Compliance officer jobs in Nutley, NJCreate job alerts

Leading staff education and acting as the Infection Control Officer * Ensuring compliance and fostering clear communication with nursing teams * Meeting the medical and nursing needs of all residents

Leading staff education and acting as the Infection Control Officer * Ensuring compliance and fostering clear communication with nursing teams * Meeting the medical and nursing needs of all residents

Under the guidance of the Regional Medical officer, APPs are responsible for evaluating and ... compliance with HIPAA regulations. * Update knowledge and skills through our internal training ...

Maintain accurate and legible medical records in compliance with company policies. * Medication and ... Invoice Collection : Collect in-patient invoices and submit them to the CMO's office timely

Maintain accurate and legible medical records in compliance with company policies. * Medication and ... Invoice Collection : Collect in-patient invoices and submit them to the CMO's office timely

As Chief Compliance Officer, you will lead and manage the broker-dealer compliance team, oversee the development and implementation of compliance programs, monitor regulatory changes and provide guidance to cross-functional teams in a fast-paced environment. Oversee the broker-dealer compliance p...

Senior Compliance Advisor, Global Sanctions. Research, analyze, and interpret evolving sanctions regulations, offering experienced advice on compliance strategies. Proven experience working collaboratively across business functions including, compliance, operations, risk, and legal teams.

This role offers the unique opportunity for compliance professionals to work closely with and learn directly from the Chief Compliance Officer. Collaborate closely with the Chief Compliance Officer to address any compliance-related issues. A boutique investment management firm is seeking a Compli...

TZA is seeking a Compliance Officer to assist its current team located in Brooklyn NY. The role requires prior experience as a compliance officer and experience should include knowledge in:. Advertising/marketing compliance.

Review and validation of High Risk KYC files to ensure completeness and compliance with Bank policies and Regulatory Requirements. The employee will most likely interact on a regular basis with the Client On Boarding group, Front Office personnel, Head Office Compliance personnel, and IT support....

Review and validation of High Risk KYC files to ensure completeness and compliance with Bank policies and Regulatory Requirements. The employee will most likely interact on a regular basis with the Client On Boarding group, Front Office personnel, Head Office Compliance personnel, and IT support....

New York, NY): Our client, a hedge fund with over $3B in AUM is seeking an experienced Investment Compliance Officer to join their team a newly created position to lead surveillance initiatives within their growing New York office. Perform ongoing testing in all compliance areas which consist of ...

Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that ma...

The Senior Compliance Officer will work directly with the firms Chief Compliance Officer (CCO) to administer and support the RIAs Rule 206(4)-7 compliance program, including, but not limited to, updating and maintaining the written policies and procedures and managing the compliance-related testi...

Job Description:Senior Compliance Advisor, Global Sanctions. The Senior Compliance Advisor, Global Sanctions, will play a key role in identifying and addressing sanctions-related risks across various clients, transactions, and products. This position involves collaboration with Compliance, Legal,...

Senior Compliance - Investment Banking. We are recruiting for an experienced senior regulatory compliance professional to join an M&A Advisory Boutique. Ensure the firms compliance with SEC and FINRA requirements.

NYC Aging seeks a highly motivated Senior manager with broad-based experience in compliance, internal and external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer. Reporting to the Chief Financial Officer, with additional accountability to the Fir...

TZA is seeking a Compliance Officer to assist its current team located in Brooklyn NY. The role requires prior experience as a compliance officer and experience should include knowledge in:. Advertising/marketing compliance.

Top rated multi-billion dollar fintech company seeks a (Hybrid) Head Compliance Officer (AML/CFT & OFAC) to join their team!. Provide strategic direction and operational guidance to the compliance team, fostering a culture of compliance throughout the organization. Monitor industry trends and cha...

Tradeweb Compliance is looking for a junior to mid-level compliance officer to support our core compliance functions across our regulated entities globally. This role will have a reporting line to a supportive and experienced compliance officer based in New York. Executing frequent compliance con...

Senior Compliance - Investment Banking. We are recruiting for an experienced senior regulatory compliance professional to join an M&A Advisory Boutique. Ensure the firm’s compliance with SEC and FINRA requirements.

We are seeking to hire an exceptional Compliance Officer to join our Global Markets Advisory Compliance team in our New York office. As Global Markets Advisory Compliance Officer you will act as subject matter expert for regulations that apply to the market infrastructure, and investment and trad...

Provide strategic direction and operational guidance to the compliance team, fostering a culture of compliance throughout the organization. Top rated multi-billion dollar fintech company seeks a (Hybrid) Head Compliance Officer (AML/CFT & OFAC) to join their team!. Monitor industry trends and ch

In this role, the Trade Compliance Officer will be responsible for ensuring compliance with all relevant regulatory requirements related to public equities trading, including FINRA and SEC rules and regulations. The Trade Compliance Officer will:. A financial services firm in New York City is cur...