Regulatory compliance jobs in ExeterCreate job alerts

Commercial Litigation (Regulatory & Enforcement) Solicitor or Legal Executive (NQ-4 PQE) Taunton or Exeter This Litigation Solicitor vacancy is within a well-established law firm with multiple offices in the South West of England. Salary and benefits: • Competitive salary – Starting from £51,000, • Hybrid working model – minimum three days per week in-office, • 25 days holiday + buy/sell up to 1 week, • Provide commercial litigation advice to commercial clients, • Advise clients on regulatory investigations, including those involving the HSE, EA, Food Standards Agency and Trading Standards, • Supporting clients following an incident or accident, under caution and/or internal investigation, • Providing compliance and risk management advice, • Qualified solicitor or legal executive, • NQ-4 years PQE within commercial litigation, • Newly Qualified lawyers with good court/litigation exposure are welcome to apply, • Criminal lawyers wishing to specialise are welcome to apply, • Click on apply now to send your CV in for consideration, • Alternatively contact Paul Norman at G2 Legal for a confidential discussion about your career move locally within the South West #INDMALS

Paraplanner – South West (Exeter / Plymouth / Weston-super-Mare) Salary: £40,000 - £50,000 + Bonus Full-time or part-time | Hybrid & Flexible Working Are you a detail-oriented Paraplanner looking to join a respected and forward-thinking financial planning firm in the South West? We're working with a leading Chartered Financial Planning practice with a strong presence across the South West. Known for its client-first approach, collaborative culture, and commitment to excellence, this firm is now looking to expand its experienced paraplanning team across its Exeter, Plymouth, and Weston-super-Mare offices. The Role You’ll play a crucial part in supporting the firm’s Financial Planners, delivering bespoke financial planning solutions through in-depth research and high-quality report writing. Working in a collaborative environment, you’ll help ensure clients receive tailored, well-researched, and compliant advice. Key Responsibilities • Conduct thorough research to support planners in delivering client recommendations, • Prepare detailed financial planning reports including cashflow modelling, • Utilise financial planning software (Intelliflo Office) to manage recommendations and workflow, • Stay up to date with financial products and industry developments, • Assist in client meetings, offering insight and technical support, • Ensure regulatory compliance and adherence to best practices What We’re Looking For • Proven experience as a Paraplanner within financial services, • Strong understanding of financial planning tools and compliance requirements, • Excellent communication, research, and analytical skills, • Level 4 Diploma in Regulated Financial Planning (Advanced Diploma desirable) What’s on Offer • Hybrid and flexible working options, • 25 days holiday plus bank holidays, • Competitive pension scheme (with matched contributions up to 6%), • Life assurance (3x salary), • Access to employee wellbeing and reward programmes, • Private medical insurance, • Enhanced maternity/paternity benefits, • Bonus and commission schemes for referrals This is a fantastic opportunity to join a people-focused firm that values expertise, supports career development, and fosters a flexible and supportive working culture. If this role sounds like it could be for you, and you would like some more information please reach out to

Registered ManagerRGN/RMNExeter£72,000 per annum + 50% BonusThe Registered Manager package includes:- £72,000 per annum- 50% Performance Bonus- 33 days annual leave allowance- Paid NMC registration- Support with continuous professional development (CPD) including a Personal Development Plan- Support with Nurse revalidation- Workplace Pension- Recommend a friend paid schemeThe Company:A beautiful purpose built, luxury home that specialises in Elderly & Dementia care. This home has been specifically designed to allow not only an exceptional level of care but also a vibrant and fulfilling lifestyle to all its residents. Part of a small luxury provider with a fantastic reputation for their life is for living attitude to care and the opportunities they give to their staff to grow. This is a Deputy Manager role not to be missed.Responsibilities:- To manage all aspects of the Homes operation- Deliver high quality care to residents in accordance with company standards- Compliance with all regulatory and statutory bodies- Ensure the home meets or exceeds financial targets- To build trusting and close relationships with residentsInterested in hearing more? Call Peter Caulfield on 023 9285 2310 or Email Registered Manager - Home Manager - Nursing Manager - CQC - RGNWR Health & Social Care are the #1 recruitment partner for nursing jobs, care home jobs and home manager jobs. We recruit UK wide predominantly for nursing home jobs and private hospital jobs.WR is acting as an Employment Agency in relation to this vacancy.JBRP1_UKTJ

"There is no passion to be found playing small - in settling for a life that is less than the one you are capable of living." Nelson Mandela Sheridan Maine is working with a leading Top 100 accountancy practice in Exeter to recruit a Corporate Tax Senior / Assistant Manager. This is an excellent opportunity to join a large, collaborative and forward-thinking team of multi-discipline tax advisors and gain exposure to a wide range of corporate tax assignments. As a Corporate Tax Senior, you will support both corporate tax specialists and the broader team, managing assignments of a compliance and advisory nature. With a diverse client base and variety of work, this role offers broad experience and excellent opportunities for personal and career development. A flexible hybrid work pattern is available. Responsibilities of the Corporate Tax Senior include: Prepare corporation tax computations and returns, and support advisory work including capital allowances, R&D claims, tax due diligence, and transaction/restructuring reports. Assist in the development of junior staff through day-to-day support and mentoring. Conduct tax technical research for wider projects. Contribute to marketing and business development initiatives for the team. Build and maintain strong relationships with clients, HMRC, and other professional advisers to deliver exceptional client service. Collaborate with audit colleagues on annual tax assignments. The successful Corporate Tax Senior: 2+ years of experience in corporate tax compliance. ATT/CTA or ACA/CTA qualified (or part-qualified with relevant experience and interest in completing CTA). Strong up-to-date technical knowledge of corporate tax. Awareness of compliance standards imposed by regulatory authorities for tax and audit. Commercially astute, with strong analytical and problem-solving skills. Excellent interpersonal skills, with the ability to build rapport with clients quickly. Whats on Offer: Competitive salary and benefits package. Flexible hybrid working and a supportive culture. Clear pathways for career development and progression. The opportunity to work closely with a varied and dynamic client base. A forward-thinking environment where your contribution will be valued and your expertise will grow. If youre passionate about this position or are keen to hear more, please click on apply as soon as possible. You are required to be eligible to work in the UK full time without restriction. Due to the high volume of applications, it is not always possible to respond to unsuccessful applicants. Therefore, if we have not responded to your application within five days, please assume that on this occasion your application has not been successful. TPBN1_UKTJ

