Trade compliance jobs in Morden - Page 4Create job alerts

We are currently seeking a skilled Trade Floor Voice Engineer with expertise in Verint V15 to join their dynamic team and support in maintaining secure, efficient, and compliant trading operations

Personal Tax Compliance Senior The opportunity We are looking for an experienced Personal Tax ... traders, directors, non-residents, non- doms, landlords, Trusts, partnerships and more. We are ...

Collaborate with compliance and monitoring teams to enhance trade surveillance and other monitoring tools that identify market abuse risks, including potential insider trading, price manipulation ...

Implement and support changes related to trade processing, settlement, and reporting requirements ... Regulatory Compliance: * Support the implementation of regulatory changes affecting back office ...

... trading • Ability to succinctly identify and communicate required compliance advisory feedback, explain the regulatory basis for suggested changes to clients • Ability to assist with compliance ...

... trade shows and in store activations that align with brand aesthetics, delight customers and drive ... compliance and premium positioning within their spaces. Project manage in store installations to ...

Implement and support changes related to trade execution, pricing, and risk management requirements ... Collaborate with compliance teams to address regulatory requirements. 3. Business Analysis

Collaborate with traders to establish risk limits and ensure compliance with risk management policies * Perform stress testing and scenario analysis to evaluate the potential impacts of adverse ...

... trading algorithms to ensure we are compliant with the firm's obligations and that the release process is strictly adhered to. • Design dashboard to monitor the trading algorithm • KDB ...

Monitor compliance with market risk limits set out to various counterparties and ensure proper escalation procedures in case of breach. * Monitor proprietary system of trade-based alerts and escalate ...

Ensure compliance with variation margin and initial margin requirements for uncleared OTC ... Trade Reporting: Manage the reporting of trades to trade repositories to enhance market ...

... they trade safely and legally through delivering proactive and reactive training/coaching of ... Work in partnership with Regional Compliance Managers to ensure that serious hazards are addressed

The role has a broad remit across trade support, finance, technology and compliance responsibilities. The CFO will train the new hire to take ownership for a number of finance tasks (management ...

Pre-trade will be to correctly model trades into live orders, taking account of compliance and portfolio guidelines. Post-trade to ensure trades are reflected in the order management system and to ...

Communicate with internal stakeholders such as Ops, Legal, Credit, Settlements, Traders and Compliance to resolve identified risks and draft required changes. * Ensure terms of all contracts adhere ...

Develop and present analysis on trading activities and market manipulation. * Maintain and enhance surveillance controls and procedures. * Monitor regulatory updates and ensure compliance. * Attend ...

Regulatory Compliance : Ensure equity swap operations comply with regulations (e.g., EMIR, Dodd-Frank) and work on reporting obligations related to swap trades. * System Implementation and Support

Review the UK customer trade terms compliance & partake in the bi-annual MHUK review. * Work with the RGM manager on the key MHUK customers profitability ensuring full transparency on the P&Ls and ...

Partnering with on-site and global clients , including HR and Compliance teams, to ensure ... Proven experience recruiting for sales and trading roles , such as quantitative analysts and ...

Assistance in AML Advisory and Trade Escalations and Compliance Mailbox Cover. Executes supervisory and coordination duties related to payments screening. * Investigating at Level 3 escalations ...

Oversee compliance reporting for debt undertakings and manage related forecasting. * Risk ... Advisory and Trade Finance: Provide expert advice to operating companies on treasury and funding ...

Provide legal advisory services and implement compliant solutions * Participate in additional legal projects as required Required Skills: * 3-7 years of experience as a derivatives trading lawyer or ...

Set and manage fund and Portfolio Manager (PM)-level risk limits, monitor trading, P&L, and ... Create dashboards for the Investment/Risk Committee and support Compliance and Investor * Relations ...

... Trading team in EMEA. Reporting into the Platforms Support team under the ETP Technology pillar ... Familiarity with compliance and regulatory requirements within the financial industry, with a ...