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The primary purpose of this role is to provide compliance advice, oversight and training in respect of Janus Henderson Investors EMEA distribution related activities, both retail and institutional. You will represent compliance in distribution matters, including but not limited to the following:....

Our client is a boutique financial services firm based in St Albans, seeking a Head of Risk and Compliance on a permanent basis. Provide Compliance and AML oversight and hold the associated FCA Senior Management functions SMF16 Compliance Oversight and SMF17 Money Laundering Reporting Officer. Ch...

Lutine Bell are currently supporting a leading Specialty Insurer based in London looking to appoint a Compliance Analyst. Supporting the business by providing timely Compliance advice and guidance on both new and existing initiatives. Undertaking and supporting Compliance Monitoring reviews and p...

The Senior License Compliance Sales Specialist. The LCSS guides the sales team and channel partners through the license compliance process and conducts. We will only consider candidates that have direct negotiation and closing experience as Sales Representatives or License Compliance Sales Repres...

An ambitious and data-driven team player eager to steer our compliance monitoring to new heights. Monitor and ensure compliance with all applicable laws and regulations. Develop, implement, and maintain compliance programs and policies. Conduct regular compliance audits and risk assessments to id...

My client is an innovative & well established start-up with a unique product to meet the risk and compliance needs of all regulated organisations and transform the way they see and use communication (mobile, data, trading etc… ). The company is booming and is looking for Senior Sales/Sales Manage...

The Global Regulatory Compliance Officer/Manager will be responsible for cosmetic product registrations, screen products to make sure that we are up-to-date on all regulations, along with formula and raw material data. Evaluate formulas for compliance and safety. ...

Quality Assurance & Compliance Manager. We are looking for a Quality Assurance and Compliance Manager with exceptional stakeholder management skills, a collaborative style to come join our team. In the role of QA & Compliance Manager you will be highly organised, have a proven track record of exc...

This investment platform puts the customer at the core of it’s business. We’re looking for someone to lead compliance. Experience in a regulatory compliance and financial crime. Solid understanding of retail investments / wealth management. ...

Barclay Simpson are currently recruiting for a Compliance Officer to join a Wealth Manager based in Hertfordshire. You will be covering all areas of compliance including, monitoring, advisory, AML and T&C compliance. You will ideally come from another wealth manager in a compliance role. ...

Are you eager to find business analyst jobs and kickstart your career in business analysis, even without prior formal experience?. If youre an analytical thinker who pays attention to detail, are a great communicator, and adept at problem-solving, brace yourself for a gratifying journey in Busine...

Software Business Analyst / Project Manager REMOTE. Software Business Analyst / Project Manager is required to join a vibrant Fintech organisation. Experience working as a project manager and business analyst. The ideal candidate will have significant project management and business analysis expe...

We are looking for a Risk and Compliance Manager, ideally with Legal experience, looking to be at the forefront of the implementation and development of regulatory and compliance matters for the firm. Apply below or contact Gemma at Austen Lloyd as soon as possible, quoting Role Ref: GL 55607 (Ri...

Our Client, a Globally Significant Private Markets firm, is looking for a Compliance Officer to join the EMEA Marketing and Distribution Compliance Team, acting as No. It requires a close partnership with other functions within the organisation including legal, product development, client coverag...

This position is perfect for someone with extensive experience as an AML Analyst (or similar roles) working within a law firm, wherein they gained a strong knowledge of UK AML Regulations and SRA Standards and Regulations. An International Law Firm is looking for a Senior AML and Conflicts Analys...

Combining strategic oversight with hands-on implementation, you’ll ensure compliance with industry standards and regulatory requirements while building a culture of integrity and ethical conduct. We are seeking a compliance leader with:. Significant experience in compliance management within the ...

If you’re a proactive leader ready to drive compliance and improve care quality, a role as our Regulatory Compliance Manager for complex care, may be right up your street!. Ensure Excellence in Complex Care as our Regulatory Compliance Manager!🚀. As the Regulatory Compliance Manager, you will be...

Are you looking to expand your compliance career and take on a more generalist role with broader responsibilities?. Do you enjoy solving complex compliance issues?. We’re looking for someone passionate about compliance and ready to dive into a diverse role within a prestigious full-service law fi...

This is a strategic Compliance role that will have ownership of the compliance plan, regulator relationships and all horizon scanning, thematic reviews and compliance advice to the business and board. IDEX Consulting are currently partnered with a bespoke Financial Planning business in Surrey who...

The Business Analyst Role has come around due to an expansion and strategic change and the Business Analyst will report in to the two owners of the business. Quant Capital is urgently looking for a Derivatives Business Analyst to join our high profile client. Validation of requirements with clien...

Actuarial Business Analyst (Prophet Actuarial system & SAP) - Insurance - 750-850/day GBP (inside IR35). The position would suit someone who has either come from the business (Actuarial) and moved into the project and change world or a dedicated finance BA with system consolidation and migration ...

Are you a seasoned Legal Risk & Compliance professional with a passion for AML, regulatory compliance, and conflict management?. This high-impact role covers all aspects of AML, sanctions, and regulatory compliance while driving innovation and best practices across the firm. To be considered for ...

We are seeking an enthusiastic and highly motivated individual to join as a Junior Risk & Compliance Analyst at a National Firm in London. Within this role, you will support fee earners and various business functions in anti-money laundering, sanctions, general conflicts, and risk and compliance ...

Investments Compliance Manager. The Risk & Compliance function has grown from 4 to more than 20 in a little over 3 years. You’ll have gained several years’ Compliance experience focused on investment products and have a detailed knowledge of UK regulatory requirements in this space, including MiF...