Regulatory compliance jobs in Croydon

The role can be based anywhere in the UK we are flexible on Location and there will be an element of hybrid working The Role:  The Quality Assurance Manager will develop, manage, deliver, monitor, and report on Quality Assurance throughout the Speciality Division ensuring that processes are curre...

This is a hybrid role and will suit a well educated individual who has acquired previous Regulatory Compliance experience within the UK banking sector. Applicants must have a modicum of FCA handbook ...

- Regulatory Compliance * 5+ years of experience in regulatory compliance, audit, or risk function Meraki Talent are working with one of the worlds largest online brokers, who offer a variety of ...

Support the team with compliance monitoring reviews, whilst supporting the completion of regulatory reports, * Assist with the internal processes relating to breaches and gifts and hospitality ...

To further develop, implement and review the Crick's Quality Management System to ensure regulatory and compliance requirements are met. To ensure that the procurement, receipt, storage, use and ...

As a Senior Compliance Officer - Regulatory , you will be responsible for: * Leading and driving forward the allocated programme of risk-based thematic, transversal, targeted and desk focused ...

... compliance with laws, and regulatory requirements applicable to their business areas which includes direct accountability for Global Markets and indirect accountability for Regulatory Risk and ...

Support the commercial team in developing new services, reviewing regulatory compliance, and drafting terms and conditions. * Maintain the company's relationships with regulatory and governmental ...

Regulatory Compliance Manager What's on offer: ⭐Competitive Salary 💰 ⭐ Hybrid Working 🏡 ⭐ Vacation package ⭐ Pension Contribution ⭐ Enhanced Maternity/Paternity Packages ⭐ Private ...

As a Regulatory Compliance Manager specialising in UK Financial Services within the Payments sector, you will play a pivotal role in ensuring adherence to regulatory requirements governing payment ...

Handle various legal issues including advisory and contentious matters, market studies, M&A, regulatory consultations, and compliance activities. * Independently advise on low-medium complexity ...

Compliance Manager Team Risk and Credit Location Holborn Office County Central London Ref # 21257 ... all Regulatory and Conduct Risk related issues, ensuring that the Bank continues to create fans ...

Regulatory Compliance Manager Reports to: Senior Manager, Regulatory Compliance & Social Responsibility Overview URBN has a compelling opportunity within our Global Trade and Compliance department

In this role, you will oversee the firm's compliance efforts and provide leadership in adhering to regulatory standards. Reporting directly to the Management Committee, you will be instrumental in ...

Maintain compliance with regulatory requirements * Collaborate with teams for regulatory compliance training * Implement robust document control processes * Maintain compliance throughout the product ...

To review and analyse upcoming regulatory compliance requirements. e.g. CoP (Confirmation of Payee); * To develop strong relationships with compliance stakeholders across the business; * To identify ...

DB2141 Competitive Salary Plus Benefits A brilliant opportunity for a Building Compliance Manager to join a growing consultancy who specialise in Building Regulations Compliance Services. The firm ...

Adhere to the T&C scheme to ensure regulatory compliance related to the provision of regulated advice Your Qualifications: * A University degree or equivalent combination of education/experience

To review and analyse upcoming regulatory compliance requirements. e.g. CoP (Confirmation of Payee); * To oversee and lead regulatory change initiatives to ensure that changing and new regulation is ...

As a Risk & Compliance Manager, you will be responsible for acting as the first point of contact for internal risk and compliance queries, addressing all areas of legal and regulatory compliance such ...

Act as regulatory strategic advisor to members of the Executive Board and Senior Management ... Manage compliance of internal business processes, to provide assurance to clients and support ...

Develop and maintain regulatory compliance policies and procedures to ensure the highest standards in line with investment management and platform regulatory obligations and expectations, including ...

Reviewing/analysing upcoming regulatory compliance requirements e.g., CoP (Confirmation of Payee) * Identifying emerging risks and reporting details to relevant business areas * Overseeing regulatory ...

Evaluating business objectives and regulatory developments, and propose compliance solutions within the firm's risk tolerance and regulatory requirements * Horizon scanning to detect emerging risks ...