Trade compliance jobs in Richmond - Page 9Create job alerts

Provide training and resources to employees to promote awareness of compliance issues.

Experienced in the preparation of accounts for Limited Companies, sole traders and partnerships * Experienced at overseeing audit assignments from planning to completion, ensuring compliance at every ...

To actively contribute to the Compliance Team meetings to promote effective compliance management. Policy, Process and Procedures * To assist and support with the development, enhancement and ...

Represent the company at industry conferences, trade shows, and networking events to enhance brand ... Strong understanding of cybersecurity frameworks, compliance regulations, and risk management ...

They are looking for an experienced compliance professional to join the team on an interim basis who will be responsible for a broad range of compliance duties across UK and EMEA. Requirements: * 5+ ...

Investments Compliance Manager Investment FinTech Location: London (Hybrid - 2 days office, 3 days WFH per week) Salary: To £85k + shares + benefits How do you fancy working for a FinTech with an ...

Represent the company at industry trade shows, nationally and internationally * Stay up-to-date ... Ensure compliance with all legal and regulatory requirements related to franchise sales and ...

Reporting into the UK Head of Compliance, you will: * Provide expertise on a wide range of UK related compliance and data protection matters. * Support the Senior Compliance Officer in responding ...

Compliance Advisor I'm working with a financial services firm to recruit a Compliance Advisory Officer within their retail banking team, focused on second-line defence. This role requires deep ...

... trade for our proven brand. Key Accountabilities and Responsibilities * Financial Reporting ... Compliance and Risk Management - Ensure compliance with financial regulations and control financial ...

Ensure compliance with all health and safety requirements and adhere to best working practices at ... Up to 10% off B&Q/ Trade Point * 20% off Nuffield Fitness and Wellbeing Centres At Arcus, we are ...

Leading US Law Firm is seeking a new Senior Compliance Manager to join their London office specifically focusing on AML and Sanctions matters. This is a newly created permanent role that will report ...

Senior Compliance Manager Location: City of London with many accessible transport/tube links Role : Full-time permanent position Working Arrangement: Hybrid Salary: Highly competitive package ...

OTC and exchange-traded, IR, FI, Commodities, Equities) * Must have Regulation & Compliance Knowledge - implementing regulations project experience for multiple regulations e.g., MiFID II, IFPR, SM ...

Other site level compliance duties will include auditing, monitoring performance of building data, site inspections and work closely with the Asset Manager and Life Safety Consultant to identify fire ...

Thistle Initiatives, our regulatory consultancy, provides expert compliance advice and support right across the financial services sector. Our clients range from niche start-ups to long-established ...

... Compliance | Marketing, Digital & Technology | Property & Centre Management | Retail, Trade, Leisure & Wholesale Operations | Senior Appointments & Exec | Sales | Supply Chain & Logistics | Legal ...

The post holder will assist the Information Compliance team in coordinating responses to statutory information requests (FOIA, UK GDPR, Data Protection Act), gathering information and preparing ...

We're looking for a motivated and proactive Compliance Coordinator to join this busy City Law Firm. This is an exciting opportunity for someone looking to make a real impact in a fast-paced legal ...

... trading desks for equity and FX forwards); · Assist clients with many other issues including ... compliance with regulatory and internal requirements, and industry best practice; · Control, and ...

The Role The Compliance Risk & Control Officer will sit within the Risk & Control Team and will help ensure that positive client outcomes are being achieved, and that investment portfolios are being ...

Alexander Barnes is leading a Senior Compliance Officer search for a European Payments FinTech. The purpose of this role is to support the development and execution of a Compliance Monitoring and ...

Commercial awareness and trading focus. * Able to manage time effectively and to prioritise actions. * An understanding of GDPR and marketing communication compliance. CF00490