Banking compliance jobs in TwickenhamCreate job alerts

Compliance Manager – Mortgages, Retail Banking. A new opportunity has arisen to join the 2nd Line Compliance team. If you have good knowledge of the FCA regulations around Mortgages and Retail Banking and are looking to elevate your career, we would be keen to hear from you. Contributing to the A...

Our client offers Investment Banking, Private Equity and Institutional Sales services across Europe. In Europe their London and Frankfurt offices act as a strong, stable and trusted financial partner to clients in Investment Banking, Private Equity and Equity Sales and Research. Compliance monito...

It is part of the Global CMG function within the Investment & Corporate Banking Regulatory Compliance (“ICBRC”) group for CACIB worldwide. Provide general advisory services in connection with investment banking & financing activities. Train business units on conflict management, control room, inv...

Provide accurate, timely and practical regulatory compliance advice to the Private Client business on lending (regulated, unregulated and consumer credit). A number of years’ compliance advisory experience, ideally with a background in regulated lending. Sound knowledge of retail lending products...

It is part of the Global CMG function within the Investment & Corporate Banking Regulatory Compliance (“ICBRC”) group for CACIB worldwide. Provide general advisory services in connection with investment banking & financing activities. Train business units on conflict management, control room, inv...

Compliance Risk Management Senior Officer. Serves as a Senior Compliance Risk Officer for the ICRM CBNA & Banking International team, responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and de...

This position requires a proactive approach to monitoring regulatory developments, updating compliance policies, and conducting compliance audits. The role involves providing legal and compliance guidance, coordinating with external lawyers, and assisting in transaction execution. In this role, t...

Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)’s Compliance Testing team responsible for assessing compliance risks and controls implemented by Citi’s first and second line of defense. Performs compliance controls testing, transactional testing, or co...

Working collaboratively with Investment Technology Teams and the Investor / Analyst end business users, you will ensure that business needs are understood, documented and addressed throughout the delivery cycle. Principal Business Analyst (Investments) - 9 month Contract. Schroders are looking fo...

Business Analyst / PM - Equity Swaps Prime Brokerage. Business Analyst / Project Manager -. Understand Business priorities and work as a liaison between Business and Development teams. Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm'...

Head of Employee Compliance Strategy & Risk Management. Employee Compliance's (EC) core function is to provide effective advice and tools to enable Deutsche Bank employees to observe the highest standards of individual behavior and conduct and to assess, monitor and report on Compliance risks pos...

Senior Director - Product Manager, Fraud, Security and Compliance. Partner with internal stakeholders (legal, compliance, finance, risk) to ensure alignment on regulatory requirements and mitigate any security or compliance risks. Critical to our mission is the fact that we are committed to deliv...

Ongoing enhancement and maintenance of the Compliance Monitoring Programme to ensure adherence to all applicable regulatory obligations. Ongoing review and implementation of Compliance policies and procedures. Assisting in the production of all relevant compliance MI/reports including periodic re...

Assistant Vice President, Compliance Testing & Quality Assurance. Compliance Testing and Quality Assurance (CTQA) is responsible for leading and/or delivering a comprehensive risk based assurance programme across the bank and securities business activities of MUFG in London and the EMEA region. E...

Providing reports on a regular basis including the regulatory Annual MLRO Report, to keep the Head Office Compliance Committee of the Board and senior management informed of the operation and progress of compliance and crime prevention efforts;. The general responsibility of the Head of Complianc...

A new opportunity to join a global banks’ busy Operations Function as a KYC Analyst, working closely with their global offices in Europe. Participate in training programmes to develop KYC knowledge and develop skills within the role Suitable candidates will offer good knowledge of KYC related reg...

Ensure that specialist staff in each academy are supported, developed and challenged to ensure that they take responsibility at a local level for statutory compliance Provide specialist professional development in areas of compliance for academy-based staff Liaise with the Federation central team...

Health & Safety Systems & Compliance Officer. If this sounds like an opportunity for you then please review the full role profile before applying - Health and Safety System and Compliance Officer. The role has a nationwide remit covering administration, reporting and contract administration ...

We’re currently recruiting for an experienced Fundraising Compliance Manager to join our team. Your expertise in regulatory frameworks will ensure compliance in all fundraising activities. Collaborating with departments like Gift Processing, Data Protection Office, Governance, Legal Services & O....

We have an exciting opportunity for a Compliance Manager, specialising in Asbestos management, to join a unique and award-winning housing association. Through being engaging and diligent, you will drive Phoenix Community Housing’s robust approach to risk, by being a competent source of knowledge ...

FM Maintenance and Compliance Manager. The FM Hard Services Team in Facilities Management for Richmond and Wandsworth Councils Better Partnership Services is recruiting a FM Maintenance and Compliance Manager. You will lead a team of over 25 staff including maintenance, compliance and premises ma...

Leading, tier 1 law firm are looking for a risk and compliance analyst to join their small team and assist with AML checks, risk and compliance, and conflict checks. Our client does not necessarily need a legal risk and compliance background but you must have had some exposure to risk and complia...

Breast Cancer Now are excited to recruit the new role of fundraising compliance officer to support its growing fundraising ambitions. As our fundraising compliance officer, you will play an essential role in ensuring our fundraising and marketing activities meet the highest standards in an ever-c...

Tier 1 law firm are looking for a senior risk and compliance analyst to join their team and work closely with the Risk and Compliance Manager to help ensure that the firm complies with relevant regulations and statutory requirements, particularly in relation to new client and matter take-on proce...