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The Ideal candidates must have at least 5 years and be open and cooperative with the FCA, the PRA and other regulators. Experiences with dealing reports to the local regulators are preferred. JOB ...
Fastmarkets is the most trusted Price Reporting Agency (PRA) in the metals, mining, agriculture, forest products, and energy transition markets. Our price data, forecasts, and market analyses give ...
PRA Regulatory Reporting * Implement new process and procedures Essential Requirements: * 8-20 years' experience in Finance & Risk * Financial Services background (Banking, Asset Management, Wealth ...
High profile internal and external investigations (often with a multi-jurisdictional scope) including dealing with the SFO, FCA, PRA, NCA, OFSI and authorities in other jurisdictions together with ...
What you will do: • Help to deliver both COREP and FINREP returns to the Banks regulators - Prudential Regulation Authority (PRA), Bank of England (BOE) and the Financial Conduct authority (FCA ...
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Play a key role in the preparation of regulatory reporting including COREP, FINREP, Bank of England and PRA returns. * Assist with the identification and management of changes to reporting processes ...
The successful candidate will play a pivotal role in ensuring accurate and timely regulatory submissions to BoE/PRA, encompassing CoRep, FinRep, and statistical returns. Additionally, they will ...
This is a rare opportunity because the company is a non-FS organization tackling the Operational Resilience piece in-line with FCA/PRA regulations in order to make sure their organization is ...
All Staff - to comply at all times with the PRA/FCA's Conduct Standards, namely: 1.) to act with * integrity 2.) to act with due skill, care and diligence and 3) to be open and co-operative with the ...
To provide high-quality legal advice on UK financial regulatory issues, including FCA and PRA rules, compliance requirements, market conduct and market abuse. * Assist the Legal and Compliance teams ...
Ensure compliance with relevant PRA and FCA conduct rules. * Responsibility for the proper performance of all regulatory roles held in the course of employment. * Responsibility for the proper ...
Regulatory Policy Manager - 9 months + - Contract - £960 a day inside - Hybrid Regulatory Policy manager, Credit risk, Compliance, Basel, PRA Working with a leading global banking client to secure ...
Benchmark Mineral Intelligence (Benchmark) is the world's leading IOSCO-regulated price reporting agency (PRA), proprietary data provider, and market intelligence publisher for the lithium-ion ...
About the role The Enterprise Resilience Manager will have a key role in delivering D&G's Enterprise Resilience Framework covering, FCA/PRA/Bafin/APRA compliance, aligned to international standards ...
Provide regulatory advice across the business on regulatory changes and developments in line with the FCA and PRA * Create and deliver business wide internal training * Act as a key POC for the ...
Knowledge or experience of supporting firms with FCA/PRA licensing processes including authorisations, variation of permission, notifications and de-authorisation process. Please contact Toby Nash at ...
Critically review firms' mortgage credit risk models against the IRB requirements and make recommendations to senior PRA committees. * Scope and lead on-site visits to regulated firms coupled with ...
Experience in B2B sales, preferably in the commodities or PRA markets. * Strong communication skills and the ability to work collaboratively across teams. * Proficiency in CRM software, particularly ...
Knowledge of FCA rules including of the handbook, SMCR, FSMA, COBS, Consumer Duty, MAR are essential and knowledge of the PRA regime is highly advantageous. In addition to the UK, a strong ...
The Basel 3.1 Operating Model & Data Management Controls ("B3.1 OMDMC") team plays a key role in implementing the IRR requirements for PRA reporting. A key requirement under this enhancement ...
Knowledge and application of PRA liquidity requirements including ILAAP and associated reporting (LCR, NSFR, PRA110 more). * Experience in Liquidity Risk in Financial Services If the above is ...
Adhere to internal underwriting policy and regulatory requirements - FCA, PRA, Money Laundering, Prevention of Financial Crime, Data Protection, etc * Work with Sales to progress cases from decision ...
Adhere strictly to internal policies and regulatory mandates, including FCA, PRA, AML, Prevention of Financial Crime, and Data Protection. * Identify improvement opportunities and proactively suggest ...