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Legal Director, Regulatory Affairs & Compliance - 10+pqe - London. Director of Regulatory Affairs & Compliance,. Reporting to the Chief Legal & Risk Officer you will hold a key role focusing on all regulatory and compliance matters including:.

The firm are looking for a professional with strong regulatory knowledge to support the delivery of regulatory compliance and operations services to their clients. Perform ad hoc regulatory compliance research and analysis tasks for clients. Work with client stakeholders to maintain awareness of ...

Key responsibilities include: Designing and maintaining policies and procedures in line with FCA/MiFID II requirements Advising investment professionals on day-to-day regulatory obligations Contributing to global compliance initiatives alongside teams in the US and Asia Monitoring regulatory deve...

Rev & Regs are recruiting for a Senior Manager - Regulatory Compliance Advisory to work for a leading financial services company based in London. Proactively engage with the Investment Management functions, across all asset classes, and be responsible for delivering timely and high-quality compli...

Proactively engage with the Investment Management functions, across all asset classes, and be responsible for delivering timely and high-quality compliance and regulatory advice to all stakeholders. Proactively engage with the Regulatory Reporting teams to provide timely and high quality complian...

Provide training and awareness programs for employees on regulatory, AML, and sanctions compliance requirements. Regulatory and Sanctions Compliance Advisory Officer. About the Role: Regulatory and Sanctions Compliance Advisory Officer.

About the Role: Regulatory and Sanctions Compliance Advisory Officer. Join MarTrust as a Regulatory and Sanctions Compliance Advisory Officer.

Building a regulatory engagement programme. Providing compliance advice to the business. Coordinating regulatory engagement activity.

Reporting to the Chief Legal & Risk Officer you will hold a key role focusing on all regulatory and compliance matters including:. Marsden are excited to be partnering with a leader in the fintech sector looking to hire a Director of Regulatory Affairs & Compliance, a newly created role to s

We have an exciting opportunity for a seasoned Regulatory & Compliance professional to take ownership of the regulatory and compliance strategy and frameworks for our clients growing Telecommunications business. Design and manage a robust second-line regulatory and compliance framework, collabora...

We have an exciting opportunity for a seasoned Regulatory & Compliance professional to take ownership of the regulatory and compliance strategy and frameworks for our clients growing Telecommunications business. Design and manage a robust second-line regulatory and compliance framework, collabor

Here, you’ll support the development, oversight, and implementation of the firm’s regulatory compliance program, working closely with front office, legal, and global compliance colleagues. UK-qualified lawyer or compliance professional with 7-12 years of post-qualification experience, ideally ga

Our client is a leading Global Hedge Fund who are now looking for a Senior Compliance Officer to operate as a regulatory project lead, ensuring oversight and completion of all regulatory projects by the wider compliance function. You will have broad exposure across the Compliance, Regulatory and ...

Marsden are excited to be partnering with a leader in the fintech sector looking to hire a Director of Regulatory Affairs & Compliance, a newly created role to support the business. Reporting to the Chief Legal & Risk Officer you will hold a key role focusing on all regulatory and compliance matt...

Challenge and enhance internal and external processes to ensure compliance and best practices. Assist the Head of Compliance in overseeing day-to-day CASS, safeguarding controls and effectiveness. Assist in the annual CASS audits, liaising with auditors and regulatory bodies as needed.

Collaborating with internal teams, including Legal, Risk, and Finance, to ensure a cohesive approach to regulatory compliance. Proven experience in regulatory compliance within the commodities or financial services sector. Strong understanding of regulatory frameworks and reporting, with experien...

They’re looking to hire a Regulatory Compliance Officer to:. Support the development and maturity of the regulatory compliance framework. Familiarity with EU regulatory regimes and experience supporting applications for new regulatory authorizations/licencing.

Our client is a leading Global Hedge Fund who are now looking for a Senior Compliance Officer to operate as a regulatory project lead, ensuring oversight and completion of all regulatory projects by the wider compliance function. You will have broad exposure across the Compliance, Regulatory and ...

Building a regulatory engagement programme. Providing compliance advice to the business. Coordinating regulatory engagement activity.

Responsible for preparing, timely submitting the monthly FCA CMAR return and other regulatory financial returns. Challenge and enhance internal and external processes to ensure compliance and best practices. Assist the Head of Compliance in overseeing day-to-day CASS, safeguarding controls and ef...

The Compliance Manager will be part of the 2nd line Compliance Office and responsible for providing regulatory oversight and approval for new programs, providing expert advice to stakeholders and supporting strategy design with regulatory input. Regulatory Compliance Manager, Amazon Payments UK (...

They’re looking to hire a Regulatory Compliance Officer to:. Support the development and maturity of the regulatory compliance framework. Familiarity with EU regulatory regimes and experience supporting applications for new regulatory authorizations/licencing.

We are therefore setting up a new Trust and Safety Regulatory Compliance team to partner with business, legal and compliance teams to implement and deliver content and safety regulations, execute legal and regulatory obligations, and monitor compliance. The Regulatory Compliance team will facilit...

Proven experience in regulatory compliance within the commodities or financial services sector. Strong understanding of regulatory frameworks and reporting, with experience in market abuse and trading compliance. Our client, a leading commodities firm, is looking for a Regulatory Compliance Advis...

