Fca jobs in Poole

Ensuring compliance with FCA requirements Main Responsibilities: * Day to day management of a portfolio of commercial. * Liaising with clients, brokers, and insurers in the administration of ...

Ensuring compliance with FCA requirements This role report into the Insurance Manager and has no direct reports. Main Responsibilities * Day to day management of a portfolio of commercial * Liaising ...

To ensure that all staff complaints are dealt with within 1 working day in accordance with FCA requirements, or if unresolved/unsatisfied such complaints are passed to compliance manager immediately

Adhere to FCA regulations within 1 working day Account Management * Ensure that full presentations are sent out to market and are actively managed to ensure the best premium and level of cover are ...

We are regulated by the Financial Conduct Authority (FCA) in the UK.We provide multi-channel (phone, email, letter, fax) and multilingual (English, German, Spanish) customer service support from our ...

Adhere to FCA regulations and requirements * Comply with company procedures and policies * Keep up to date on Industry, Insurer and Product developments and competitor information and communicate ...

This company takes care of all the paperwork required to set you up as an Appointed Representative with the FCA. Full training and on-going support will be provided to ensure you have the tools to ...

Approve financial promotions for representatives and internal departments to ensure that they are clear to customers and in line with FCA rules. * Review and approve information to identify areas of ...

Adherence to the requirements laid out by the FCA in terms of compliance and customer risk * Build relationships with 3rd party Insurers and Underwriters * Upselling additional products, seek cross ...

Focus on customer to deliver the FCA guidelines and fundamentals of the call. * At all points making sure the customers is treated fairly. * Ability to communicate and empathise and a real ...

Working to the script that is provided to ensure that compliance with FCA guidelines is maintained. What you will need to Apply: The ideal candidate for this role will have experience within a ...

Promoting F&I packages to each customer or providing a professional referral to the Sales Controller for a full consultation, as applicable, adhering strictly to all FCA guidelines and regulations

FCA understanding of regulations and products, and their practical application * Effective communication, both written and verbal * Have a professional, proactive and positive attitude What next

Ensure that all renewals are actioned within FCA guidelines. JBRP1_UKTJ

Follow appropriate ethical standards within the firm at all times and comply with the Financial Services and Markets Act 2000 and relevant FCA rules at all times * Keep up to date with all relevant ...

Working to the script that is provided to ensure that compliance with FCA guidelines is maintained. What you will need to Apply: The ideal candidate for this role will have some experience within a ...

Adhere to FCA regulations and requirements. What's on offer: * Comparable and comprehensive salary package & benefits * Joint Pension contribution scheme * Salary Sacrifice options including dental ...

Adhere to FCA regulations and requirements. What's on offer: * Comparable and comprehensive salary package & benefits * Joint Pension contribution scheme * Salary Sacrifice options including dental ...

Adhere to FCA regulations and requirements. What's on offer: * Negotiable Salary, package & benefits * Joint Pension contribution scheme * Salary Sacrifice options including dental and healthcare * ...

Adhere to FCA regulations and requirements. What's on offer: * Negotiable Salary, package & benefits * Joint Pension contribution scheme * Salary Sacrifice options including dental and healthcare * ...

This company takes care of all the paperwork required to set you up as an Appointed Representative with the FCA. Full training and on-going support will be provided to ensure you have the tools to ...

You'll familiarise yourself with company policies and procedures, ensuring your conduct aligns with Financial Conduct Authority (FCA) standards. Your new adventure in sales starts here! And remember ...

Because this is an FCA regulated company employment will be subject to background checks*

Relevant level 3 FCA recognised professional qualification * Strong understanding of Know Your Customer (KYC) and Anti-Money Laundering (AML) regulations. * Proficiency in MS Office applications ...