Are you a business? Hire compliance officer candidates in Howard Beach, NY
You will be the key contact for the NY CFO, NY FP&A and NY Regulatory teams and provide expert ... Liaise with the Risk Controls and Compliance team in preventing control deficiencies. Responsible ...
Chief Medical Officer SUPERVISES: Providers PURPOSE: Direct patient care, provide clinical ... Ensure compliance with all grant specific reporting and requirements. - May initiate and ...
The Program Officer will manage a diverse portfolio of grants and ensure that the portfolio ... ensure compliance with all financial, legal, and other Trinity requirements. Develop reports to ...
The CEO provides leadership, strategic direction, and oversight in the provision of services ... Programmatic and Compliance: Strategic Blueprint: • Guide, implement and monitor the Strategic ...
Risk Officer Broker-Dealer/Clearing Series 7, 24 preferred! Dallas or Brooklyn Locations-Hybrid ... Regulatory Compliance: * Ensure adherence to SEC, FINRA, and other regulatory requirements ...
... compliance requirements. The Director reports directly to the President and the Chief Academic Officer.DUTIES AND RESPONSIBILITIES: Oversees professional development for online instructors.Prepares ...
The CTO is responsible for setting, enforcing, and evaluating legally compliant human resource policies, procedures, and best practices and identifying and implementing long-range strategic talent ...
Working closely with the CFO, Financial Controller, and key business stakeholders, this role will ... The Junior FP Analyst will also play a role in monthly/quarterly close processes, compliance ...
... compliance, and vendor responsibility. - Assists in all functions related to procurement of engineering and other materials and contract actions for the unit including cost effective material ...
Our unarmed security officers are in the forefront of homeland security, safeguarding ... Oversee cargo loading, unloading, and transit to ensure compliance with security standards. * Use ...
... compliance with licensing agencies. Participates in agency-wide QA Committee, QA activities and Peer Review as needed. In conjunction with the Chief Medical Officer provides perspective on any/all ...
Leading staff education and acting as the Infection Control Officer * Ensuring compliance and fostering clear communication with nursing teams * Meeting the medical and nursing needs of all residents
Position Overview Under the supervision of the Chief Medical Officer, the Medical Director for the ... Ensures compliance with Federal, State and City regulations as they relate to the HIV SNP and HIV ...
Please note, this is not a Controller or CFO position, so candidates with experience in those roles ... Monthly loan draw preparation and compliance reporting. Manage new acquisition onboarding including ...
The MWBE Compliance Manager in Orange County, NY, will ensure compliance with Minority-Owned Business Enterprise (MBE), Women-Owned Business Enterprise (WBE), and Service-Disabled Veteran-Owned ...
... Medical Officer and others during hours that hospital administration is not present AONL ... Designs implements and evaluates programs and activities to ensure compliance with accreditation ...
Review and validation of High Risk KYC files to ensure completeness and compliance with Bank policies and Regulatory Requirements. The employee will most likely interact on a regular basis with the Client On Boarding group, Front Office personnel, Head Office Compliance personnel, and IT support....
Analyze regulatory changes, assess business impact, implement required updates, and conduct periodic reviews to identify and remediate compliance gaps. Collaborate with cross-functional teams, provide training, and develop supervisory and risk mitigation reports to enhance compliance and support ...
Work closely with the senior management team in Compliance on various global and regional projects and initiatives including, but not limited to, implementation of regulatory requirements; annual compliance and ad hoc training sessions; and coordination of the annual risk assessments process. Dev...
B+ SEC RIA seeks a Senior Compliance Officer to join their growing team! Position will report directly to the DCCO and CCO, and also oversee 2 junior team members. Reviewing and responding to client questionnaires and compliance certification requests. Assisting Portfolio Managers and Traders wit...
Strong Compliance experience in an investment bank (preferably line of business advisory, ideally Research Compliance). Research Compliance, a line of business advisory team within Compliance, is seeking a highly motivated individual for a VP role in our New York office. In this role you will pro...
You will report directly to our Chief Compliance Officer and primarily be responsible for compliance monitoring and testing, drafting and maintaining firm policies and procedures, and assisting with regulatory examinations and audits. Support the Chief Compliance Officer in all aspects of the fir...
A global bank located in Midtown Manhattan looking to bring on board a “Director – Fixed Income Compliance Officer” to join their team. Proactively engages with Compliance, Legal and control function colleagues to enhance the overall Compliance program. Responsible for providing regulatory and
Tower Research Capital, a high-frequency proprietary trading firm founded in 1998, seeks a Compliance Officer to join our Legal and Compliance team. Leading compliance initiatives and collaborating on strategic projects, including implementation of compliance programs. At least 5 - 10 years of re...
