Trade compliance jobs in Mitcham - Page 5Create job alerts

The role has a broad remit across trade support, finance, technology and compliance responsibilities. The CFO will train the new hire to take ownership for a number of finance tasks (management ...

Pre-trade will be to correctly model trades into live orders, taking account of compliance and portfolio guidelines. Post-trade to ensure trades are reflected in the order management system and to ...

... compliance post-migration. Required Skills & Experience: * Proven experience with Verint voice recording systems . * Expertise in voice recording platforms, particularly in trading environments

Communicate with internal stakeholders such as Ops, Legal, Credit, Settlements, Traders and Compliance to resolve identified risks and draft required changes. * Ensure terms of all contracts adhere ...

Regulatory Compliance : Ensure equity swap operations comply with regulations (e.g., EMIR, Dodd-Frank) and work on reporting obligations related to swap trades. * System Implementation and Support

This includes producing a global roadmap for TP ICAP trade surveillance rollout, managing all impacts from new business initiatives, and overseeing BAU support on behalf of global Compliance. The ...

Review the UK customer trade terms compliance & partake in the bi-annual MHUK review. * Work with the RGM manager on the key MHUK customers profitability ensuring full transparency on the P&Ls and ...

Partnering with on-site and global clients , including HR and Compliance teams, to ensure ... Proven experience recruiting for sales and trading roles , such as quantitative analysts and ...

You will collaborate closely with our quantitative researchers, traders, and software engineers to ... Security & Compliance: Ensure that the Linux environment is secure by implementing best practices ...

Assistance in AML Advisory and Trade Escalations and Compliance Mailbox Cover. Executes supervisory and coordination duties related to payments screening. * Investigating at Level 3 escalations ...

Oversee compliance reporting for debt undertakings and manage related forecasting. * Risk ... Advisory and Trade Finance: Provide expert advice to operating companies on treasury and funding ...

Develop and present analysis on trading activities and market manipulation. * Maintain and enhance surveillance controls and procedures. * Monitor regulatory updates and ensure compliance. * Attend ...

Daily interaction with Portfolio Managers, Compliance, and Investment Operations. * Monitor proprietary trade capture system: ensure accurate trade capture and completeness of tickets. * Complete ...

Provide legal advisory services and implement compliant solutions * Participate in additional legal projects as required Required Skills: * 3-7 years of experience as a derivatives trading lawyer or ...

... Trading team in EMEA. Reporting into the Platforms Support team under the ETP Technology pillar ... Familiarity with compliance and regulatory requirements within the financial industry, with a ...

Set and manage fund and Portfolio Manager (PM)-level risk limits, monitor trading, P&L, and ... Create dashboards for the Investment/Risk Committee and support Compliance and Investor * Relations ...

Oversee the execution of integrated marketing campaigns to trade and consumers. Including ... Manage project budgets, ensuring the efficient use of resources and compliance with financial goals ...

Ensure compliance with regulations and reporting within the Energy Market. * Work with emissions and natural gas analysts. * Report on market views to support trading decisions. * Analysis of trading ...

The team is at crossroads between regulations and trade processing, and work on daily basis with business, IT, Ops and Compliance all at the same time. Transaction regulatory reporting scope includes ...

... compliance with new and existing regulatory bodies. Core areas will include: * Capital Markets * Crypto Trading * OTC * Market Making * Digital Asset offering Key Responsibilities for the Risk ...

Key Account Manager (On Trade HALO Accounts) Central London Up to £55,000 + travel allowance ... Promote compliance and professionalism, staying well-informed of relevant laws, regulations, and ...

Strong Trading and negotiation skills * Awareness and understanding of Compliance rules * Awareness and understanding of the FCA Rules and how to comply with them * A sound knowledge of policy ...

The successful candidate will play a crucial role in advising the sales and trading teams, managing derivatives transactions and ensuring compliance with regulatory requirements. Key Responsibilities

Collaborate with the, trading, Operations and IT teams to optimise trading processes and reduce ... Familiarity with regulatory requirements, compliance, and audit processes in the futures industry