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Laisse with other teams within the swap dealer, such as Legal, Compliance, Risk, Operations, and IT to ensure compliance with applicable requirements. Qualifications * 8+ years with CFTC Swap Dealer ...

Prepare and deliver presentations tailored to investor needs and risk tolerance * Ensure compliance with all FINRA regulations and state Blue Sky laws * Maintain meticulous records of all client ...

Maintain oversight of Fronting Letters of Credit, Invoice Discounting, and Risk Participation ... Compliance * Gain a fundamental understanding of applicable banking rules and regulations. * Attend ...

Coordinate client onboardings across multiple functions / units - Front Office, Compliance, AML ... Assess / assign risk classifications to clients expanding their business, as well as those incoming ...

... assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with ...

Regulatory Compliance: Ensure that all technological operations and initiatives adhere to broker ... Risk Management: Review, develop and implement risk management policies for information security ...

Prefer experience with risk management, internal audit, internal control, information security and/or compliance software applications.

Ensure compliance with the Risk Data Aggregation (RDA) policy, focusing on data lineage, controls, and transformations. * Maintain comprehensive documentation of processes, controls, and data ...

The Global Association of Risk Professionals is a non-partisan, not-for-profit membership ... Ensure compliance with state, federal and local laws and regulations applicable to the organization ...

Dexian is seeking a DA with Risk, Excel, and Tableau for an opportunity with a client located in ... Facilitation of Data Backup Policy and Standards compliance and exception processing * Management ...

Assess risk and possible safety hazards of Container Equipment maintenance and develop Job Hazard ... and compliance as it pertains to Container Crane Maintenance and operations, including but not ...

... and risk assessment. The ideal candidate is required to have excellent project management skills ... Direct project team personnel, manage cost and schedule, ensure contract compliance, and serve as ...

Reporting to the Global Managing Director of Governance, Risk and Compliance, the Information Risk Management Lead is responsible for planning, strategy development and execution of Risk Management ...

Risk management and compliance departments that protect both the patient and the integrity of our practices Conditions/Treatments Can Include: * Intrathecal baclofen pump management

Ensure alignment with business objectives, regulatory standards, and risk management practices ... Compliance, VMS, RPO and Managed IT Services. Madhukar Singh Email:madhukar@net2source.com

... reviews documentation to ensure compliance. Manages customer pipeline for efficiency ... Managing Risk - Assessing and effectively managing all of the risks associated with their business ...

Risk Management and General Safety: * Partners with community team to ensure community is in compliance with OSHA/British Columbia Workers Compensation Act and Occupational Health and Safety ...

... compliance and regulatory guidelines. Manages service and operational aspects of a Branch ... Responsible for the Branch & Business Center risk process through proper oversight and adherence to ...

... compliance and regulatory guidelines. Manages service and operational aspects of a Branch ... Responsible for the Branch & Business Center risk process through proper oversight and adherence to ...

The role requires leading workshops with 1st line of defense ("1LOD") and Compliance and other 2nd line of defense ("2LOD") subject matter experts to assess relevant compliance risks and controls for both the compliance risk assessment as well as the Compliance RCSA. As a Compliance Risk Assessme...

Proven track record of leading an operations team.

Familiarity with project management tools, including Jira from Atlassian, is desirable. PMP and Agile project management experience and certifications. Familiarity with Agile project management methodologies.

T2 Tech was founded in Southern California in 2006.Today, T2 Tech?s Torrance office, near the Del Amo Fashion Center and LAX airport, is home to a diverse team of experts in the field of management advisory and technology consulting, specializing in the healthcare services industry.T2 Tech?s empl...

Leading the future in luxury electric and mobility.At Lucid, we set out to introduce the most captivating, luxury electric vehicles that elevate the human experience and transcend the perceived limitations of space, performance, and intelligence.Vehicles that are intuitive, liberating, and design...