The firm’s Risk & Compliance function has created a brand-new role for a Senior Compliance Manager to support the continued expansion of its regulatory and compliance capabilities. Our client, a Top 100 UK law firm, is looking to invest further into their Risk and Compliance team with a new senior

Better places, thriving communities.We are looking for an experienced Engineer to work as a member of the Mitie Fire & Security Systems Operations Field service team.You'll ensure effective delivery of PPM, Reactive calls and additional Small Works, ensuring compliance with all Legal and Regulatory

This role requires a solid understanding of ICP processes, along with a strong commitment to ethical power practices and regulatory compliance. Implement safety, quality, and environmental standards throughout the project lifecycle, adhering to Ethical Power Ltd’s sustainability policies. A commit

Hobson Prior is seeking a Head of Clinical Quality Assurance to join a remote-based team in the UK. Head of Clinical Quality Assurance (Remote UK), exeter. Provide guidance on quality assurance and regulatory compliance matters.

We are currently seeking a Risk and Compliance Assistant to join the Risk and Compliance department based in our Exeter office.This is a full time and permanent position.The Risk and Compliance department is central to ensuring that the Firm is compliant with the legal sectors regulatory expectation

Are you a regulatory expert with a passion for environmental compliance and deep knowledge of EU Extended Producer Responsibility (EPR)? We are currently partnering with a fast-growing, international environmental consultancy to find an experienced Environmental Compliance Manager to join their spec

Support internal training programs on regulatory compliance and awareness. Draft, amend, and implement regulatory policies and internal compliance guides. Conduct global regulatory surveys and assist in preparing regulatory reports for internal and external stakeholders.

International Regulatory Affairs Associate Director (Senior International Program Regulatory Manager). Minimum 4 years PQE in regulatory compliance, preferably in the crypto/web3 space across multiple jurisdictions. Support internal training programs on regulatory compliance and awareness.

We're looking for a Wealth & Trading Regulatory Compliance Manager with expertise in EMIR and MiFID to lead the implementation of the regulatory framework around derivatives. Compliance is a key team that ensures Revolut's products and processes meet the regulatory requirements and translate this in

We're looking for a Wealth & Trading Regulatory Compliance Manager with expertise in EMIR and MiFID to lead the implementation of the regulatory framework around derivatives. Regulatory Compliance Manager (Wealth & Trading). Experience in compliance risk management within a consultancy, compliance f

Reporting to the Security & Compliance Portfolio and Programme Manager, this role will work closely with key trading stakeholders to ensure the successful design, development, and implementation of regulatory, security, and compliance-driven projects. Provide subject matter expertise in regulatory c

Are you looking to build your career in regulatory compliance within the dynamic financial services sector? Corpay, a global leader in corporate payments, is seeking a detail-oriented and motivated Regulatory Compliance Analyst to join our Regulatory team. Are you looking to build your career in reg

Compliance Regulatory Lead (Must have Pharma) - Outside IR35 - £600 - Remote. Exalto Consulting is recruiting for a contract Compliance Regulatory Lead with experience in the pharmaceutical sector. Proven leadership in compliance, regulatory, or data projects.

The Head of Product Compliance + Regulatory Affairs will lead and oversee HH Global's compliance framework to ensure adherence to evolving global legislations, regulations and industry standards. Ensure that HH Global's compliance policies and procedures are up to date and effectively implemented ac

On completion of this 18 month apprenticeship you will have gained yourRegulatory Compliance Officer (RCO) Level 4 Apprenticeship. You will be studying toward your Level 4 Regulatory Compliance Officer Apprenticeship. Team Collaboration: Work closely with legal, finance, and operational teams to add

You are an experienced compliance professional with 2–3 years working in Regulatory Compliance, whether within a consultancy or a regulated investment firm. We’re a leading Investor Services group offering end-to-end services in administration, accounting, reporting, regulatory and compliance ne

Draft, amend, and implement regulatory policies and internal compliance guides. Support internal training programs on regulatory compliance and awareness. Proven experience in policy drafting, regulatory monitoring, and compliance audits.

Maintain an understanding of the latest developments in economic crime legislation and wider regulatory law and to regularly seek to update skills in addition to and outside of the CPD process, sharing learning across the team;. We are looking for an individual who can provide excellent, technically

The Regulatory Compliance Manager will report to the Global Regulatory Compliance Director. The Regulatory Compliance Manager will play a crucial role ensuring the business operations are executed within ethical boundaries set by the government and industry regulations to identify and alleviate regu

Solid understanding of the igaming industry including knowledge of regulatory frameworks and compliance requirements. Vixio is a leading Regulatory Technology (RegTech) platform created to remove the risk of non-compliance in the payments, gambling and financial industries. As part of our expansion,