Risk compliance jobs in Elmhurst, NY - Page 2Create job alerts

Contributes to quality and safety practices and required compliance measures * Implements principles of high reliability to identify and avoid high risk behaviors to provide a safe environment for ...

Provides leadership, guidance, and support to promote compliance with applicable laws and regulations and to mitigate risk and liability. Qualifications : * Law Degree from an accredited law school

Risk Management: Identify and assess potential compliance risks, implementing strategies to mitigate these risks effectively. * Policy Implementation: Develop and enforce compliance policies and ...

Our investment solutions, tailored to the unique return and risk objectives of institutional ... About the Role The Compliance Officer will support Wellington Management's compliance program ...

This role consists of 50% marketing material review and 50% core compliance. Responsibilities: • ... and risk assessment activities. • Ability to interpret legal and business terms and grasp ...

Risk Assessment: Continuously assess and mitigate compliance risks related to fund allocations, escalating potential issues to senior management and suggesting process improvements. * Training ...

Responsibilities: • Responsible for providing regulatory and compliance advice to business units ... risk assessment exercise.

Key Stakeholders Global Broking, Compliance, Risk and FORM AMER teams. Role Responsibilities * Review trade exception reports and trading activity to ensure compliance with appropriate rules ...

Identify the risk factors and assign the risk category to the member. As part of Care Management ... Performs all MLTC/MAP management activities in compliance with all regulatory agency requirements

Responsibilities: • Develop the sanctions compliance strategy across the bank and oversee the design, implementation, and maintenance of sanctions compliance programs, including risk assessments ...

Experience guiding credit culture and oversight framework to ensure adequacy of risk/reward balance, regulatory compliance, governance structure, risk appetite, and credit policy assurance and ...

... risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management ...

Identify the risk factors and assign the risk category to the member. * As part of Care Management ... Performs all MLTC/MAP management activities in compliance with all regulatory agency requirements

Follow the Bank's policy and departmental compliance and risk control procedures when develop new customer and accept transactions * Conduct KYC and customer due diligence Jointly with KYC team in ...

... other risk management tools. * Conduct regular reviews and updates of financial policies and procedures to ensure they remain effective and compliant. * Update the company policy and security ...

Risk Management : Identify and communicate compliance risks to senior management and recommend corrective actions. Key Skills and Expertise: * Strong familiarity with U.S. FDA regulatory standards ...

Safeguard our values and integrity by supporting compliance and governance, monitoringall material contract negotiations and overseeing risk management processes. * Support the CEO to ensure ...

The Analyst works with Head, FIU and with FIU Analyst Level 1 to maintains quality performance within the Compliance Department, and ensures proper regulatory reporting and risk mitigation, while ...

... compliance measures. 7. Implements principles of high reliability to identify and avoid high risk behaviors to provide a safe environment for patients. 8. Escalates potential safety hazards or gaps ...

Risk and Compliance : Conduct regular business reviews to identify and manage risks effectively. Collaborate with business risk management to ensure operational controls and procedures support the ...

... risk analysis, portfolio monitoring, portfolio metrics, credit and portfolio quality, policy compliance, underwriting guideline adherence, problem loan management, management information system data ...

Provide expert service on conflicts, ethics, risk, and compliance issues to counsel to designated attorneys including the implementation and maintenance of ethical screens and audit letter responses

Identify the risk factors and assign the risk category to the member. * As part of Care Management ... Performs all MLTC/MAP management activities in compliance with all regulatory agency requirements

Lead risk management, including business continuity and disaster recovery drills and penetration testing * Support client engagements, addressing Chief Compliance Officers and General Counsels at ...