Compliance advisor jobs in Brighton

Job Description Note for Recruitment Agencies: We prefer to hire directly and we will be in touch with our PSL Agencies if this role is eligible for release. We do not accept speculative CVs from agencies. If speculative CVs are sent, no fee will be applicable – please direct all queries to the r...

As HS&E Advisor, you will support the Framework HS&E Manager on all health, safety, and ... This role supports improvement and consistency in performance, ensuring compliance with management ...

Compliance, training, and admin support * PI, FSCS fees and all other fees covered. * Nil monthly Advisor costs WHAT YOU'LL NEED TO SUCCEED * Diploma Level 4 Qualified UK Financial Adviser

Check files are fully compliant. * To build a strong working relationship with the Advisers in ... order to provide exceptional support in the delivery of their business strategy. * To provide ...

Ensure compliant documentation per FCA guidelines The Person * CEMAP 1 qualified, (or equivalent) or hold Competency Advisor Status (CAS) * 1 year of mortgage advisory experience * Hold a full drivin ...

Senior Mortgage Advisor Location: Crawley, West Sussex Salary: Basic £31k (OTE £60k) + Excellent ... Sell associated insurance products and ensure compliance with regulations. * Proactively contact ...

Our Insurance Advisors are a key part of our business, speaking to our customers and providing ... compliant manner. You will become part of an established, friendly and experienced team who will ...

You'll lead initiatives, ensure compliance with legislation and create a safe working environment. * Lead the Health and Safety Forum with a focus on engaging and collaborating across departments

Advise on all regulatory matters within the business * Work closely with 1st line to educate on compliance responsibilities * Provide SME involving the FCA Handbook and PRA regulations * Produce ...

... Advisers This is a great opportunity to join a market leading company dealing with : * Review client files to confirm suitability and good consumer outcomes and adherence to regulatory and Company ...

Advise on all regulatory matters within the business * Work closely with 1st line to educate on compliance responsibilities * Provide SME involving the FCA Handbook and PRA regulations * Produce ...

Overall Purpose:- The Operations & Compliance Team are responsible for delivering the Cargo ... Monitor all shipments to ensure message received via Champ and advise local GHA that shipments are ...

To provide advisers with evidence of research using the company's chosen software and via any other ... An understanding of the sales process and how advice is provided to clients within a compliance ...

Paraplanner - Route to Adviser OR Senior Technical Specialist Worthing, Sussex £40,000 plus bonus ... compliance paperwork is present. Attending client meetings and taking minutes Analysing and ...

Liaising with Compliance Teams, and completing any remedial work required to allow the Adviser(s) to proceed with the business * Provides support for the Client Support Manager in defining and ...

Ensure full FCA compliance is adhered to. * Assist network members with technical and product queries. * Prepare ongoing service reports for advisers. The right candidate will have the following ...

... Advisers. To ensure that client documentation/requests are accurately processed and completed within the required time scales; and in accordance with the compliance guidelines as defined by the ...

... Advisors in managing their pipeline and portfolio of existing business. • Communicate with Life Offices and Investment Houses when requesting information. • Prepare files for compliance checking ...

... required Compliance: * Act in accordance with the proper professional standards and regulations of the Solicitors Regulation Authority, and all other relevant bodies. * Immediately advise the ...

We are seeking a highly motivated and experienced Private Client Solicitor or Legal Adviser with ... This role is being handled by Harrison Rowe, Legal & Compliance Specialist for Pearson Whiffin ...

... compliance, management etc. IFA Administrator Requirements * You should have experience as an ... You should have good knowledge of financial planning processes and how a Financial Advisor operates

You'll manage your own varied portfolio of clients where you will not only oversee a variety of accounts and tax compliance work but provide ideas and support to become a trusted advisor in the ...

Checking compliance with Money Laundering regulations. * Monitoring progress of sales in relation ... Mortgage Advisors, Protection Advisors, Secretarial / Administration. Visit Kings Permanent ...

... compliance, comfort, and a healthy environment where appropriate and in line with budgetary ... Monitor and advise on H&S training and communications. * Carry out all non-production floor new ...