Compliance officer jobs in College Point, NYCreate job alerts

Job Summary:  FLSD for Shelters Provide security detail as outlined in the post orders and establish working relationships with customers, local law enforcement and fire departments. Security personnel will always perform job duties with a constant awareness of surroundings, making note of all ac...

Maternity cover position to serve as the lead US compliance officer for a ~$100bn alternatives house. The business has a diverse portfolio including private debt, credit, real estate & infrastructure ...

International Insurance/Asset Management Firm is seeking an experienced Compliance Officer to ensure adherence to ethical standards, laws, and regulations across the firm's operations in the Americas

The Senior Compliance Officer will support the Alternative business. This includes investments in Direct Real Estate, Infrastructure Debt, and Private Credit. Role Details: * Create policies and ...

Research Compliance Officer Location: New York, NY Firm Overview: Cantor Fitzgerald L.P., with over 12,000 employees, has been a leading global financial services firm at the forefront of financial ...

: Job Title Compliance Officer - Investment Bank Compliance - Fixed Income Sales & Trading - Rates and FX Corporate Title Vice President Location New York Overview You will focus on providing real-time ...

The Senior Compliance Officer will support the Alternative business lines and provide guidance relating to products including Direct Real Estate, Infrastructure Debt and Private Credit. Role Details ...

Ensure legal compliance on all financial functions * Manage relationships with banks * Assist in managing Credit Union operations as directed by CEO, which include planning, recommending, and ...

They will collaborate with the CEO and the executive team to make decisions regarding company ... Ensure legal compliance on all financial functions * Manage relationships with banks Qualifications

Collaborates and engages with other members of the senior leadership team including the Chief Program Officer, Chief Compliance Officer, and Chief Human Resources Officer, to develop and advance ...

... Compliance & Market Expansion - Navigating cybersecurity regulations (ITAR, CMMC) and securing ... , or early-stage leadership) ✔️ Track record of raising capital ($1M+ from VCs, angels, or ...

As a CIB Bank Compliance Officer, you will play a critical role in identifying, assessing, and mitigating regulatory risks within BBVA Corporate and Investment Banking (CIB) in the US. You will ...

As CFO, you will have the overall responsibility for the finance functions overseeing all financial ... Review and ensure application of appropriate internal controls, compliance and financial procedures

Under the direction of the Chief Nursing Officer or appropriate designee, with the broadest scope ... Continuously monitor compliance to the quality of care bundles. * Ensure nursing staff are ...

... compliance across the diverse clinical and social support enterprise of The Jewish Board. Assist ... The Chief Nursing Officer (CNO) is responsible for leadership in the areas of nursing/medical ...

... Nursing Officer. Support the delivery of medical care including medical quality, clinical ... and regulatory compliance across the diverse clinical and social support enterprise of the ...

CFO - Prominent Multiple HNW Family Office - Midtown - $350k-$450k + B (Compensation Commensurate ... Ensure tax compliance across individual, trust, partnership, and foundation structures, overseeing ...

Reporting directly to the CEO, the ideal candidate will possess deep expertise in the payments ... Collaborate with cross-functional teams--including Product, Compliance, AI, Legal, and Customer ...

Complies with appropriate policies and procedures and brings potential compliance matters to the supervisor or compliance officer. Qualifications: * Current NYS Registered Nurse license

Reporting to the President and Chief Executive Officer, the CAO will oversee and manage essential ... compliance with all local, state, and federal regulations. * Oversee and manage the day-to-day ...

Chief Advancement Officer Organization: National Dance Institute Location: In-Person - NYC Position ... Oversee the preparation of grant proposals and reports, ensuring compliance with funding ...

The risk managers (SCOs and risk officers) have a deep understanding of credit structuring, credit risk and businesses & markets, next to the assessment of related risks like ESG, compliance and ...

Summary The Loss Prevention Officer works cross-functionally to provide a safe, secure and low ... Monitors employee compliance to safety policies and procedures. * Completes daily, weekly, and ...

Of utmost importance, the CEO creates and realizes a vision that ensures a viable ecosystem for ... Uphold the highest standards of compliance regarding anti-trust regulations. Membership * Attract ...

