Trabajos sox compliance en Guildford

The Project Manager is responsible for developing the service delivery operational elements of the plan, and leading and coordinating the relevant functional areas of the business, fleet, control, drivers and customer service, to ensure the plan is delivered and the benefits realised. You must ha...

The Compliance Analyst is a primary liaison internally for compliance-related inquiries. The Compliance Analyst is primarily responsible for implementing and monitoring the contractual and regulatory requirements of the various lender programs as they relate to securities lending and short-term i...

Are you a Compliance Officer looking for your next challenge in the Fintech and Payment industry? Are you detail-oriented and ready to be a part of a team dedicated to safeguarding financial integrity? If so, we have an exciting opportunity for you. As a Compliance Officer, you will find yourself...

You will play a key part in supporting the delivery of the compliance plan, developing as well as enhancing compliance processes, providing compliance advice, working on regulatory projects and more. Risk & Compliance Manager | Insurance MGA | West Midlands | £45 - 55,000 (doe). Finitas are delig...

Looking for a role where you can really impact credit risk strategy?. You’ll work with other teams to produce and deliver suitable credit portfolio strategies, serving as the expert on credit risk and data, whilst best representing the commercial value and regulatory aspects of lending activity. ...

We are currently recruiting for a Third-Party Risk Analyst who has extensive experience implementing end-to-end supply chain risk management frameworks, policies and processes. Implement an end-to-end supply chain/ third-party risk management framework, policies, and processes. Navigate interdepe...

Our client, a successful Investment Management firm, are looking for an experienced Senior Compliance professional to join the team to lead, oversee and manage the day to day compliance and operational aspects of their investment management business unit and platform offering, ensuring issues and...

Ck Group are looking for am ABPI Compliance professional to join a pharmaceutical companies Ethics and Compliance team. Support the wider compliance team to improve processes, identify risks and help drive a culture of compliance. You will support in-house medical affairs and commercial teams, he...

As a Lead Credit Risk Analyst, you will play a pivotal role in managing and enhancing our bank's credit risk strategies. Leveraging your expertise in credit risk analysis, you will contribute to the development and implementation of robust credit risk models and policies, ensuring the bank's port...

Morgan Stanley's Information, and Records Management Compliance Group (the Group) is part of the Firm's Privacy, Technology and Data Compliance team, which provides Compliance coverage and guidance to the Firm's Business Units and Infrastructure Divisions across all regions and jurisdictions. Com...

Compliance Officer (full time or part time role - hybrid working). You will have proven experience within the insurance sector as a Compliance Officer and in risk management, and will be well versed in legal and regulatory matters, GDPR, and corporate governance best practice. You are a Complianc...

We are looking for someone with knowledge of the commodities we trade and who enjoys working in a fast-paced environment with the daily pressure to make deals and convert offers. Be highly organised in planning of territory with clear and concise area visits. As Business Development Manager, the ...

These roles are to build, develop and deliver an 'outstanding' procurement category service with the express interest of delivering year on year value in terms of innovation, speed to market, quality, efficiency, risk mitigation and lower cost. Fantastic opportunity for 2 Category Managers in Sof...

Co-ordinating Compliance team meeting content and agenda; presenting during Compliance team meetings. At Natixis Investment Managers, we continuously work to create an environment that promotes diversity and inclusion in all its forms, across gender, race, religion, sexual orientation, disability...

Coopman Search and Selection are delighted to partner with a global multi-strategy hedge fund who are looking to hire a Compliance Officer to be part of their London Team. The role will report direct into the General Counsel & Chief Compliance Officer. Ensure FCA & SEC regulatory compliance requi...

This is an excellent opportunity for a compliance analyst looking to progress into a more senior and broader compliance role. As a Senior Compliance Analyst you will be joining a business that is looking to expand and will be an integral part of the firm with exposure to a wide variety of busines...

Key Words: Regulatory & Compliance Manager, Regulatory Manager, Compliance Manager, Beauty, Cosmetics, Personal Care. Regulatory and Compliance Manager. Lavandi Talent is currently working with a fantastic Beauty and Personal Care business who are looking for a skilled Regulatory and Compliance M...

Review of Compliance policies and 1LOD operating procedures mapping them to regulatory requirements. ...

The successful candidate will be a self sufficient project manager who can oversee the project management of the pre-construction and construction activities to commissioning stage. Senior Project Manager – Renewables - Developer, Owner and Operator. They have several exciting projects on the hor...

Support member firm with complying with Risk and Independence member firm obligations. ...

The Risk & Compliance function has grown from 4 to more than 20 in a little over 3 years. You’ll have gained several years’ Compliance experience focused on investment products and have a detailed knowledge of UK regulatory requirements in this space, including MiFID, MAR, UCITS etc. ...

Awareness of industry risk management tools such as: ARM, Xactium, Primavera Risk Analysis, SafranRisk, @Risk, RiskPredict!. Job Title: Risk Manager / Senior Risk Manager. Risk Manager, focusing on project risk. Benefits for role as Risk Manager:. ...

My client is a rapidly expanding financial services and insurance client, and as part of their growth plan, they are seeking to appoint an Internal Audit Manager to focus on their Finance function. Communicate with and assist Partner Consultancies with their procedures related to Control Testing,...

Provide support and assistance to the Senior Project Manager in the planning, control and co-ordination of Major Capital Expenditure engineering and construction projects (above £5m). Radius is seeking an experienced Senior Project Manager who has experience within critical environments such as D...