Compliance officer jobs in Passaic, NJ - Page 2Create job alerts

Overview: The Registrations Compliance Officer is responsible for maintaining accurate and complete Client and CFTC/NFA registrations for Registered Representatives and swap dealers. Registration Compliance Officer. This role ensures corporate filings and reporting obligations are fulfilled in a ...

Will report to and work closely with the companys Chief Compliance Officer as to issues, problems, and sales practice. Compliance Officer - Options/Equity Trading. Compliance experience with a Broker-Dealer or an Investment Adviser / Broker-Dealer, Compliance Consulting firm, or Bank.

Shift: 8:00am to 5:00pm | Pay: 70-80/hr.Business Overview: Americas Compliance is an independent governance function headed up by the Chief Compliance Officer for the Americas (Americas CCO) based in New York with responsibility for all Compliance activities in the USA (comprised of business line...

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An international bank is seeking a compliance analyst.This role involves assisting the Bank's Bank Secrecy Act Compliance Officer (BSACO) to ensure compliance with BSA/AML/OFAC regulations and a separate role in maintaining the Corporate Compliance Program.Key responsibilities include monitoring ...

Knowledge of applicable regulations (BSA, AML, OFAC, USA PATRIOT Act). Maintain and update BSA/AML/OFAC policies and procedures in response to regulatory changes and internal findings. Work closely with operations, lending, risk, and IT departments to support a culture of compliance and ensure sy...

The Investments Compliance team is actively seeking a Compliance Officer who will join its Code of Ethics & Employee Compliance team. Current understanding of regulatory rules related to insider trading and MNPI, continuously develop that understanding through staying informed on industry guidanc...

Under the supervision of the General Counsel or designee, the Chief Compliance Officer is responsible for overseeing the Compliance, Ethics and Risk Management functions for the College as well as managing special projects and initiatives, as directed. Oversee and manage the College’s compliance ...

At Corebridge Financial, we believe action is everything.That’s why every day we partner with financial professionals and institutions to make it possible for more people to take action in their financial lives, for today and tomorrow.We align to a set of Values that are the core pillars that def...

Job Description Overview Are you looking for a career you can feel good about? We hire only those that strive to do their best. By joining our family, you'll receive the honor and recognition that comes with working for the industry's global leader in evidenced based rehabilitation. Who We Are:...

Job DescriptionAbout the Consortium The New Jersey Civic Information Consortium (NJCIC) is an independent nonprofit organization that sparks innovative media projects and funds community-driven local news in New Jersey. A first-in-the-nation project, the Consortium builds on the foundation laid ...

Job Description Overview Are you looking for a career you can feel good about? We hire only those that strive to do their best. By joining our family, you'll receive the honor and recognition that comes with working for the industry's global leader in evidenced based rehabilitation. Who We Are:...

Job DescriptionSalary: Billing Specialist Location:127 Pine Street, Montclair, New Jersey 07042 Job Type:Full-Time/Exempt Reports To:Chief Executive Officer/Chief Financial Officer Job Summary This position is responsible for ensuring the accurate and timely processing of patient claims,...

Job DescriptionSalary: The Mortgage Banker Branch Manager (MBBM) proactively oversees MLOs that solicits new residential mortgage business. In this on-going Mortgage Banker Branch Manager role, that you would continually identify, develop and maintain a quality network of business relationships...