Compliance officer jobs in Englewood, NJCreate job alerts

IMPORTANT NOTICE: Duty assignments available at time of offer may include the Southwest Border including prioritized locations. U.S. Border Patrol determines duty assignments at time of offer based on operational needs which may or may not align with candidates’ first-choice preferences. Reloca...

IMPORTANT NOTICE: Duty assignments available at time of offer may include the Southwest Border including prioritized locations. U.S. Border Patrol determines duty assignments at time of offer based on operational needs which may or may not align with candidates’ first-choice preferences. Reloca...

IMPORTANT NOTICE: Duty assignments available at time of offer may include the Southwest Border including prioritized locations. U.S. Border Patrol determines duty assignments at time of offer based on operational needs which may or may not align with candidates’ first-choice preferences. Reloca...

IMPORTANT NOTICE: Duty assignments available at time of offer may include the Southwest Border including prioritized locations. U.S. Border Patrol determines duty assignments at time of offer based on operational needs which may or may not align with candidates’ first-choice preferences. Reloca...

The Compliance Officer will be responsible for ensuring compliance with all relevant regulatory requirements related to public equities trading, including FINRA and SEC rules and regulations

Research Compliance Officer Location: New York, NY Firm Overview: Cantor Fitzgerald L.P., with over 12,000 employees, has been a leading global financial services firm at the forefront of financial ...

Role Overview The Compliance Officer will contribute to Pockyt's compliance program by supporting regulatory alignment and ensuring adherence to best practices in the financial services and payments ...

As the NFA/CFTC senior compliance expert you'll be a part of our team and will help mature our NFA/CFTC compliance products and controls, functions and reporting needs. You will provide compliance ...

Compliance Associate/Officer Firm: $50B+ Alternative Asset Management Firm Location: Greenwich, CT and New York, NY Job Overview : Our client, a successful alternative asset management firm with $50B ...

The Senior Compliance Officer will support the Alternative business lines and provide guidance relating to products including Direct Real Estate, Infrastructure Debt and Private Credit. Role Details ...

Review and validation of High Risk KYC files to ensure completeness and compliance with Bank policies and Regulatory Requirements. * Review and issue regulatory guidance to Bank staff on proposed ...

Support Chief Compliance Officers in liaising with regulatory authorities, responding to inquiries and coordinating regulatory examinations * Help maintain and implement the firm's adviser, fund, AML ...

Collaborates and engages with other members of the senior leadership team including the Chief Program Officer, Chief Compliance Officer, and Chief Human Resources Officer, to develop and advance ...

Title: Chief Financial Officer Reporting To: Executive Vice President, Enterprise Strategy and ... Audit and Compliance * Oversee annual audits, including the Federal Single audit. * Ensure ...

Midtown Manhattan Compensation: $250K-$300K total compensation Job Description The Legal and Compliance Department consists of the General Counsel, the Chief Compliance Officer, Associate General ...

Executive Reports to: CEO Position Overview: We are looking for a dynamic CFO who will be ... Maintain compliance with Sarbanes-Oxley (SOX) requirements and other relevant regulations. 4. ...

The Role As the Senior Product Compliance & Operations Lead at HIFI, you will be working side by side with the Chief Operating and Risk Officer and focused on building HIFI's U.S and Global ...

Tech Americas | Tech Compliance Associate - CONTRACTOR | New York About ING: Ranked #8 on LinkedIn ... ING Americas CIO Office is an organization which executes strategic plans to align all technology ...

Complies with appropriate policies and procedures and brings potential compliance matters to the supervisor or compliance officer. Qualifications: * Current NYS Registered Nurse license

Candidate ideally functioning currently as a compliance officer and be accustomed to working independently. * Candidate must be able to work well in a team structure involving both business and ...

Ensures ongoing compliance with regulations and standards established by accrediting agencies and regulatory bodies, including the New York State Department of Health and the Joint Commission, and ...

Senior Internal Audit Officer - Audit Practices and Innovation The Asian Infrastructure Investment ... and in compliance with the IPPF. 2. Thought Leadership and Best Practices * Provide thought ...

As a member of the Office of General Counsel, the Data Privacy and Information Governance Officer will oversee the firm's data privacy compliance efforts, and the ongoing development and ...

Acts as the OMIG Compliance Officer for Medicaid, overseeing regulatory compliance and audit management. * Directs audits for medical records and insurance, ensuring accurate documentation and ...