Banking compliance jobs in Bristol

Our client, a successful Investment Management firm, are looking for an experienced Compliance Officer to join the team to lead, oversee and manage the day to day compliance and operational aspects of their investment management business unit and platform offering, ensuring issues and risks of a ...

Contributing to Methods Business Analysis Community of Practice and mentoring other business analysts. The role will involve leading business analysts in small to medium sized projects and supporting the analysis of more complex transformations. It is expected that the Senior Business Analyst wil...

The role of the Senior Compliance Monitoring Officer is to ensure that Kensington complies with all relevant legislation, regulations, policies and codes of conduct through appropriate control systems in order to minimise and mitigate risks to the business. The role is to assist the the Complianc...

This is an excellent opportunity for a compliance analyst looking to progress into a more senior and broader compliance role. As a Senior Compliance Analyst you will be joining a business that is looking to expand and will be an integral part of the firm with exposure to a wide variety of busines...

As Head of Compliance and Contract in the recruitment industry, you will play a pivotal role in overseeing all the commercial and compliance obligations of the business, as well as playing a key role in managing the compliance and onboarding of our ever-evolving contract desk. Hamlyn Williams is ...

To undertake compliance monitoring reviews as agreed with the Head of Compliance Monitoring to achieve delivery of the Compliance Monitoring Plan as agreed for the activities of WMUK, LFA and LFI. To deliver the Compliance Monitoring plan, which is agreed on an annual basis with the regulated ent...

Our client, a leading organization in finance, technology and financial news sector, is looking for diligent, highly motivated and talented KYC Client Onboarding Analyst to join their dynamic KYC department. This is an exciting opportunity to contribute to their thriving KYC function and play a p...

This role will involve working with senior lawyers, managers and global heads, implementing compliance controls and procedures, managing risk and ensuring compliance with necessary laws and regulations. ...

As the Regulatory Compliance Manager, you will play a crucial role in leading the firm’s regulatory obligations to the FCA and overseeing regulations for installations. This role is suitable for individuals seeking to enter a Compliance Manager position or progress in their career. Collaborate wi...

We are seeking a seasoned Chief Risk and Compliance Officer to join our executive team. As we grow and expand our reach, we're committed to maintaining the highest standards of risk management and regulatory compliance. This critical role will be responsible for leading our global risk management...

Robert Half is recruiting for a Head of Compliance (SMF16) for a brokerage firm. ROLE: Head of Compliance (SMF16). Compliance responsibility as part of a wider team for input and calibration of documents. Responsibility for annual review and update of all Compliance and AML policies and procedure...

Lead Technical Compliance Manager. This is a newly-created role within the Compliance function. Perfect for someone at a Senior/Managerial level who would appreciate an autonomous role to focus on day-to-day tasks as a Technical Specialist. Previous role in a Compliance Advisory capacity. ...

Compliance Officer - Insurance. A London Market Insurer are seeking a Compliance Officer to manage the regulatory risk associated with the business through the management of its relationship with the regulator(s) and promotion of best practice. Act as a key part of the Compliance function driving...

The Contract Risk Manager will be responsible for managing contract risks, ensuring compliance, and mitigating potential liabilities across our organization. DHL Group, a leading global logistics company, is seeking a highly motivated and experienced Contract Risk Manager to join our team. Collab...

We are working with a prestigious law firm who are looking to bring in a Risk & Compliance Manager to their team based in London. This role will be reporting into the Financial Crime Risk and Compliance Director and will work closely with the COLP/General counsel. You would be directly responsibl...

Manage compliance of internal business processes, to provide assurance to clients and support external quality standards (for example, ISO27001); and ensure key suppliers are complying with agreed standards and contract terms. Reporting to the Chief Operating Officer, the. Compliance Frameworks, ...

They are seeking a Compliance Officer (VP - SVP level) in London to work within a flat structure and take the lead on their rapidly growing energy trading businesses. Advise on compliance requirements for new initiatives. Strong experience in advising businesses on energy markets compliance. ...

We're on the lookout for a Business Analyst to join an organisation who are working on a range of exciting technology projects. Within this role you'll gather requirements, run engaging and effective workshops, and will be very strong within business process mapping. ...

The Compliance Analyst would be responsible for reviewing customer due diligence and ensuring compliance to regulations and guidelines. Compliance Analyst to join an established iGaming company. The Compliance Analyst role would suit an individual with an in depth understanding of responsible gam...

Compliance Manager – Asset Management & Hedge Fund Compliance Consultancy (Must have solid Asset Management & Hedge Fund Compliance experience). Our client needs either a “senior Compliance Manager”, or "Head of Compliance" level experience either gained from a Hedge Fund, Asset Manager, or Priva...

As Lead Business Analyst, you will be working very closely with business stakeholders and Project Managers, Business Analysts and data and development resources across the wider technology department and will be managing a team of 3-4 Business Analysts. The Lead Business Analyst will assess the r...

The MLRO/Compliance Officer will be responsible for managing our compliance with legal and regulatory requirements, with a particular focus on anti-money laundering (AML) and counter-terrorist financing (CTF) measures. Provide training and guidance to staff on compliance procedures and the import...

Our client is seeking a Compliance Manager to join the bank on a permanent basis either in Kent or in the Midlands. The role would join a high performing compliance team and would support the bank with topics such as consumer duty, business modernisation and providing regulatory advice to the bus...

The Compliance Analyst is a primary liaison internally for compliance-related inquiries. The Compliance Analyst is primarily responsible for implementing and monitoring the contractual and regulatory requirements of the various lender programs as they relate to securities lending and short-term i...