Financial Services Administrator - with the option to be fully remote. About Our Client: Our client ... You will contribute to the success of the company overall and adhere to all internal compliance ...
HEAD OF COMPLIANCE- UK&I Location: Greater London/Essex area (hybrid 3 days per week on-site) Overview We are seeking a dynamic, confident, and collaborative leader to manage our client's regional ...
The successful candidate will be responsible for undertaking compliance monitoring activities across broker's regulated firms in line with the Compliance monitoring plan. Responsibilities: * Work ...
Support due-diligence and compliance processes on the trading floor * Conduct research on updates to the legal and regulatory systems, particularly with the FCA * Attend stakeholder meetings and ...
The position is largely remote, extremely flexible. The Role The Group Financial Controller will ... Financial Reporting & Compliance : Oversee all financial reporting and technical accounting ...
Compliance with those aspects of the FCA's Senior Managers and Certification * Regime which apply to you - including adherence to the Conduct Rule * Take proactive steps to keep up to date with ...
Permanent £75,000 - £85,000 pa depending on experience Remote Work Option: Hybrid Our Watford ... Oversee statutory registers and ensure compliance. * Collaborate on SEIS and EIS applications
We are currently recruiting for our client, a leading international law firm, in their search for a motivated and detail-oriented Compliance Officer to join the Business Acceptance Team . The ...
Windsor Forest College Group is looking for a Compliance and Quality Assistant to join the English and Maths department team at Slough & Langley College on a full-time contract working on a Term Time ...
Apply today to this Compliance Analyst role today to find out more! Lunaria Partners are advertising this Compliance Analyst role on behalf of our client. We strive to respond to all applications but ...
Senior Compliance Officer Location: London We are partnered with a number clients in the insurance space looking to grow their compliance teams from Compliance generalists to Financial Crime ...
We are currently partnered with a market leading global UCITS and Alternative Investment firm, who are seeking a Compliance Officer to join their join their growing compliance function. This role ...
You will also support other aspects of the firms compliance program including regulatory submissions, training, surveillance and policy implementation. Key Responsibilities: * Take a leading role in ...
Nicholas Howard are delighted to be recruiting for a Senior Compliance Officer to join a well established and growing specialist FCA regulated mortgage lending client, supporting the ongoing ...
Compliance and Financial Crime Director London Fixed Contract: 6-9 months We are looking for a Compliance and Financial Crime Director (SMF 16/17) for a large Financial Services provider based in ...
Currently recruiting on behalf of a Global Trading firm, who are looking to recruit an experienced compliance advisory professional with experience in Global Markets to join their team. The business ...
Fully remote Contract length: Rolling 3 months (scope for extensions) Job Description: We are ... Compliance: Ensure compliance with local government legislation, planning law, property law, and ...
We are seeking a Compliance & Licensing Specialist - Government and Regulatory Affairs to join a dynamic team. This role offers a unique opportunity to influence and support a global, cutting-edge ...
Calculation Compliance Assessment Lead 12 month contract London - Hybrid £963.24 p/d Umbrella If you're looking for a career that will help you stand out, join HSBC, and fulfil your potential
Unique opportunity available for an experienced Compliance Manager with an FCA regulated fintech scale-up on a permanent basis , ideally to commence in January. This is a great time to join a fast ...
We are seeking an experienced Head of Compliance who is qualified to act as the Money Laundering Reporting Officer (MLRO) in accordance with the regulatory requirements set by the Financial Conduct ...
One Ten Associates are partnering with a leading global hedge fund in their search for an experienced compliance professional to join the compliance team in London. Reporting into the Global Chief ...
You'll oversee compliance by leading the local compliance monitoring and assurance efforts, regularly updating policies, advising business units on regulatory requirements, ensuring compliance ...
We are currently working with a great buy side outfit for a 12 month compliance contract role. Key responsibilities include: * FCA and other relevant regulatory filings (e.g. FCA REP-CRIM) * Updating ...