As a member of the Office of General Counsel, the Data Privacy and Information Governance Officer will oversee the firm's data privacy compliance efforts, and the ongoing development and ...

Commercial Bank in Midtown, Manhattan is seeking a Chief Credit Officer! Responsibilities ... Ensuring compliance with all applicable state and federal banking regulations * Establishing and ...

Control Room Compliance Opportunity (New York, NY): Our client, a multi-strategy fund with a global presence and over $50B in assets, is looking for a skilled and motivated individual to oversee ...

Working closely with various teams, including portfolio managers, compliance officers, and traders, to ensure smooth ETF operations. * Troubleshooting: Resolving operational issues related to the ETF ...

... compliance to properly reflect the financial position of the Credit Union; ensures that all ... Process the CECL calculation, assist the CEO with CU Investments, approves consumer and mortgage ...

The CFO provides strategic leadership for the Finance and Facilities departments, ensuring sound ... Confidentiality & Compliance: Handle sensitive financial information with the utmost discretion and ...

Chief Operating Officer - Multi-location healthcare services Our client is a leading multi-location healthcare services company in the dermatology space seeking to hire a new Chief Operating Officer ...

Lead and scale company's operations and membership experiences. Oversee strategy, execution, and innovation across membership, community, and hospitality, creating a dynamic ecosystem where midlifers ...

Reporting directly to the Chief Operating Officer (COO), this role involves supporting a wide ... compliance. · Prepare, maintain, and analyze various management reports, providing insights into ...

Officer of Administration * Bargaining Unit: * Regular/Temporary: Regular * End Date if Temporary ... Compliance Plans. * Develop problem lists and plans for diagnostic, therapeutic and teaching ...

Key partner to the CEO and leadership team to develop and implement the long-term strategies for ... Oversee policies, compliance, and HR processes to support an efficient and compliant workplace in ...

Assisting the VP, Chief Quality Officer in monitoring compliance with hospital-wide quality improvement goals and initiatives * Collaborating with clinical staff, leaders, and stakeholders to ...

... compliance, government ethics, administrative law, fiscal law, and environmental law. If you think ... OFFICER CANDIDATE COURSE - LAW: Third-year law students and bar-certified lawyers begin their ...

Chief Financial Officer Overview: SA Hospitality Group is seeking a Controller to join our Finance ... and other statutory compliance programs. 9. Continually identify issues in both process and ...

... COO, and General Counsel and work with all departments in the Company, including acquisition, accounting, IT, risk management, marketing and tax on various legal issues and general compliance

David is led by CEO Peter Rahal, the Cofounder and Former CEO of RXBAR ($600M exit to Kellogg in ... Ensure compliance with each retailer's standards, advocating for David's brand values and ...

... Officer of Lizzy Care, as well as with product and sales teams. S/he will play a pivotal role in ... Partner with product and tech teams to ensure documentation systems are in compliance with best ...

... CFO and executive leadership. * Reviews and verifies documentation support for existing diagnoses, procedures and other charges. * Ensures compliance with CMS and other regulatory compliance ...

Chief Executive Officer SCHEDULE : Onsite M-F, generally 9-5, some nights or weekends as-needed ... GRANTS & COMPLIANCE MANAGEMENT: * Advocate for financial needs through strategic planning

Will join the Legal/compliance team, reporting to the Chief Legal Officer The role involves handling a mix of financial services, structured finance, compliance, asset management, and corporate legal ...

REQUIRED DUTIES 1. Review initial loan approval and work with borrower and Mortgage Loan Officer to ... compliance standards and Fannie Mae guidelines • The ability to present written credit ...

The CFO will play a critical role in guiding the company's growth, ensuring financial stability ... Risk and Compliance: • Ensure compliance with all relevant laws, regulations, and reporting ...

Ensure compliance with Credit Agricole CIB Capital Markets Operations and Credit Agricole CIB New ... Money Laundering Reporting Officer. * Maintain appropriate knowledge to ensure through ...

Work closely with Chief Product Officer and Designer to formulate concepts, select color stories ... That's why our innovative facilities are fully compliant with International Social, Environmental ...