Compliance officer jobs in Passaic, New Jersey (NJ) State

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)’s Testing team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk assessments of Citi's compliance risks; performing...

We are looking for Director - Senior Swap Dealer Compliance Officer. In addition to the general roles described below the Senior Swap Dealer Compliance Officer will also:. Swap Dealer Compliance office position or similar role in Compliance/Legal or Risk departments covering above referenced...

The Compliance Officer is an integral part of our DASH Compliance team. Will report to and work closely with the company's Chief Compliance Officer as to issues, problems, and sales practice. Compliance professionals facilitate business decisions within a dynamic regulatory environment, solve iss...

We are keen to see CV's from Compliance Officer, Building Safety Officer, Senior Compliance Co-ordinator, Compliance Surveyor, Fire Safety Co-ordinator, Asbestos Co-ordinator. We are actively looking for a Compliance Officer to join a local authority in the Nottinghamshire area on a temporary bas...

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)’s Compliance Independent Assessment (CIA) team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Assisting with the identification of Significant Compli...

The Risk Management & Compliance CFO organization acts as strategic partners and trusted advisors to the Risk and Compliance organization. As part of RM&C CFO, the RM&C Finance & Business Management team supports the firm's Chief Risk Officer, RM&C Chief Financial Officer and the Risk Operating C...

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)’s Compliance Independent Assessment (CIA) team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Assisting with the identification of Significant Compli...

The Employee Compliance Officer will join a team that is responsible for implementing the firm’s policies on personal trading and investments, outside business activities, political contributions, and certifications and attestations. This position reports to the Head of Employee Compliance in the...

Cross River’s Compliance teams make sure that our business is always consistent with current regulations, and as Chief Compliance Officer, you play a key role. We are looking for a Chief Compliance Officer to ensure that our operations, our third-party providers, and business transactions follow ...

The Compliance Anti-Money Laundering (AML) Risk Management Senior Officer is a senior level position responsible for establishing internal procedures to prevent money laundering and assist in all matters concerning financial crimes in coordination with the broader AML team. Maintain AML complianc...

Contract Compliance Officer - Night Shift. Contract Compliance Office - Night Shift. Ensure compliance with client policies & procedures, approved cleaning tools and equipment and their proper use. ...

This team focuses on several key compliance risk types, including consumer compliance, investment banking related compliance, conduct, regulatory compliance, reputation, strategic, and technology risk. SMBC Group is seeking a Compliance Transformation Officer for the Compliance Department America...

Fidelity Compliance, a 600-person organization, is accountable for business unit compliance strategy and oversight in addition to providing enterprise services and policies regarding Ethics, Digital Compliance practices, Anti-Money Laundering. As the leader of the Compliance team for Fidelity Dig...

The Risk Management & Compliance CFO organization acts as strategic partners and trusted advisors to the Risk and Compliance organization. As part of RM&C CFO, the RM&C Finance & Business Management team supports the firm's Chief Risk Officer, RM&C Chief Financial Officer and the Risk Operating C...

Provide ideas for the enhancement of the compliance testing program, monitoring plan, and industry research, leveraging Compliance advisory. Compliance Testing Program, a critical program element of the U. Regulatory Compliance Management (RCM) framework for RBC Combined U. Leading compliance tes...

Ensure compliance with all financial regulations and laws. * Stay current on SEC and FINRA ... Proven experience as a CFO or Financial Operations Principal in the financial services industry

The CFO will be a key member of the Executive Leadership Team and will be responsible for leading ... Ensure compliance with accounting standards and regulations. • Manage and oversee annual ...

The Chief Medical Officer will review validations, review and sign off on lab tests, and will ... compliance with the applicable regulation. * Ensure that testing systems developed and used for ...

Amalgamated Bank is seeking a Trust Compliance & Risk Officer to be responsible for the Compliance and Risk Management Program for the Bank's Investment Management Division/Trust Department and ...

Chief Financial Officer (CFO) Newark, (with some travel to Bklyn & Long Island) 250k - 400k ... Maintain the financial standing of the company, ensuring compliance with all financial regulations ...

Executive Reports to: CEO Position Overview: We are looking for a dynamic CFO who will be ... Maintain compliance with Sarbanes-Oxley (SOX) requirements and other relevant regulations. 4. ...

Provide strategic financial leadership and guidance to the CFO and senior management team ... Ensure timely and accurate compliance with all regulatory requirements, including HIPAA, GAAP, and ...

Duties and responsibilities of the COO include but are not limited to: · Supervising and managing staff and all non-legal daily operations of the firm · Enforcing compliance with firm's protocols ...

Firm recruiting, hiring, development and retention programs in compliance with state/federal ... Coordinate with Chief Human Resources Officer and Payroll and Benefits Coordinator regarding all ...