This includes providing timely and practical regulatory advice and guidance, regulatory research, sign off on marketing documents and assistance to relevant stakeholders and other compliance colleagues on applicable regulatory requirements and industry best practice standards. Reporting to the De...

Our client is a leading Global Hedge Fund who are now looking for a Senior Compliance Officer to operate as a regulatory project lead, ensuring oversight and completion of all regulatory projects by the wider compliance function. Taking on ad hoc regulatory project work as required whilst also pr...

Compliance and Conduct Risk Director.

Challenge and enhance internal and external processes to ensure compliance and best practices. Assist the Head of Compliance in overseeing day-to-day CASS, safeguarding controls and effectiveness. Assist in the annual CASS audits, liaising with auditors and regulatory bodies as needed.

Reporting directly to the Head of Regulatory Compliance this role will focus on enhancing compliance processes, monitoring regulatory risks, and ensuring adherence to FCA, EU, and global standards as we pursue additional regulatory authorisations. Regulatory Compliance Framework – Contribute to t...

Familiarity with EU regulatory regimes and experience supporting applications for new regulatory authorizations/licencing. They’re looking to hire a Regulatory Compliance Officer to:. Support the development and maturity of the regulatory compliance framework.

Leading a small team (4 FTE), you’ll provide Compliance advice and guidance to senior management and the various business units and also design and implement the Compliance Monitoring Plan. In addition, you’ll manage and oversee all regulatory reporting and communication requirements with the re

Proactively engage with the Regulatory Reporting teams to provide timely and high quality compliance advice. Regulatory Compliance Advisory - Senior Manager. Rev & Regs are recruiting for a Senior Manager - Regulatory Compliance Advisory to work for a leading financial services company based in L...

We have an exciting opportunity for a seasoned Regulatory & Compliance professional to take ownership of the regulatory and compliance strategy and frameworks for our clients growing Telecommunications business. Design and manage a robust second-line regulatory and compliance framework, collabora...

Support the development and maturity of the regulatory compliance framework. Familiarity with EU regulatory regimes and experience supporting applications for new regulatory authorizations/licencing. They’re looking to hire a Regulatory Compliance Officer to:.

As the Compliance Director for Copper you will be responsible for overseeing and managing key aspects of regulatory compliance. Copper is looking for a skilled and collaborative Regulatory Compliance Director to join our growing digital assets infrastructure business, the role holder will also ac...

We have an exciting opportunity for a seasoned Regulatory & Compliance professional to take ownership of the regulatory and compliance strategy and frameworks for our clients growing Telecommunications business. Design and manage a robust second-line regulatory and compliance framework, collabora...

Access to a Subject Matter Expert in relation to Licensing and Regulatory Compliance would aid those undertaking the fieldwork but is not envisaged to be required for the full duration of the audit. To provide assurance that there are comprehensive plans in place to achieve regulatory compliance ...

Assist in the annual CASS audits, liaising with auditors and regulatory bodies as needed. Responsible for preparing, timely submitting the monthly FCA CMAR return and other regulatory financial returns. Challenge and enhance internal and external processes to ensure compliance and best practices....

Compliance and Conduct Risk Director.

Marsden are excited to be partnering with a leader in the fintech sector looking to hire a Director of Regulatory Affairs & Compliance, a newly created role to support the business. Reporting to the Chief Legal & Risk Officer you will hold a key role focusing on all regulatory and compliance matt...

Copper is looking for a skilled and collaborative Regulatory Compliance Director to join our growing digital assets infrastructure business, the role holder will also act as a leading Regulatory expert, supporting and advising 1st and 2nd line teams in the UK and Internationally. Compliance Monit...

Presenting relevant and local regulatory changes to the Chief Compliance Officer. Liaise with regulatory authorities, such as the FCA and OFSI, on compliance-related matters. Provide training and awareness programs for employees on regulatory, AML, and sanctions compliance requirements.

Conduct regulatory analysis on upcoming changes to the regulatory perimeter and advise first line teams on their implementation plans to ensure they achieve compliance. Regulatory Compliance Manager, Amazon Payments UK (Compliance). Provide check and challenge to regulatory analysis, regulatory r...

Our client is a leading Global Hedge Fund who are now looking for a Senior Compliance Officer to operate as a regulatory project lead, ensuring oversight and completion of all regulatory projects by the wider compliance function. Taking on ad hoc regulatory project work as required whilst also pr...

A strong interest in payments and regulatory counseling and experience advising on legal issues in highly regulated industries. Demonstrated knowledge of legal and regulatory requirements in the payments space. We are looking for an experienced Lead Counsel, Payments and Regulatory to lead our gl...

Proven experience in regulatory compliance within the commodities or financial services sector. Strong understanding of regulatory frameworks and reporting, with experience in market abuse and trading compliance. Our client, a leading commodities firm, is looking for a Regulatory Compliance Advis...

Working closely with teams across the organisation, including Product, Member Operations, Payments, Marketing, Legal and Finance, you will provide expert advice on regulatory developments, lead compliance initiatives, and integrate regulatory requirements into our day-to-day operations. Support t...

Here, you’ll support the development, oversight, and implementation of the firm’s regulatory compliance program, working closely with front office, legal, and global compliance colleagues. UK-qualified lawyer or compliance professional with 7-12 years of post-qualification experience, ideally ga