Trade compliance jobs in Mitcham - Page 9Create job alerts

Senior Compliance Manager Location: City of London with many accessible transport/tube links Role : Full-time permanent position Working Arrangement: Hybrid Salary: Highly competitive package ...

Experienced in the preparation of accounts for Limited Companies, sole traders and partnerships * Experienced at overseeing audit assignments from planning to completion, ensuring compliance at every ...

... compliance, whilst ensuring ensure exceptional customer relationships are maintained. About You Candidates will have previous experience with a trade background (i.e., plumbing, multi skilled ...

To actively contribute to the Compliance Team meetings to promote effective compliance management. Policy, Process and Procedures * To assist and support with the development, enhancement and ...

Compliance Advisor I'm working with a financial services firm to recruit a Compliance Advisory Officer within their retail banking team, focused on second-line defence. This role requires deep ...

Represent the company at industry conferences, trade shows, and networking events to enhance brand ... Strong understanding of cybersecurity frameworks, compliance regulations, and risk management ...

They are looking for an experienced compliance professional to join the team on an interim basis who will be responsible for a broad range of compliance duties across UK and EMEA. Requirements: * 5+ ...

Represent the company at industry trade shows, nationally and internationally * Stay up-to-date ... Ensure compliance with all legal and regulatory requirements related to franchise sales and ...

Compliance Coordinator Up to £40,000?Surbiton, South West London?Food Manufacturing?Job ref: 8785 A very successful business which has a passion to deliver quality of both product and service

... trade for our proven brand. Key Accountabilities and Responsibilities * Financial Reporting ... Compliance and Risk Management - Ensure compliance with financial regulations and control financial ...

Other site level compliance duties will include auditing, monitoring performance of building data, site inspections and work closely with the Asset Manager and Life Safety Consultant to identify fire ...

Thistle Initiatives, our regulatory consultancy, provides expert compliance advice and support right across the financial services sector. Our clients range from niche start-ups to long-established ...

OTC and exchange-traded, IR, FI, Commodities, Equities) * Must have Regulation & Compliance Knowledge - implementing regulations project experience for multiple regulations e.g., MiFID II, IFPR, SM ...

Provide training and resources to employees to promote awareness of compliance issues.

... Compliance | Marketing, Digital & Technology | Property & Centre Management | Retail, Trade, Leisure & Wholesale Operations | Senior Appointments & Exec | Sales | Supply Chain & Logistics | Legal ...

... trading desks for equity and FX forwards); · Assist clients with many other issues including ... compliance with regulatory and internal requirements, and industry best practice; · Control, and ...

The post holder will assist the Information Compliance team in coordinating responses to statutory information requests (FOIA, UK GDPR, Data Protection Act), gathering information and preparing ...

We're looking for a motivated and proactive Compliance Coordinator to join this busy City Law Firm. This is an exciting opportunity for someone looking to make a real impact in a fast-paced legal ...

Investments Compliance Manager Investment FinTech Location: London (Hybrid - 2 days office, 3 days WFH per week) Salary: To £85k + shares + benefits How do you fancy working for a FinTech with an ...

Commercial awareness and trading focus. * Able to manage time effectively and to prioritise actions. * An understanding of GDPR and marketing communication compliance. CF00490

The Role The Compliance Risk & Control Officer will sit within the Risk & Control Team and will help ensure that positive client outcomes are being achieved, and that investment portfolios are being ...

Alexander Barnes is leading a Senior Compliance Officer search for a European Payments FinTech. The purpose of this role is to support the development and execution of a Compliance Monitoring and ...

... trade contracts, collateral warranties, parent company guarantees, and performance bonds. For ... Ensure compliance with all relevant legal and regulatory requirements, including those set by the ...