Are you a business? Hire compliance officer candidates in Whitestone, NY
Chief Operating Officer (COO) We are seeking an extraordinary leader to join our premier ABA organization as Chief Operating Officer (COO). This is a rare opportunity for the right candidate to play ...
Collaboration: Work cross-functionally with the legal, compliance, operations, accounting, and ... our CEO and CIO * Excitement of working at a dynamic and expanding firm Application Process
Research Compliance Officer Location: New York, NY Firm Overview: Cantor Fitzgerald L.P., with over 12,000 employees, has been a leading global financial services firm at the forefront of financial ...
Compliance Officer Location : New York City (Hybrid) Overview : A boutique investment management firm is seeking a Compliance Officer to join their team in NYC. This role offers the unique ...
A global bank located in Midtown Manhattan looking to bring on board a "Director - Fixed Income Compliance Officer" to join their team. This role is currently in a hybrid schedule (2 days in office
We are seeking a highly skilled and experienced Investment Banking Compliance and Supervision Officer to join our team. This role requires 3-5 years of experience in investment banking, with a focus ...
Review and validation of High Risk KYC files to ensure completeness and compliance with Bank policies and Regulatory Requirements. * Review and issue regulatory guidance to Bank staff on proposed ...
Collaborate with senior legal and compliance officers to update and refine internal compliance policies and procedures related to fund allocations and investment processes. * Risk Assessment
Collaborate with the Chief Compliance Officer. Qualifications * 6-12 years of relevant compliance or regulatory experience at a midsize or large financial services or investment firm. * Managerial ...
The COO will be responsible for overseeing the day-to-day operations, ensuring efficiency, compliance, and a commitment to client success. The ideal candidate will have a strong background in ...
The COO will be involved in all phases of administration, personnel, finances, facilities ... Train staff on policies and procedures, linking compliance with the same to Key Performance ...
Support Chief Compliance Officers in liaising with regulatory authorities, responding to inquiries and coordinating regulatory examinations * Help maintain and implement the firm's adviser, fund, AML ...
Chief Executive Officer Direct Reports: Controller, Head of Grants Management; Head of Facilities ... Direct all aspects of financial management and reporting, administration, compliance, governance ...
Immediate need for a talented Privacy Compliance Officer/Data Protection . This is a 06+ Months Contract opportunity with long-term potential and is located in New York NY (Onsite) . Please review ...
Working closely with various teams, including portfolio managers, compliance officers, and traders, to ensure smooth ETF operations. * Troubleshooting: Resolving operational issues related to the ETF ...
Complies with appropriate policies and procedures and brings potential compliance matters to the supervisor or compliance officer. * Participates in ongoing evaluation and development of additional ...
Reporting directly to the Chief Compliance Officer, you'll be responsible for development and execution of CMS strategies, mitigation of compliance risks, strengthening regulatory controls, and ...
... CTO and Investors. You will work closely with the engineering teams on developing the product ... Build the Security & Compliance programs from the ground up, developing a function to satisfy NIST ...
Chief Financial Officer (Equity Compensation) Kynismos AI - Pioneering Privacy-First AI Technology ... Oversee all aspects of financial planning, reporting, and compliance * Participate in strategic ...
Investigation, Reconciliation and Customer Service Officer DEPARTMENT: Operations LOCATION: USA ... OFAC review of incoming and outgoing wire transfers, which may include escalation to BSA/Compliance ...
Advises Senior Management and Bank personnel of emerging compliance issues and consults and guides the Bank in the establishment of controls to mitigate risk. * Assist the chief compliance officer in ...
Senior candidates to COO level welcome, with enhanced compensation. NYC. 3 days/week in office ... and ensuring compliance with industry regulations. The ideal candidate will have a deep ...
Ensures compliance with patient care quality standards as it relates to the care provided to all ... Specific Duties And Responsibilities The Chief Nursing Officer is charged with and responsible for
