensure that all relevant project ...

... COO, and General Counsel and work with all departments in the Company, including acquisition, accounting, IT, risk management, marketing and tax on various legal issues and general compliance

... compliance, government ethics, administrative law, fiscal law, and environmental law. If you think ... OFFICER CANDIDATE COURSE - LAW: Third-year law students and bar-certified lawyers begin their ...

... Officer of Lizzy Care, as well as with product and sales teams. S/he will play a pivotal role in ... Partner with product and tech teams to ensure documentation systems are in compliance with best ...

Officer of Administration * Regular/Temporary: Regular * Hours Per Week: 35 * Salary Range: $140 ... Successful completion of applicable compliance and systems training requirements. Equal Opportunity ...

... CFO and executive leadership. * Reviews and verifies documentation support for existing diagnoses, procedures and other charges. * Ensures compliance with CMS and other regulatory compliance ...

Chief Executive Officer SCHEDULE : Onsite M-F, generally 9-5, some nights or weekends as-needed ... GRANTS & COMPLIANCE MANAGEMENT: * Advocate for financial needs through strategic planning

... compliance with CIP policies and procedures in a timely manner * Adhere to CIP HR policies and state/federal employment laws * Partner with Chief Schools Officer on collaborative approaches to all ...

Ensure compliance with CA CIB CMO [Head Office] and CA CIB NY governance and organization directives * Promote operational controls and segregation of duties Control and awareness * Exert vigilance ...