Compliance Officer - Regulatory Reporting (Asset Management)
hace 8 días
New York
Candidates should have experience preparing and submitting a broad range of regulatory filings, including Form ADV, Form PF, Form CPO-PQR, NFA Annual Questionnaire, Firm and DR Registrations, NFA Forms 7-R, 8-R, and 8-T, Annual NFA Pool Financial Statements, SEC Form D filings, etc. These include...