Banking compliance jobs in NorthwoodCreate job alerts

The role holder is required to have close collaboration with the Regional Chief Compliance Officer, Chief Operating Officer, Chief Risk Officer and other Senior Management, Executive/Local Management Committee members, Local Compliance Officers, Money Laundering Reporting Officers, Chief Represen...

Are you a seasoned Legal Risk & Compliance professional with a passion for AML, regulatory compliance, and conflict management?. This high-impact role covers all aspects of AML, sanctions, and regulatory compliance while driving innovation and best practices across the firm. To be considered for ...

Taylor Root is pleased to be working with one of the most well know names in media and broadcasting to recruit a Senior Data Protection and Compliance Officer. Reporting into the Head of Compliance you will be responsible for:. Experience of working in a data protection compliance role that invol...

Provide Compliance and AML oversight and hold the associated FCA Senior Management functions SMF16 Compliance Oversight and SMF17 Money Laundering Reporting Officer. Act as Chairman of the Risk Committee, be responsible for the maintenance of the Risk Register and for identifying and monitoring r...

Conduct regular risk assessments and audits to ensure compliance with legislation. Liaise with external bodies and authorities regarding health and safety compliance. ...

Senior Compliance Monitoring Analyst?. Are you looking for your next Compliance career step or currently a. If you have answered yes, then you could be the right person to join our compliance team in this key role. Support the 1st line’s understanding of compliance responsibilities, including by ...

The Risk & Compliance function has grown from 4 to more than 20 in a little over 3 years. You’ll have gained several years’ Compliance experience focused on funds / investment products and have a detailed knowledge of UK regulatory requirements in this space, including MiFID, MAR, UCITS etc. ...

Enlighten Supply Pool have a great opportunity for a bright and conscientious candidate to join a fast-growing company as a Compliance Officer. Compliance Office | Enlighten Supply Pool. Ensure full legal compliance of right to work checks. Innovate and streamline compliance within a software dev...

As a Senior AML Analyst, you will oversee the onboarding procedures for new and existing clients, ensuring high standards of compliance are upheld and processes are executed smoothly. Are you an experienced AML Analyst?. We're looking for a Senior AML Analyst to join a leading UK Accountancy Firm...

Job Title - Compliance Assistant - Information Security. A long standing client of ours is looking to make a key hire for their Compliance team. This is an excellent opportunity for someone early on in their compliance career to join a company where they can grow, develop, and learn!. Experience ...

Conduct compliance reviews, perform compliance monitoring and surveillance to ensure that policies, procedures and practices are being followed and adhered to. Provide regular internal management information on compliance related activities, for onward escalation, including the development of com...

Tax Assistant Manager – Corporate Tax Compliance and Advisory – 104886. Why Join KPMG as a Tax Assistant Manager within our Corporate Tax Compliance & Advisory Team?. Being the principal contact with many clients on day to day tax matters and working with managers, senior managers, directors or p...

We are searching for a Conflicts Assistant to join a dynamic International Law Firm, in their London office. Within this role, you will be involved in running conflict reports and collaborating with international compliance teams. Collaborate with compliance teams to ensure complete conflict sear...

As they continue to grow, they are seeking a talented Business Analyst to join their dynamic team. As a Business Analyst, you will be the key liaison between clients and the development team, focusing on gathering requirements and ensuring the successful implementation of solutions. We are workin...

The desired candidate should be a tech-savvy lawyer with ideally 5+ years of PQE, strong regulatory insight and a practical, commercially-minded approach. This is a brand new role, meaning the responsibilities have the potential to develop over time, however, some of the responsibilities/projects...

The ideal candidate will be an experienced compliance professional with a deep understanding of MCOB regulations and experience managing compliance functions at a senior level within a financial services organisation. Job Title: Head of Compliance (SMF16/17). Lead the compliance function, fosteri...

Join a leading organisation as a Compliance Manager and be at the forefront of driving excellence in compliance and risk management within the insurance industry. Offering comprehensive guidance on compliance matters to key stakeholders and promptly escalating significant compliance concerns to t...

We are seeking a Lead Business Analyst to head up our Business Analysis (BA) function. You will have demonstrable Business Analyst experience, ideally in a digital product consultancy, agency or similar company. Several years experience as a digital business analyst across a major digital product...

We are seeking a highly motivated and detail-oriented Cybersecurity Compliance Analyst to join our fast-growing team. The ideal candidate will have a solid background in cybersecurity compliance frameworks such as SOC 2, ISO 27001, and NIST CSF. They should possess excellent communication skills ...

A top International Law firm is searching for a Senior Conflicts Analyst to join them in London. Collaborate with colleagues in compliance teams to identify potential conflicts. ...

We are seeking a dedicated Compliance Manager to join our team and play a pivotal role in maintaining our commitment to compliance excellence. We prioritize compliance and regulatory excellence in all our operations to ensure we meet and exceed industry standards. Assist in developing and impleme...

This exciting opportunity has arisen to join a growing Risk & Compliance (R&C) Team working from home but with travel to sites that may include overnight stays as business needs require. Reporting to the Head of Compliance Acquisitions & MGA, you will be part of a team independent of segment line...

An exceptional opportunity has arisen for a remote Compliance Officer within an International law firm. In this role, you’ll handle a broad range of compliance, conflicts and AML issues and have the chance to handle escalations from officers. Are you a highly skilled and dedicated professional wi...

Contributes to the ongoing delivery of the business wide financial crime risk assessment process to identify and assess compliance risk for businesses / products. ...